HomeMy WebLinkAbout2015-12-15 Policy & Services Committee Summary MinutesPOLICY AND SERVICES COMMITTEE
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Special Meeting
December 15, 2015
Chairperson Burt called the meeting to order at 7:03 P.M. in the Council
Chambers, 250 Hamilton Avenue, Palo Alto, California.
Present: Berman, Burt (Chair), DuBois, Wolbach
Absent:
Agenda Items
3. Audit of Parking Funds.
Chair Burt: Our next item is the audit of Parking Funds.
Council Member Berman: I know we're all doing this, but if we can just keep
an eye on the clock. These are two meaty items that are coming up.
Council Member DuBois: I think we could all assume we all read this item. I
don't know if we need to ...
Chair Burt: I'm sorry?
Council Member DuBois: Can we assume we all read this item on the
parking?
Chair Burt: Harriet, go ahead and assume that the Committee has read the
item.
Harriet Richardson, City Auditor: (inaudible) you have it there in front of
you. Do you want us to go through it? It's 9:00. I'm not sure what you're
thinking as far as time. It would just summarize the information that's in
the audit.
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Chair Burt: Maybe with an emphasis on any Committee input that you're
seeking.
Ms. Richardson: Good evening, Harriet Richardson, City Auditor. With me is
Yuki Matsuura, Senior Performance Auditor, who conducted this audit. I
think primarily while we would want a motion at the end, primarily we'd
want to go over some of the reasons the Parking In-Lieu Fee—that's the
major finding in here—was miscalculated and really kind of summarizing that
you've got multiple departments involved. Planning is the one who tells the
developer, "You need to pay a parking in-lieu fee based on the number of
spaces that you are required to provide and the number of spaces you can
provide based on the site conditions." Public Works is responsible for
constructing the garages. They have the records as far as the contract,
what records are being kept during the time of construction. When the final
payment is made, the fee is supposed to be recalculated. At that point it's
supposed to go back to Planning to calculate the fee. In this particular
instance, there were bonds. ASD tracked the bond draw downs as they
were made. That ended up becoming the primary source of our information
for what did the garages cost. I think the main issue here is really you've
got multiple departments involved. It's a complex process. You don't
necessarily have a good coordination process. There was turnover in
Planning that affected the issue. Turnover in Public Works that affected the
issue. Our recommendation really—there were four projects that were
overcharged, one project that was undercharged. Planning has corrected
two of those already. One of them, they want to look at to see—101 Lytton,
they want to have the City Attorney look at it to see was that part of the
parking or the public benefits that the developer was supposed to pay. I
think our real focus for this particular finding would be resolving the issue
about what to do with the overpaid bond—unused bond proceeds. Also how
to in the future make sure, especially because there's some discussion in the
works about new garages, to make sure that the fee is calculated correctly
throughout the life of a project and beyond. For the College Terrace RPP
and Crescent Park no overnight parking programs, the main issue on that
one is really segregating the costs so that you know the cost of each
program and really know are you setting the fee at a reasonable amount. In
a nutshell, that summarizes what we have in all the slides.
Chair Burt: Thank you. It was a very informative report. Anyone like to
follow up with questions or comments? I guess one that I would have is I
think there was a concern that we were perhaps undercharging. What we
found is a higher pattern of overcharging than undercharging. This other big
one that we basically double billed on this cost paid with transferred parking
in lieu fees were also reimbursed by the bond?
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Ms. Richardson: Correct.
Chair Burt: That's pretty interesting. Do you feel like we have the
corrective mechanisms to get this operating (crosstalk).
Ms. Richardson: I think the City Manager's response to the
recommendations will fix the problems. I don't think it's a simple overnight
fix. There's definitely some work that needs to be done in correcting the
Muni Code, and then some decisions be made about who's really responsible
for what and getting a good mechanism in place for tracking costs as you're
constructing a project.
Chair Burt: Ed.
Ed Shikada, Assistant City Manager: To that point, I would note that having
experience with impact fees in a number of other contexts, this is the most
complex system I've ever encountered. The requirement for both the pre-
estimate, the payment and the reconciliation on the tail end is a very labor
intensive system. As a result, part of the recommendation coming out of
Planning is the necessity of some Staff to track this on an ongoing basis and
do reconciliations as is necessary. Unfortunately, that's the system we've
got in place, so we will have ensure that the resources are provided on an
ongoing basis including some of the historical knowledge that will be
necessary in order to track projects over the course of years. Again, that's
the system as it's designed. Following through on the administrative
requirements will involve those next steps.
Ms. Richardson: One more thing I think is worth mentioning. One of the
reasons we had difficulty in making sure that the costs we capture were
accurate was that there was a system change from the old IFIS system to
SAP at some point in time. As we look at in the future moving to a new ERP
system, making sure that information transitions in a way or that the legacy
system stays available where, if necessary, people can go back and get
those costs. We were not able to go into the old system and get the costs.
Chair Burt: Marc, did you have something?
Council Member Berman: Yeah, just a quick question. I guess two quick
questions now. Ed, I don't know if this possible given the complexity. Is
there a time when we could shift from our current complex setup to a more
streamlined, simple approach? I'm sure that's complicated with previous
obligations.
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Mr. Shikada: Right. I suspect it would be difficult to unwind the complexity
that exists. To a certain extent perhaps thinking big picture, that the—in the
longer term perhaps transitioning to one that does not necessarily require
the reconciliation on the tail end would be simpler administratively, as long
as we could identify some assurance for the payers that the funds they're
depositing into the in lieu fee accounts will be used in a manner that's
consistent with the original intent.
Council Member Berman: I just want to make sure that we're providing
guidance on any decision points that we're supposed to be providing
guidance on. One that pops up is in the City Manager's response matrix on
1-1. It says ASD defease and reduce the bond debt by the $1.8 million that
was inadvertently drawn down. Blah, blah, blah. Then target date depends
upon action. If Council prefers to transfer, this can be done as part of the
midyear budget adjustment, etc. If Council chooses to defease the bonds,
this should be complete by June. Do you guys need an answer from us? If
you do, then I need a little more explanation of what that means and what
the ramifications of it are.
Joe Saccio, Administrative Services Assistant Director: Joe Saccio, Assistant
Director of ASD. As Council Member Burt said, we used bond proceeds when
we should not have and have used in lieu fees. The appropriate thing to do
in our opinion is to take those monies and defease bonds, because it
provides relief to the property owners Downtown that would otherwise have
to pay—it would pay for these bonds unless we defease them. Rather than
offset debt service, it would seem that we really need to reduce the bonds
and the burden in the future. Just a little history. On the two garages, we
had excess bond funds. We did defease bond funds. The project came in
way under cost. We defeased bonds. Staff took the initiative in 2012 to
refinance those bonds, and we did. We save the Downtown people $2
million in net present value savings. In this instance, it's more appropriate,
we think, to defease the bonds than to do anything else.
Council Member Berman: Thank you, Joe. Does the City Auditor's Office
have an opinion?
Ms. Richardson: That was our initial recommendation to defease the bonds.
We didn't look at the other options as much. We felt like just reducing the
bonds now was the way to go.
Council Member Berman: I'm glad everyone's on the same page on that. I
think that's it.
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Chair Burt: Tom.
Council Member DuBois: Thank you for the audit. It seemed to be a really
good audit. The recommendations were clear, and it was very
understandable. I think most of my comments are really about the actions
we're taking. I had a question about how we can simplify the system.
That's been asked. What does it mean to defease a bond? Does it just
affect future payments? Are we actually refunding money?
Ms. Richardson: I'll let ASD answer that, because they deal with that part of
it.
Mr. Saccio: I'll sit over so I can answer your questions more quickly. What
we need to do on this is put these monies into an escrow account so that
they can grow over time. The recommendation of the financial adviser is we
keep them in escrow, they grow, and then we defease a certain portion of
the outstanding bonds in the future. You're basically relieving the property
owners of paying the principal and the interest on that set of bonds. There
are always requirements about when you can call bonds back and defease
them. The financial adviser has provided us with guidance on when we
should do that. Basically the bonds will be called back, and we will not have
to pay—the bondholders get paid. I'm sorry. The property owners will not
have to pay the principal and interest on that.
Council Member DuBois: Thanks.
Chair Burt: Explain to me how this affects our financial statements. Do
these dollars that will be paid back, is it really just a balance sheet
adjustment and not a one-time (crosstalk)?
Mr. Saccio: Right now, the funds that we need to use to repay the bonds
are sitting in our Capital Improvement Fund. We need to reduce that fund in
order to take out the money to put in escrow to defease the future bonds. I
don't have a real clear answer for how it's going to affect the financial
statements. It's not as though the money isn't there; it's just going to be
less than what we would have liked it to be.
Chair Burt: It'll be that much less in the Capital Improvement Fund.
Mr. Saccio: Yes, that is true. That's correct.
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Council Member DuBois: Thank you. Some different questions. The net
revenue on the University Avenue and Cal. Avenue parking garages, did you
guys make any judgment on whether the expenses are reasonable
compared to what's typical for a garage?
Yuki Matsuura, Senior Performance Auditor: What we found was it was
really a policy decision. Annually, you review as Council Members the
Budget is presented and you review, so that's the process. We didn't find
inappropriate expenditures. It seems like what was approved was being
spent for that purpose.
Council Member DuBois: It seemed to vary quite a bit year to year, but
you're saying it's a policy decision, what gets spent. I see that the money
that we wrote has already been paid.
Ms. Richardson: Which money has already been paid?
Council Member DuBois: The money that we undercharged. It says it's
already been collected.
Ms. Richardson: Yes, yes.
Council Member DuBois: I guess the last question was really on the
separation of the Crescent Park from College Terrace. The concurrence said
partially agree. Are we definitely separating those accounts going forward?
That's 2.2.
Mr. Saccio: Planning and budget group will work together. We have
established cost centers. Sherry can speak to this, because Planning
Department is in charge of those cost centers. We're going to establish cost
centers for Crescent Park, College Terrace and the RPP piece. We have
funds for the University Avenue Parking Permit Fund and the Cal. Avenue
Parking Permit Fund. At the very beginning with College Terrace, especially
Crescent Park—Crescent Park is really small in terms of expenditures and
revenues. I'll look to Sherry, but we're going to implement in this next
budget process make sure these cost centers are separate and try with our
best efforts to separate out the revenues and expenses for each.
Sherry Nikzat, Senior Management Analyst: Sherry Nikzat, Planning and
Community Environment. I'm the Senior Management Analyst in that
department. We actually did set up—when we started RPP, we set up a
separate cost center. At that point the Office and Management and Budget
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separated cost centers for College Terrace, Crescent Park and RPP. That is
the approach we will be taking for any other future parking programs.
Council Member DuBois: Thank you. I think it's the last question. Yeah,
last question. There was a discussion on 1.5 about the record retention
policy which we just updated. I wondered if that actually got included.
Ms. Richardson: I don't believe it did. This recommendation hadn't been
finalized by the time that was submitted. I don't think that's included in
there. We'd have to go back and double check.
Council Member DuBois: It'll be caught the next time, I guess. It sounds
like. Thank you.
Chair Burt: If we don't have any other questions, we need a motion that
would recommend that Policy and Services Committee recommend to the
City Council acceptance of the Audit of the Parking Funds.
Council Member Wolbach: So moved.
Council Member Berman: Second.
MOTION: Council Member Wolbach moved, seconded by Council Member
Berman to recommend the City Council accept the Audit of Parking Funds.
Chair Burt: Any discussion? All in favor. That passes unanimously. Thank
you very much.
MOTION PASSED: 4-0