HomeMy WebLinkAbout2019-12-03 Finance Committee Summary MinutesFINANCE COMMITTEE
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Special Meeting
December 3, 2019
The Finance Committee of the City of Palo Alto met on this date in the
Community Meeting Room at 6:02 P.M.
Present: Cormack, DuBois, Fine
Oral Communications
None
Agenda Items
1. First Quarter Fiscal Year (FY) 2020 Financial Report.
Kiely Nose, Director of Administrative Service and Chief Financial Officer
introduced Ms. Lobo who presented the item to the Finance Committee
(Committee).
Rima Lobo, Finance Manager reported that the First-Quarter Financial Report
was for the General Fund and Enterprise Funds. For Fiscal Year (FY) 2020 the
General Fund was 7 percent higher than FY 2019 in terms of revenues, but
expenses were 3 percent higher than FY 2019. In terms of police overtime
expenses, there was an increase of 6 percent compared to FY 2019. For fire
overtime, it had decreased by 38 percent compared to FY 2019. For Enterprise Funds, the Water Fund had a change in net position with an increase of $.7
million, the Electric Fund had a change in net position with a decrease of $1.8
million, the Gas Fund had a change in net position with a decrease of $.5
million, the Refuge Fund had a change in net position with a decrease of $.4
million, and the Airport Fund had increased $.3 million in net position. Staff
recommended that the Finance Committee approve the Financial Report for
the first quarter of FY 2020.
Council Member Cormack highlighted the average occupancy was declining for
hotels and that City Council (Council) needed to pay attention to that. In
terms of overtime for police and fire, she wanted to see the percentage of the
total budget that was overtime and compare that. She wanted to know how
an Enterprise Fund could be negative.
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Ms. Nose stated it had to do with cash flow for that quarter.
Council Member Cormack saw that there was 30 percent for expenditures for the first quarter and she wanted to know if there was seasonality in quarter
expense reports.
Ms. Nose commented that Staff would investigate it and come back to her.
One thing was that Community Service Department (CSD) had strong
seasonality to their work and would often Staff up for spring and summer.
Michelle Poché Flaherty, Deputy City Manager confirmed that the Development
Center often saw a spike in the summer months and then construction would
taper off in the winter.
Council Member Cormack was impressed with the Fire Department’s
recruitment efforts to fill vacancies and their decrease in department disability
days.
Vice Mayor Fine agreed with Council Member Cormack for overtime as a
percentage of payroll or department expenses.
Chair DuBois asked for more information in terms of sales taxes.
Ms. Nose noted that the State implemented a new system and that was
causing timing issues.
Chair DuBois predicted that next quarter Sales Tax revenue would go down.
Tarun Narayan, Manager of Treasury, Debt and Investments clarified that
Staff was expecting Sales Tax to estimate about $1.6 million higher than what
was budgeted. It had to do with the timing of the new system and that new
system coming online.
Chair DuBois wanted to know more about the Gas Fund revenue and long-
term trend that the fund was likely to lose money.
Ms. Nose explained that the fund did look at rate base changes and because
a large company went out of business that effected the Gas Fund.
Chair DuBois questioned if the Committee should be concerned about CSD
services that were listed over 25 percent.
Ms. Nose announced that it was too early in the year to tell.
Chair DuBois requested what was in the Adjusted Budget column.
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Ms. Nose answered it was the Adopted Budget, any carryover in incumbencies
and any budget amendments that the Council had approved.
Chair DuBois clarified that it did not include the Service Employee
International Union Hourly Unit (SEIU) contract.
Ms. Nose confirmed that was correct.
Chair DuBois expressed that it was important to understand the hotel
occupancy figures as well as the change in supply and how that impacted
occupancy. He wanted to understand more about Airbnbs.
Council Member Cormack did not believe that Airbnbs were causing issues
with hotels.
Vice Mayor Fine clarified that with more regulation’s around Airbnbs, that
would help the hotel market.
Chair DuBois emphasized that it was hard to tell what was happening with
hotels when a large piece, such as Airbnbs, were not factored into the figures.
He asked if Airbnb provided an average room rate along with their payments.
Ms. Nose acknowledged that Palo Alto (City) did have a contract with Airbnb
but the terms were not publicly disclosed.
MOTION: Chair DuBois moved, seconded by Council Member Cormack to
recommend the City Council review and approve the First Quarter Fiscal Year
(FY) 2020 Financial Report.
MOTION PASSED: 3-0
2. Review and Recommend That Council Accept the FY 2021 - FY 2030
Long Range Financial Forecast and FY 2021 Budget Development
Guidelines.
Steve Guagliardo, Interim Director of Office, Management and Budget
presented the Fiscal Year (FY) 2021 – FY 2030 Long Range Financial Forecast to the Finance Committee (Committee). One highlight was that the forecast
did project a surplus for FY 2021 with very minor deficits throughout the
middle of the forecast. Palo Alto (City) was a service-driven organization and
that the Long-Range Forecast was maintaining service levels that were already
authorized by the City Council (Council). The forecast did include the Council
approved 6.2 percent Discount Rate. Something new that was included in the
forecast was Committed Additions which was maintenance costs for various
Capital Improvement Projects (CIP). The Long Range Forecast did assume
that the Budget Stabilization Reserve (BSR) was to be maintained at 18.5
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percent. Not included in the Long Range Forecast was new CIPs like the Junior
Museum and Zoo Phase Two, the animal shelter rebuild, the Birch Street Property, future labor agreements, potential additional tax measures, and
additional Pension costs.
Chair DuBois wanted to know why CIP projects were not included.
Mr. Guagliardo explained that it was hard to have strong estimates for future
projects.
Chair DuBois noted that the Infrastructure Plan was included but not the cost
increases.
Kiely Nose, Director of Administrative Services and Chief Financial Officer
confirmed that the Infrastructure Plan was included based on current
estimates.
Tarun Narayan, Manager of Treasury, Debt and Investments reported that the
current and future FY revenue was predicted to grow. For FY 2022 and
beyond, the growth was predicted at 4.4 percent.
Mr. Guagliardo continued with major expense projects which included salary
and benefits expenses and non-salary expenses. Salary and benefits included
the actual employee data that was consistent with Memorandum of Agreement
(MOA), annual pension contributions by California Public Employees
Retirement System (CalPERS) actuarial reports and a 2 percent General Wage
increase model. Non-salary included models for a Consumer Price Index (CPI)
of 2.7 percent based on the type of expense and current changes from August
2019 to August 2020 as well as any Committed Additions. Alternative forecast
scenarios for one-time surpluses include Scenario A which was to pay CalPERS
Pension Rates, Scenario B was a model for a recession, and Scenario C was
to use the surplus for an additional 1 percent General Wage increase without MOAs. The FY 2021 Budget Development Guidelines included the develop of
a structurally balanced budget that brought ongoing expenses into alignment
over the short, medium and long term to maintain fiscal suitability, allocate
one-time resources for one-time needs, examine appropriate uses of revenue
surplus, ensure appropriate resources for Council’s existing priorities, focus
on internal business process redesign, explore alternative service delivery
models, continue to analyze non-personal and equipment, explore the
expansion of existing revenue sources and/or new revenue sources, and
continue to analyze and prioritize resource augmentations. Staff
recommended that the Committee review and recommend that the Council
accept the FY 2020-2030 General Fund Financial Forecast and the Annual
Budget Guiding Principles.
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Vice Mayor Fine wanted to include in the Annual Budget Guiding Principles a
recognition that labor was the largest cost driver. He wanted to know if previous expense percentage growth and revenue growth figures were
available.
Ms. Nose noted that all previous revenues and expenses were available on the
Open Gov. platform.
Vice Mayor Fine suggested that it would be helpful to understand how confident Staff was in terms of expense and revenue growth as compared to
previous years. He liked the addition of Committed Additions to the forecast.
Council Member Cormack commented that defining fiscal sustainability over
different timeframes was an important Guiding Principle. In terms of the
Infrastructure Plan, with an increase of 130 percent in construction costs, it
was apparent that not everything was going to be achieved that was listed in
the plan. She requested more clarification on property taxes for the Long
Range Forecast.
Mr. Narayan explained that the County only forecasted for 1 year and so the
information was limited.
Council Member Cormack predicted that the portfolio yield in earnings would
increase more gradually than the market.
Mr. Narayan confirmed that was correct.
Council Member Cormack questioned if any of the Budget Guidelines were a
new way of thinking.
Mr. Guagliardo highlighted that the exploration of finding new revenue options
was something that did not focus on cutting expenses.
Chair DuBois believed that having the 2 percent baseline and Scenario C was
good practice. He wanted to know why in the long term forecast there was
always a major increase in surpluses.
Mr. Guagliardo explained that in the interest of sustainability, if ongoing funds
were identified through the budget process those funds would be committed.
Ms. Nose added that most Staff were on stepped positions and the system
only calculated up to five steps. So, after so long the system could not grow
the salary anymore thus showing there to be a surplus in funds.
Chair DuBois acknowledged that though it may appear the City had a surplus
in funds, those funds were used for CIPs mainly and there really was no
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surplus. In terms of the Retiree Medical Fund and Trust, he wanted
clarification on why Staff believed funds could be moved out of that trust.
Mr. Guagliardo specified that the trust would meet a funded status level
eventually and it was a policy question of if the City wanted to continue to
fund the trust or pull funds from it. The Committee was going to see a report
on the trust in the spring of 2020.
Chair DuBois asked if there was an unfunded liability including the trust.
Ms. Nose emphasized that there was a significant amount of unfunded liability
and that the plan was less funded than pensions. Other Post Employee Benefit
(OPEB) was an open plan and was funded less than 50 percent, but that was
common for open plans.
Chair DuBois questioned if the City should be doing some long-term recession
planning.
Ms. Nose affirmed that Staff was investigating that internally, but the City was
already taking small steps in preparation for a recession.
Chair DuBois wanted to know if there was any discussion about increasing the
BSR above the recommended amount.
Ms. Nose did not believe that the BSR needed to be increased but to be
proactive to make sure it never fell below 18.5 percent.
Vice Mayor Fine stated he had the same question, should the BSR be elastic if
there were recognized vulnerabilities. He requested how other Cities handled
their reserves.
Ms. Nose answered that some Cities had Contingency Accounts for
emergencies and then they started planning for long-term sustainability.
Vice Mayor Fine suggested to combine Scenarios B and C and have Staff come
back with the figures on what would happen with those two scenarios
combined.
Ms. Nose reported that a recession hitting and how to balance that in the
budget was on her mind. She emphasized that Staff was already trying to put
the City in financial readiness using small steps like setting the BSR at 18.5
percent or above.
Chair DuBois inquired if Scenario C was showing the City cutting back services.
Ms. Nose answered no.
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Michelle Poché Flaherty, Deputy City Manager plugged that it was easier for
the community to accept major cuts in the budget if everyone was doing it.
Council Member Cormack declared that it was important to do scenario
planning but did not believe it needed to be very detailed.
MOTION: Vice Mayor Fine moved, seconded by Council Member Cormack to
recommend the City Council accept the Fiscal Year 2021 to 2030 General Fund
Long Range Financial Forecast (Base Case), and the annual Budget
Development Guiding Principles.
MOTION PASSED: 3-03. Review and Acceptance of City Services Guide.
Kiely Nose, Director of Administrative Services and Chief Financial Officer
declared that the document was an all funds document and listed all the
services that Palo Alto (City) provided each year.
Chair DuBois mentioned that it looked a lot like the Performance Indicator
Report and wanted to know if the Finance Committee (Committee) would
continue to receive that report as well.
Ms. Nose confirmed that was correct.
Council Member Cormack asked where the document was going to be for the
public to review.
Ms. Nose explained that the document was to be modular and available to
everyone.
Michelle Poché Flaherty, Deputy City Manager added that it was going to be
integrated into an electronic document as well.
Council Member Cormack listed the visual nature of the document was
something she liked and the explanation of taxes. The tree was hard to follow
and suggested a pie chart, the descriptions of the department were not
consistent, and she suggested more explanation on how to measure the data in terms of good and bad. She advised that Staff investigate how to share the
document so that it be easy to find.
Vice Mayor Fine agreed that service levels compared to citizens would be
helpful for all departments and he suggested to include what the City did and
did not have responsibility for.
Chair DuBois liked the tree. He asked why all benefits were listed under
Human Resources (HR).
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Ms. Nose explained that HR included the Special Revenue Fund in their budget
and that was why benefits were only included in the HR section.
Chair DuBois advised clarifying that a little more in the document. He wanted
Administrative Services Department (ASD) to work with all departments to
determine what indicators were best to show the performance of the
department. He wanted to see an internal project involving the Committee to
do a deeper dive into each department.
Ms. Flaherty asked for more clarification.
Chair DuBois explained that there had been discussions about doing zero-
based budgeting and part of that was to investigate the performance of a
service to determine if that service was done efficiently.
Council Member Cormack did not believe that the Committee should be
involved in a deeper dive into departments. She thought it might be perceived
as intrusive.
Chair DuBois interjected that it was part of the budgeting process.
Vice Mayor Fine commented that the reason to do an investigation into a
department needed to be clear.
Ms. Nose emphasized that the City was already doing the process of making
sure that departments were efficient. The next step was to build off the
document, look at benchmarks, and use the document to find places that could
be cut if that needed to happen.
NO ACTION TAKEN.
4. FY 2020 Budget Referrals Update.
Kiely Nose, Director of Administrative Services and Chief Financial Officer
declared that the Finance Committee (Committee) had given Staff a referral
to look at what was in the Stanford University Medical Center (SUMC) Fund. Staff’s recommendation was to incorporate the balances that were discovered
into the annual budget process and bring back to the Committee
recommendations on what those funds could be used for. The fund was a
one-time fund and was not intended for projects that were ongoing. The
Junior Museum and Zoo was a project that Staff was reviewing and would
present to the Committee in spring 2020. The 1 year phase-out of Project
Safety Net and transitioning that to a legal 501C3 was also being discussed.
In terms of Medic 61, Palo Alto (City) was working on setting up a meeting
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with Stanford to start discussions. For printing and mailing services, a
discussion was happening on how to make that service more efficient.
Council Member Cormack loved the document.
Chair DuBois advised Staff to look back at what the prior Policy and Services
Committee had recommended in terms of $4 million for community health and
safety.
Ms. Nose wanted to know when the policy was adopted.
Chair DuBois predicted in the year 2015-2016. He wanted to know about
expansion cost mitigation and what it was for.
Ms. Nose announced that money could be used within the parameters that
were set.
Vice Mayor Fine agreed that the document should be forwarded to the City
Manager and full Council so that it be incorporated into the next budget
process.
NO ACTION TAKEN.
Future Meetings and Agendas
Kiely Nose, Director of Administrative Services and Chief Financial Officer
declared the next meeting was scheduled for December 17, 2019 to discuss
ballot measures.
Adjournment: The meeting was adjourned at 8:09 P.M.