HomeMy WebLinkAbout2023-08-08 Policy & Services Committee Summary MinutesPOLICY AND SERVICES COMMITTEE
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Regular Meeting
August 8, 2023
The Policy and Services Committee of the City of Palo Alto met on this date in the Community
Meeting Room and by virtual teleconference at 7:00 p.m.
Present In Person: Tanaka (Chair), Lauing, Veenker
Present Remotely: None
Absent: None
Public Comment
None
Agenda Items
1. Approval of Office of City Auditor FY2024 Task Orders
City Auditor Adriane McCoy presented the following Task Orders for Committee approval:
Citywide Risk Assessment, annual audit plan, hiring of external auditor, administrative tasks for
reporting and City hotline as well as evaluation and benchmarking performance of internal
audit functions. The Office of the City Auditor responds to calls made to the hotline. The initial
contract included independent periodic review, which is a typical evaluation within the internal
audit profession. The FY2024 contract incorporated the related budget for each task.
Council Member Veenker was unaware of the hotline. She asked how people learn about the
hotline and the hotline’s scope. She noted the report mentioned an employee hotline but City
Auditor McCoy stated during her presentation that the public could also call the hotline. City
Auditor McCoy explained it is typical for public sector entities and corporations to have a phone
number or email for anyone to report something inappropriate, unacceptable service, or for
vendors to report a situation related to their interactions with employees. City Manager Ed
Shikada clarified that the City has a Fraud, Waste and Abuse Hotline, which was focused
internally. The City Auditor, City Attorney and City Manager receive an initial read of
complaints. The software platform allows complaints to retain anonymity.
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Council Member Tanaka requested a percentage comparison of the proposed expenses for task
orders versus last year. City Auditor McCoy replied it was the same, so there was no percentage
increase in dollar amounts. A comprehensive risk assessment is performed on alternate years.
Next year, a less involved review would be proposed to update the risk assessment.
MOTION: Council Member Veenker moved, seconded by Council Member Lauing to
recommend the City Council approve the following task orders:
1. FY24-Task 01 – Citywide Risk Assessment
2. FY24-Task 02 – Annual Audit Plan
3. FY24-Task 03 – External Financial Auditor
4. FY24-Task 05 – Various Reporting & City Hotlines
5. FY24-Task 06 – Evaluation and Benchmarking
MOTION PASSED: 3-0
2. Receive and Discuss the Seismic Risk Assessment Study and Seismic Hazards
Identification Ordinance Update
Management Specialist Rachael Tanner delivered a slide presentation. In 1986, City Council
adopted the current Seismic Hazards Identification Program codified at PAMC Section 16.42.2.
This ordinance established a mandatory evaluation program with incentives for property
owners to perform voluntary upgrades to structurally deficient buildings. Of the 89 buildings
identified under the ordinance, 100% of the property owners submitted reports. As of 2017,
74% of those buildings were strengthened, demolished or proposed to be demolished and at
least six additional buildings were strengthened or are planned to be demolished.
Based on the Seismic Risk Assessment Study, Palo Alto would face significant losses but
retrofitting could prevent loss and help the city recover more quickly. Addressing potentially
hazardous building types present in large numbers would maximize risk reduction. The
additional buildings under consideration to include in the Seismic Hazards Identification
Ordinance Update include: 294 soft-story wood frame buildings constructed before 1977, 99
tilt-up buildings constructed before 1998, 37 soft-story concrete buildings constructed before
1977, 35 steel moment frame buildings constructed before 1998, and an unknown amount of
older non-ductile concrete buildings constructed before 1977.
Under the current ordinance, a magnitude 7.9 would cause $2.4 billion in losses but retrofitting
would result in a 45% reduction in losses; a magnitude 6.7 would cause $1.2 billion in losses but
retrofitting would result in a 33% reduction in losses.
Staff proposed the following action steps. Procure expertise. Perform a limited refresh of the
study and retrofit cost estimations. Establish a community engagement strategy and schedule.
Return to the Committee for approval of staff’s recommended policy and program, then to City
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Council for direction. Draft an updated ordinance and program budget. Adopt the ordinance
and appropriate funds to initiate the program.
Council Member Veenker inquired how to access information on what a particular building was
made of, if it was evaluated and retrofitted. Management Specialist Tanner does not know if
the records were in storage or digitized. Chief Building Official George Hoyt remarked that the
reports were in paper form in Development Services Operations’ filing cabinet. 525 University
Avenue is undergoing seismic upgrades and will be strengthened to the new standard. The Palo
Alto Square property is possibly non-ductile and has not had seismic retrofitting. Chief Building
Official Hoyt offered to look at Palo Alto Square’s engineering studies from 1986 to confirm it is
non-ductile and follow up with Council Member Veenker.
Los Angeles and San Francisco have the strictest seismic regulations. Management Specialist
Tanner and Chief Building Official Hoyt visited San Francisco to learn about the City’s process.
Council Member Veenker preferred Options 4, 5 and 6 presented by staff. She believed it
should be mandatory to retrofit certain building types. Council Member Lauing expressed his
concern with mandatory retrofits because of the cost. He was interested in incentives that do
not require the City to finance upgrades. One incentive Council Member Lauing found
appealing was disclosures at entrances to potentially unsafe buildings to warn the public.
Management Specialist Tanner stated that the previous study took about two years and this
proposed project would have a similar timeline. Chief Building Official Hoyt believed the
previous study took 1½ years, including the RFP process, bringing on the consultant and about
one year in the study. Planning Director Jonathan Lait pointed out that staff will have better
insight to the timeline once consultants respond to the RFP.
Council Member Veenker wanted to ensure equitable application of the updated ordinance.
She worried that only rich people would have safe buildings or property owners would pass on
the financial burden to their tenants. Maybe an employee needs the job in a building with a
warning sign or low-income tenants might not have seismically safe housing options.
Staff commented that development incentives were effective, such as allowing for increased
density without parking, more units on the site and increases to height. These incentives allow
an enhanced revenue stream to help offset costs. Staff will analyze options to justify any
recommended development incentives and look to Council for guidance.
Council Member Tanaka wanted buildings in our city to be safe, so he recommended having a
fixed, aggressive timeline. He thought disclosure was a good idea. He did not want to cause a
burden on property owners and push them out of Palo Alto. He opined voluntary was better
but if screening, evaluation, and retrofits were mandatory, it should not be unfair or difficult to
comply. If a building has a high occupancy and is not very safe, maybe it should have lower
occupancy or earthquake-safe furniture if you do not retrofit. He suggested having strong
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incentives. He asked staff about the TDR program’s success, what could have been done better
or how to accelerate this process.
Director Lait commented that at the time incentives were introduced into our zoning
regulations, there was the opportunity for TDRs without parking and it was a big incentive for
seismic upgrades downtown and in the SOFA area. There was a submarket of TDRs trading and
applying to properties. With the passage of AB 2097, the vast majority of our downtown area
does not need to provide parking for new commercial floor area because of its proximity to the
University Caltrain Station.
Council Member Tanaka opined it is the responsibility of government to make sure people are
safe. Property owners should complete retrofits by a deadline in order to qualify for incentives.
He suggested that staff provide a comparison chart of programs and the number of properties
thought to remain unsafe in each program to perform an elasticity analysis.
The Committee took a five-minute break at 8:20 p.m.
3. Discussion of City Council Procedures and Protocols Censure Policy
Deputy City Manager Chantal Cotton Gaines addressed the Committee. This topic is a
continuation of City Council’s referral related to the Procedures and Protocols Handbook. The
draft censure language was refined in response to City Council’s feedback. The City Attorney’s
Office drafted the new language in the Committee’s packet for consideration.
City Attorney Molly Stump discussed Council’s stated concerns. These included calibrating the
potential Council response to varying degrees of seriousness of conduct, avoiding any
appearance of politically motivated action as well as questions about what might trigger an
enforcement action.
The proposed draft policy would add Section 8.2 “Enforcement” to the Procedures and
Protocols Handbook. Council could take action in response to violations of written policies or
law contained in the Handbook, state or federal law or another Council-approved document.
The draft policy included a graduated menu of options as well as procedures to ensure a fair
process for everyone.
Staff proposed a multi-step process. Through a Colleagues Memo, two or three council
members could propose an action or start a discussion about conduct of concern. The subject
council member has an opportunity to respond and the item would be agendized for Council.
Council could decide to take no action, clarify an existing policy or requirement, initiate a new
policy, or issue an admonition (informal warning or reminder). Council could appoint one or
two council members to supervise an outside independent firm’s investigation to gather facts.
Council could agendize a formal disciplinary hearing.
Public Comments:
Arthur Liberman spoke about the importance of having clear guidelines on ethical behavior. He
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commented on recusal of council members when there is a conflict of interest and cited Section
E of the Ethics Addendum. He believed Council Member Burt should have recused himself on
items related to CPI because, at the time, he was president of a plating company, past President
of the Metal Finishing Association of Northern California, as well as his personal and
professional relationships with former CPI President Bob Fickett and a CPI contractor.
Council Member Veenker asked about neighboring cities’ censure policies. City Attorney Molly
Stump replied that cities in our county were surveyed. Many cities do not have a censure policy.
Staff obtained policies from Milpitas, Santa Clara, San Jose and Los Altos.
Council Member Lauing asked if it was possible to discuss the matter privately, if appropriate.
City Attorney Stump responded that the best way to address issues is as soon as possible at the
lowest possible level, which could be a direct conversation between two council members
where one had a concern about the other’s behavior, through the mayor or third party.
Discussion ensued on portions of the proposed Procedures and Protocols Censure Policy.
Council Member Tanaka requested staff to include the links to other cities’ censure policies so
the Committee can review and compare.
Future Meetings and Agendas
Staff will bring back revisions to the Procedures and Protocols Censure Policy. The Committee
annually reviews Procedures and Protocols. Staff will ask Council if there are sections they
would like reviewed. There will be a race and equity update in September or October. The
legislative recap will be at full Council on Monday.
Adjournment: The meeting adjourned at 10:05 p.m.