HomeMy WebLinkAbout2017-10-17 Finance Committee Summary MinutesFINANCE COMMITTEE
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Page 1 of 77
Regular Meeting
October 17, 2017
Chairperson Filseth called the meeting to order at 7:05 P.M. in the
Community Meeting Room, 250 Hamilton Avenue, Palo Alto, California.
Present: Filseth (Chair), Fine, Holman, Tanaka
Absent:
Oral Communications
Chair Filseth: If there are no public speakers, we will proceed to agenda item
1, and then we will do oral communications on Item 1, and then we will
proceed with the staff presentation, if that’s okay. Are there are any public
speakers to any item not on the agenda tonight? Seeing none, we will
proceed with the first action item.
Agenda Items
1. Review and Recommend Strategies to Address the City’s Pension
Liability.
Chair Filseth: The first action item is review and recommendation of
strategies to address the City’s Pension Liability. We have a couple of public
speakers. There at least two that I know of. Are there any others?
(crosstalk). Let us do Mr. Martin first, since he has actually filled out a card,
and then let’s do Mr. Nation and then Mr. Bulow, if that’s okay. Can you
come down here where there’s a microphone? We normally do three minutes
of public communication.
Wayne Martin: Wayne Martin, 1125 Byron Street. I’ve been interested in this
topic for a long time. I’m pleased tonight that this has been scheduled for
the Finance Committee, and I dropped down just to provide my
encouragement. I don’t know how many people here are actually residents,
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but I’m guessing I’m one. I think this topic is long overdue. I think it’s rather
complicated. I don’t think you’re going to get it solved and I hope that you
look at breaking it down brick by brick and laying it out over a couple of
years, because I think there are far more issues associated with, with I’ve
seen with your presentation about just looking at aggregate multipliers
against certain kinds of baseline data you have now. I’ve sent a lot of emails
out to you, the people on the Committee, asking them some questions. I
don’t expect you to get to them tonight, but I would like you to get to them
in due time. And I wanted to point out, with some of the material that I sent to you, that there’s a spending side to this issue, not just a revenue side,
and that if you look at the spending of the City over the next 20, 30, 40
years, some of the numbers really grow to, I think, beyond unsustainable
numbers, and I sent out some salary data today from 2016, and I would
hope that as you look at this stuff, you take some of these numbers and
multiply them or at least inflate them, over the next 20, 30 years at 3, 4 and
5 percent, and see what you come up with. Police have been getting 5
percent pretty much on average every year, and before long you’re looking
at $3, 400,000 if you get down to 20, 25 years out. I’ve lived in town 40
years. I can only report to you that it’s gone by pretty fast, and I’m guessing
the next 40 years is going to go by just as fast. And if you don’t start
thinking out longer time frames than we’ve seen Council do in the last 40 years, this problem is just going to get to be really bad. Anyone who is not
familiar with it, all they have to do is go to Google and type in “pension
crisis” and items from all over the country and all over the world just pop up
in the results. And I would encourage you to spend some time looking at
these problems. There’s a website “Pension Tsunami” where a daily posting
of 10 or 15 of these news items can be found, and I would encourage you to
subscribe to it and start getting this email notification, if you’re not already.
Thanks for your time.
Chair Filseth: Thank you very much. The next speaker will be Joe Nation.
Joe Nation: Hey John, how are you? Greetings. I’ll be very brief, and
unfortunately, I have to take off. I have to grade about 15 more memos for
my Health Policy class that solve the healthcare crisis in the U.S. (crosstalk)
and I’ll let you know how that works out as well. I’m here just to make sure
that you all are aware of the things that we’re doing at Stanford. Jeremy
Bulow is here, and he will talk in more detail as well. I was sort of drafted
into the pension world, the public pension world, about seven or so years
ago, when a group of students of mine did a project for Governor
Schwarzenegger, and Schwarzenegger had come to us and said, “Some
people tell me we’re in a real mess, and some people tell me we’re okay.”
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And so we did this project and the students came up with a number that was
far, an unfunded liability number for the State, that was far greater than
what anyone else was talking about. And so, I’ve been working on this and
working mostly on CalPERS agencies out there, but also doing some CalPERS
work as well. Three weeks ago, we had a, and I think at least a couple of
you came to our workshop at Stanford, and it was initially a media workshop
to educate the media on this issue and we had about 20 folks from the
media there. The purpose of that was just to go through some of the
fundamentals of pensions, and you know, how they’re funded and to make sure the folks in the media and others understood them. I certainly don’t
have all the answers. Jeremy has 99½ percent of the answers, or maybe
more. There are other folks at Stanford who know this pretty well, as well.
And so, I just want to make sure that you all know that we’re available as
your neighbor, to work with you on this. The last thing I will say is that I’m
glad to answer questions about the report. I’ve met with your Finance
Director earlier this evening to go through the report. I did 14 case studies
across California that looked at the, what we’re calling service crowd out. I
was glad to talk about that. The last thing I’ll say is that the one thing after
seven years of working on this topic that’s heartening to me is that we seem
to be getting some traction. I was asked to come up to meet with a bunch of
city managers and finance managers in Sacramento a couple of weeks ago, and the people there highlighted the challenges that they face. And
sometimes cities like yours that are thought of as high well cities or cities
that are in great shape, but everyone’s facing challenges out there. And so,
we’re going to continue to work with those cities and counties and special
districts and school districts. I was just interviewing the superintendent of
the San Jose Unified School District earlier today to talk about the challenges
that they have there. So, this is not just something that is affecting Palo
Alto. As you know, it’s across the State. I’m glad to answer questions, and
again, I apologize for not being able to stay, but I would be pleased to meet
with you all later to discuss any of that. Thank you.
Chair Filseth: Thank you. Next speaker will be Jeremy Bulow.
Dr. Jeremy Bulow: Thanks very much. I’m an economist at Stanford.
Actually, one of the three essays in my Ph.D. thesis back in the 1970’s was
about pension funds, so I’ve been involved in this topic on and off for a long
time. The actuality is that the economics of pensions is not that complicated.
If you look at an actuarial report, you would think it’s unbelievably
complicated, but for an economist, it’s just not so complicated. So, let me
just explain briefly how we would think about it, and then what we would
propose going forward for Palo Alto in terms of due diligence. Each worker
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has a pension plan where their pension is based on some kind of formula
tying together their salary over the last few years, their years of service and
so forth. From that formula, you can calculate how much of a pension they
have earned if they left today. What economists would say is just like with a
defined contribution plan, like a 401k plan, that’s the number you want to
start with. And so, what you could do is take the pension plan, calculate how
much, what the worker is owed. Let’s say they’re owed $25,000 a year
starting at age 65, adjusted for 2 percent a year inflation, you could write a
spreadsheet which says, how much does the City have to, is the City going to have to pay if this person leaves today and all the future years up till, you
know, over the next 100 years, by which time presumably, without some
medical breakthrough, we’ll all be replaced. And then, there is a separate
issue about the interest rate to discount back the liabilities. We’ll get to that
in a minute. The other thing that we would say is, okay, that’s how to figure
out what we owe today. We do this spreadsheet, we calculate how much
money we would owe each year in the future. And then we would say, okay,
well, we’ve got a new deal for this coming year. We’re going to pay the
workers some more in salary. That’s part of our current cost, but the other
thing that’s going to happen is, if they work an extra year based on the
formula, they will be owed a greater annuity. So, maybe that person who
was due $25,000 a year if they left today, if they stay an extra year, perhaps they’re going to be due $27,000 a year. So, what we as economists
would say is, what they have earned as part of their compensation for
working that extra year, is they’ve got an extra $2,000 annuity because
they’re getting $27,000 now instead of $25,000. And so we would say that
$2,000 a year, we put that in the spreadsheet for all the future years, and
we would say that was part of the compensation they got for working this
extra year, in addition to their salary and medical benefits and so forth. And
so then the only thing that’s left is saying, well, how should you discount
those future flows, because it’s money that’s going to be paid in the future,
it’s a debt of the City. And there’s a lot of agreement among economists
about that. It’s not just economists, by the way, it’s the pension benefit
guarantee corporation thinks about this exactly the same, and the insurance
companies think about it the same way, and even CalPERS, if Palo Alto asks,
what do we have to pay to dig out of our obligation, and just be done with it
and switch to a 401k for the workers going forward. And that is, we say, well
this is a debt of the City. It’s more or less the equivalent of like the pension
fund is an insurance company that owes a deferred annuity to these
workers, and basically it’s a high-quality debt that we expect to be paid and
the way in which it should be discounted is basically the value of that liability
is more or less the same as if we went to an insurance company and said to
them, what will you charge us to take this liability off our hands. And the
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number they would give you is an interest rate these days on the order of
between 3 and 4 percent, let’s say 4 percent. The PBGC if a private company
goes bankrupt will say 4 percent. An alternative approach is to say, what if
we bought high-quality corporate bonds to offset the future payments, what
would that cost us, and again, that would be around 4 percent. Or
alternatively, if you opened up the Berkshire Hathaway annual report and
said, what does Warren Buffet, how does he discount his future pension
liabilities and, again, it’s going to be 4 percent. So, that’s kind of the number
that we think is probably right. Now, what we would do in terms of getting, what Joe and I would like to do in terms of getting data from Palo Alto,
though, is say, we know that number is controversial. I explained in the
paper that I think Greg passed out, why I think the CalPERS alternative
approach is, I’ll just, crazy. But, what we would like to do is essentially
create the spreadsheet I just talked about to you for each employee. We’d
actually prefer it if CalPERS just did it and gave it to us, where the City
would be able to see, okay, if we happen to terminate everybody today, if
everybody left today, what would we owe each year going out to the future.
And then we could decide on our own, or the City could decide, we could
see, what is that liability worth if we discounted it at 4 percent, what is it at
5percent and so forth, that would be just a simple spreadsheet calculation.
And so, that’s what we would really, what we would like to do. Then once the City has that data and they’re able to future out, both what the debt is
and what the cost of any new contract is, then it becomes the job of you
folks sitting at the table, the City Council, armed with the information about
what the pension plan is costing and what the liabilities that have been
accrued are, to decide how they want to proceed. What salaries and benefits
you wish to offer in the future, or you know, how you would like to use this
information in negotiations with workers. But, Joe’s and my focus is to try to
help you get the best possible information, so that when you’re making your
decisions as decision-makers for the City, you have the ability to base it on
the best available, best possible data. And, hopefully, that data could be
kept up to date. CalPERS, as you know, it’s like 300 years ago. Today,
you’re more or less just getting the information from June 2016. Can you
imagine if your 401k plan was giving you the data 14 months late? There’s
no reason for that really, so we’d also like to see if we can find a way to get
it so that you could have the information when you need it to make
decisions, rather than years late.
Chair Filseth: Thank you very much. With that, we’ll move to the staff
report.
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Lalo Perez, Chief Financial Officer: Thank you Chair Filseth. Lalo Perez, Chief
Financial Officer. Tonight, we have John Bartel here with us to walk you
through a presentation of their review of our latest actuarial information and
provide you some additional details of items that you requested, such as
using a different discount rate and so what we’ll do is we’ll have Mr. Bartel
do the presentation, and I would encourage you, if you have questions to
probably ask them, because it’s a lengthy presentation, to, if you don’t mind
John. And then after Mr. Bartel finishes, then Kiely Nose, our OMB Director,
will have a short staff presentation as well.
Chair Filseth: Welcome John.
John Bartel, President of Bartel Associates, LLC: Thank you very, very much.
I do my best to try to say this every time I’m talking to Council Members,
whether it’s council meeting or Finance Committee meeting like this, it is
absolutely my honor to talk with you all. I will second what Lalo said. I will
very, very much encourage you all to interrupt and ask questions. I think
that will, first of all, I’m getting a little bit older, that will actually make it
easier for me to answer the questions. I promise you I will appreciate that.
So, you all have a printout of the discussion outline I’m going to go through.
I have a tendency, if I don’t get questions, to probably go a little quick, so if
you need me to slow down, please, please let me know that. If you need me
to speed up, please to that as well. So, slides one and two in the presentation go through definition of terms. With your permission, I’m just
going to skip over those and wait until we get through the numbers, get to
some numbers, and then define the terminology that we’re going to use. So,
what I’d like to do maybe, is start out with what I kind of refer to as the,
how we got here. It’s, we are in a position in California today where the
order of magnitude of the unfunded liability, regardless of how you
determine that number, is big, and the future contributions to pay that
unfunded liability off in particular, are going to be budget challenging for an
agency. So, all the time I hear people talk and they go, it’s the fault of this,
it’s the fault of that. I’m going to give you my opinion as to how we got
here. I really think there are four issues. I refer to number one as,
investment losses, but that’s kind of a big umbrella. It’s not just historical
investment return below what CalPERS thought it was going to be. It is,
where will future investment return be. I’m not an investment advisor, but I
pay attention a lot to what investment advisors say, and they are telling, the
outside independent investment advisors, are by and large telling CalPERS,
don’t plan on getting the returns that you have gotten; expect to get
something below that. And so, reason number one is investment losses.
Reason number two is, and by the way, these are not listed in order of
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magnitude. These are just kind of, they all play some part and it’s actually
very, very difficult to figure out which one is the single most important. But,
enhanced benefits absolutely had an impact and we’ll go over kind of the
detail of that. And then, reason number three is what I refer to as CalPERS
contribution policy. Several years ago, Prop 162 gave the CalPERS Board
the plenary authority to tell you all how much you should be contributing
and for the last decade or so, I think they have not been telling you to
contribute enough. And if you think about this like a, you know, like a credit
card debt for a moment, if you’re not paying interest on the credit card, what happens? The balance goes up. We’ll quantify that a little bit. And then
demographics. Almost every city in this State, not everyone, but almost
everyone, has a very large retiree population compared to active population,
and so the liability is associated with people who are not working at the city
anymore, has a big impact on these numbers. We’ll go through that a little
bit. So, let’s talk about historical number one, if you will, investment return.
This shows CalPERS investment return over the last 20 years. We kind of
have this black line there of 7½ percent. CalPERS assumed the return is no
longer 7½, but nonetheless, it’s just kind of important to recognize when
you’re looking at actual investment return, you have to look at it in the
context of the expected return. So, for example, 2009, back then CalPERS
was expecting actually to get 7¾ return. They got minus 24. That’s not a 24 percent loss. That’s almost a 32 percent loss. And then, similarly, if you go
to a couple of years later, 2011, some folks are pretty fond of saying, gee,
minus 24 plus 21.7, everything has evened out. Nice try. It’s only evened
out if you thought they were going to get a zero return. So, again, you have
to compare that 21.7 with the expected return. If you look at the average
return over the last five, six years, quite good. But if you go back a decade,
the actual average return below what they thought it was going to be, if you
go back over the last 20 years, below what they thought it was going to be.
Chair Filseth: Just a question about this chart. Do I understand that is net of
contributions and outflows, because it says, market value of assets?
Mr. Bartel: No, this is investment return, not ignoring contributions and
benefit payments. Net of expenses. Okay?
Chair Filseth: Okay, thank you.
Mr. Bartel: So, it’s not gross of the fund, if you will. So, in some years
contribution was higher than benefit payments. That’s not taken into account
here. Right today, it’s probably the other way around. Benefits payments are
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likely higher for most agencies than contributions going in. Okay? If you go
back 30 years, the average return is higher than they expected, but all of
the investment advisors I hear talk say, don’t expect to earn what you’ve
earned over the last 30 years. Expect much shorter enhanced benefits. So,
at CalPERS, not true by the way, for 1937 Act or other stand-alone systems
around the State, but CalPERS took the position that if you enhanced
benefits went to a more valuable benefit formula, you had to do that, not
just for future service, you had to do that for prior service. So, pretend for a
moment, you had a police officer at 25 years of service. You moved to 3 at 50 from 2 at 50, they get that 3 at 50 benefit for all prior 25 years of
service. So, that creates an unfunded liability that partly contributes to the
problem almost without exception. There were some exceptions, but almost
without exception, when enhanced benefits were negotiated, there was
rarely cost-sharing negotiated associated with the benefit enhancements.
So, with the City, there was a tier one for miscellaneous 2.7 at 55 benefit
formula, and safety 3 at 50, and then tier two was put in before the law was
changed at the State level with miscellaneous folks going to 2 percent at 60,
safety going to 3 at 55, and the with PEPRA, anybody hired on or after
January 1 of ’13 who was not already in the system, moved to that PEPRA
formula 2 percent at 62, three year final average earnings, and 2.7 at 57,
three year final average earnings for safety. So, this is a little simplistic, but you all in some ways did your own version of pension reform when you
negotiated the tier two formulas. There is not as big a savings going to
PEPRA for you folks as there might be for some other cities around the
State. Old contribution policy, I would tell clients almost any opportunity I
could, that the old contribution policy beginning with the 2003 valuations
had a slow recognition of investment losses. So, if you had an investment
loss, it took 15 years to recognize it, and then even once you recognized it,
it was paid as a rolling 30-year amortization. Those numbers, if you sat and
calculated them, are substantially below expected earnings on that number.
So, that approach works extremely well as long as your expected, as long as
you have gains followed by losses, gains followed by losses. So, if your gains
and losses kind of even out, that approach works extremely well. The
problem is that after 2003, that approach did not work well, particularly in
2008, 2009 when we certainly had a – I’m not sure whether I would call it a
market correction or by and large, the decrease in plan assets in 2008, 2009
when you are paying off investment losses, you’re not really catching up.
There is a big gap. Your payment is substantially below interest on your
unfunded liability, and you’re really, even if you have extremely good
investment return, you’re not catching up. You’re going to see that in a
couple of slides. Yes?
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Council Member Fine: So, is that 30-year amortization, is that just CalPERS
policy or any agencies do something different than that?
Mr. Bartel: Yeah, not very many though. So, we work with a lot of agencies
around the State. Agencies always have the option to go to CalPERS and
say, we would like to pay more. We didn’t have very many that did that. We
didn’t have very many clients that did that. So, some certainly did, it just
was not common. So, this approach was designed to smooth contribution
rates, was not really designed to pay the unfunded liability off that was
really a secondary thought. It had a major impact on mitigating contribution volatility, until the downturn of 2008, 2009. Demographics around the State,
there is a large retiree liability compared to active liability, and when 2008,
2009 hit, we have a significant number of clients who decreased the number
of their active work force. So, I know this may not be a popular term, but I
think of what your contribution is, is sort of a burden on payroll. You’re a
service delivery organization. You’re not building widgets, you’re delivering
services, and to the extent that you have a contribution that is a high
percentage of payroll, you decrease your payroll, that percentage of payroll
actually goes up. The dollar amount may not go up that fast, but as a
burden or as a rate, something associated with your budget, it can be a
heavy impact, particularly with a declining population. For the City, your
miscellaneous liability for retirees is 57percent of your total liability. Your safety liability for retirees, 73percent. Those are, in particular your safety
number, a big number relative to many of our other clients. That means that
you fall into the category of what I think of as a mature city. You’ve been
around for a long time. You’ve had a lot of people earning these benefits for
a long time. And the analogy that I try to get people to think about is,
pretend for a moment you’re saving for your own retirement. When you’re
25 years old, you’ve got a long way to go. If investment return at age 25 is
really high or really low, you’ve got a lot of time to really make that up and,
oh, by the way, maybe at age 25 you don’t have that much in the bank
anyhow. The closer you get to retirement, the more susceptible you are to
volatility of investment return, and that’s really what this number
represents. This represents sort of a, how close are you to retirement. How
susceptible are you to volatility, in particular in the investment market, and
how problematic is it to have investment return that is significantly high one
year, significantly low the next. What does that do to your funded status, to
your ability to go ahead and make those contributions.
James Keene, City Manager: Eric, could I just ask a sort of simplistic
question? So, what that chart was saying, John, is that 73 percent of our
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costs in Public Safety as it relates to our liability is due to living employees
who are already retired from the City.
Mr. Bartel: That’s correct.
Mr. Keene: And that there would be a factor, or the fact that if the
demographics are such that we’ve had people live a long time, that’s one
factor. I would be curious to think if we could look at a slope of the increase,
say in overall benefits over time, I would assume that we would see that
that has accelerated, and then lastly, that liability number is also affected by
the fact that those employees make to contributions towards the liability, correct?
Mr. Bartel: That’s right.
Mr. Keene: So, in other words, active employees have a liability also. We
are, we’re asking employees to make contributions, so then we have been
asking them also to make increased contributions towards that liability,
which reduces it. Okay?
Mr. Bartel: Yeah, so some of my statements are editorial in nature, and I’ll
apologize for that. But there is, to the best of my knowledge, no way to go
to retirees and say, give us a couple of dollars, because your benefits are
higher, they’re more expensive than we thought. So, CalPERS changes, I am
on record as saying that I am a fan of the things that CalPERS has done. I
absolutely believe they are, they have moved in the right direction. And thing number one that they did, I refer to this as contribution policy
changes, what this is, is they will very shortly tell you to contribute more
than interest on your unfunded liability. Even during the current fiscal year,
‘17/’18 and ‘18/’19 you will still be paying less than interest on your
unfunded liability, but really beginning about 1920, that’s the point in time
at which that will begin to shift. And if you think about this for a second, if
you’re going from a position of paying less than interest on your unfunded
liability to a position where you’re paying more, your contribution has to go
up, and when we look at the slope of the line of where your contributions are
going, it doesn’t matter whether we’re looking at dollar amounts or
contributions as a percentage of pay, they’re going up. And that’s the budget
issue that all of our clients are struggling with. So, I’d be happy to give you
the detail of this. I actually think the last bullet, last round bullet under the
first square bullet is the important one. It was included in the ’13 valuation,
first impacting ‘15/’16 rates, but they’re phasing this change in over five
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years, so the full impact will really be 1920. Second thing, they made some
assumption changes. Generally speaking, the assumption changes were
minor, except for one. And the one is, they are now building in an
expectation that people will continue to live longer. How do I say this? Ever
since, by and large, we’ve gotten indoor plumbing, people have continued to
live longer, and actuaries have been slow to recognize that we have a
pattern here. CalPERS began to recognize this in the June 30, ’14 valuation.
If you think about this, if they’re expecting people to live longer and
continue to live longer, that means contributions, liability has to go up, contributions have to go up. They first included that in the ’14 valuation, full
impact ‘16/‘17, excuse me, first impacting ‘16/‘17 rates, full impact ‘20/‘21.
Council Member Fine: What is CalPERS estimate of mortality today, numbers
around different classes of employees?
Mr. Bartel: Let me give you my typical actuary comment before I give you
something that you might be able to use. The typical actuary comment is,
they are expecting younger people to have a generally speaking a longer life
expectancy than people who are older, if you will. So, somebody age 60
today is going to have a shorter life expectancy than somebody who is going
to be 60 ten years from today. But generally speaking, they have seen life
expectancy at sort of an average age of death of the retirees gradually move
up and they’re probably in the neighborhood of 84 or 85. Probably a little higher than that for women, a little shorter than that for men. And that’s
gone up about a year every three, four years. And so, it’s, actuaries sit and
debate this sort of stuff. Lots of newspaper articles about the opioid
epidemic and whether that will slow down. I can tell you what my opinion is.
No, and the reason is, the people who are having trouble with, you know,
who are having issues with opioids are not generally public-sector
employees. It doesn’t mean it’s not going to happen in the future, but when
you look at the CalPERS experience, it’s not consistent with that cohort, if
you will. CalPERS Board, third thing that they did was, they lowered the
discount rate for the next three valuations, so they dropped it from 7½ to 7
3/8 in the June 3016 valuation, going to 7¼ in the June 30 ’17 valuation and
then 7 percent in the June 30 ’18 valuation. Really, each of those is phased
in over five years, so you’re not going to get the full impact of the lower
discount rate until we get out to ’24, ’25 fiscal year.
Chair Filseth: Can you explain how that works for a second. I mean the
initial and full?
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Mr. Bartel: Yeah. So, let’s talk about June 30 ’16 valuation. In your current
valuation we’re going to look at your unfunded liability in a minute. What
they have done is they have said, let’s measure the obligations, so one of
your speakers was right spot on in the way the actuarial numbers work, is
they’re doing a projection of what the expected benefit payments are going
to be and then they’re discounting them. In the June 30 ’16 valuation
they’re using a 7 3/8 discount rate, so they’re determining your unfunded
liability using that – pardon me?
Chair Filseth: Got that. What the initial and full?
Mr. Bartel: Well, initial means that the June 30 ’16 valuation determines
your ‘18/’19 contribution, but because they are phasing in the impact over a
five-year period, think of it, it’s not exactly right, but about one-fifth of that
impact is in your ‘18/’19 rate. The full impact of the 7 3/8 is in ‘22/‘23 fiscal
year.
Chair Filseth: Ah, I did not quite understand that. And so, if I understand
what you said, okay, it is that our 2016 amortization payment is based not
on 7.375percent, but on some number that’s between 7.375 and 7.5, is that
correct?
Mr. Bartel: Yes. Again, I’m so sorry. I’m going to apologize in advance for
this answer. The actuary in me tells you, no that’s not quite right, but if you
look at the numbers, you’re right. So, if you think of it that way, it won’t make the actuary in me comfortable, but you’re really very close to being
right.
Chair Filseth: But what we’re saying is that the amortization payment is
lower than it would be under 7.375 percent?
Mr. Bartel: Yes, we are saying that. That’s exactly right.
Chair Filseth: Does that also apply to the normal cost?
Mr. Bartel: No, it does not. Full normal cost at 7 3/8. That’s right.
Chair Filseth: Okay.
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Mr. Bartel: So, there’s a pretty strong argument, there’s an element of not
really paying full interest, if you will, again, with that change.
Council Member Tanaka: Question. So, you heard the prior speaker talk
about how he thought the rate might be more appropriately 4 percent.
Mr. Bartel: I did.
Council Member Tanaka: And what’s your thoughts about that, versus 7
percent?
Mr. Bartel: Yeah, with all due respect, I think he is not, how do I say this.
Everything he said, when it comes to what people are doing was right. It just was not the whole story. So, for example, accounting requirements for
private-sector entities do require entities measure the obligation using a
settlement rate. So, that might be 3, 4 percent. But, when those same
entities determine their contribution, when they look at what their
investments are going to be, they don’t use 4. They use a discount rate that
is a function of what their long-term rate of return will be. The way I kind of
think of this is, if you were a participant in a public-sector plan, you might
think of the value of your benefit as being discounted with a low discount
rate. It might be perfectly appropriate for you to think that way. When the
actuary is giving numbers to a plan sponsor for a public-sector entity
though, that’s not what their calculating. What they’re trying to calculate is,
what is the appropriate cash flow to set money aside to take care of those obligations. Let me give you an overly simplistic example. Pretend for a
moment you will owe $1,000 a year from today. Um, if you have money
invested where you think you’re going to earn 7percent, to get to that
$1,000 you take that $1,000, you discount it with 7percent. Maybe you get,
let’s just call it, it’s not but let’s call it $930 to get to that number. If on the
other hand, you think you’re going to get 4percent on that money, you
would, then instead of needing $930 in the bank, maybe you would need
$960 in the bank. In my opinion, you are doing the taxpayer a disservice if
you think you need $930 but you tell them you need $960. I think that is
not being straightforward to the taxpayer. You should tell the taxpayer the
expected return. I think there are two issues here. One is, should you use a
settlement rate to determine your funding. That’s issue number one. And
issue number 2, which I have to tell you I’m a little sympathetic with is, is
the long-term rate of return, is that 7 percent? So, I absolutely think 4
percent is the wrong number. The expected long-term rate of return that we
are hearing from all of the investment, independent investment advisors is
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not 4. It’s much higher than 4. But it’s also not really 7 either. It’s below 7. I
think there is a strong argument that the discount rate should be below 7. I
think it would be inappropriate to use 4. So, that was a long-winded answer.
Council Member Tanaka: What number do you think it should be?
Mr. Bartel: So, I have a slide that talks about that. I’d be happy to go
directly to that slide now (crosstalk).
Council Member Tanaka: Hold on. So, you just kind of trashed the 4 percent
number. So, I actually want to hear Jeremy’s, I guess retort to that, if we
can.
Dr. Bulow: So, again, it’s not so complicated. Let’s say you went and got a
mortgage on your house and let’s say it was $100,000 mortgage. That’s
obviously not Palo Alto, but okay, you got a $100,000 mortgage. The
interest rate today basically is going to be around 4 percent and that
mortgage is a low-risk security. You pretty much have to pay that back. The
bank is pretty sure of getting that money back. Now, you borrowed the
$100,000. Let’s say you then take that money and say, oh, you know, I am
going to put it in the stock market and I expect that my mutual fund is going
to make me, my CalPERS mutual fund is going to make me 7 percent. So, I
borrowed $100,000, but if I just put $60,000 away into that mutual fund,
and my mutual fund really makes 7 percent, I’ll have enough to pay back
my mortgage. So, if I’m CalPERS then I say, so I’m going to think of it like I owe $60,000, but I think normal people who are not actuaries would say, I
borrowed $100,000. If I want to pay it back tomorrow I have to pay
$100,000. And if you went to CalPERS and you said, you know, that’s great.
You calculated my liability as only $60,000. Can I give you a check for
$60,000 and be in the clear, they would say no, no, no. You borrowed,
according to our calculations, you borrowed $60,000 but you’re also
committed to having to pay 7½ percent or 7 3/8 percent interest until that
liability comes due, which on average for a City like Palo Alto is about 13
years in the future. So, you’ve got to pay the 7 3/8 percent interest until the
debt comes due and there’s no early repayment. And the fact that you’ve
gone and in order to make 7 3/8 percent, you’ve got to go take a lot of risk
in the stock market, you know, investing in a mutual fund and something
safe like a mortgage, we’re just going to call that a zero cost. So, that’s the
actuarial approach. It’s not good economics. (crosstalk)
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Mr. Bartel: With all due respect, that’s not the actuarial approach. I’ll defer
to the Committee as to whether or not they want me to respond to that, but
I think there are some, it’s not true that we’re taking that $100,000 and
discounting $100,000. That’s not correct. That’s not what’s going on. When
we start looking at the numbers, with a little bit of luck you’ll kind of see
that I can explain that that’s not what’s going on here. I’ll go back to my
example of $1,000 and you can kind of see that’s not what’s going on.
Chair Filseth: I think we ought to proceed forward.
Mr. Keene: Yeah, moving ahead, because just anticipating where the Committee was the last time we were together, right, at least for planning or
reporting purposes, there’s been an interest in trying to settle on identifying
what we think that actual rate of return number will be. So, that was sort of
an important part of the discussion, so it seems like that would be
something you will definitely be talking about later anyway.
Chair Filseth: So, there are a couple of slightly differently sort of thoughts
going through this. One is, what’s the expectation for CalPERS rate of
return. The other is, what is an appropriate discount rate for the liability.
Now in the CalPERS world they are the same, but there are a number of
people who argue that actually they should not necessarily be the same,
which I think Dr. Bulow is one of, right? Which of those should be the case? I
think we could spend many, many meetings discussing this, right? It’s a debate that there are multiple opinions on.
Mr. Bartel: And probably not come up with a satisfying answer.
Chair Filseth: So, I think that it’s unlikely we’ll resolve that dispute in this
discussion, in this meeting. I think we should bear it in mind as we proceed
forward, and I think we should continue with Dr. Bartel and the issue of, I
think we are going to come back to the issue of what’s CalPERS expected
return rate, and I think that’s material. And I think we don’t need to tie up
John with a discussion of, if there’s a different discount rate what it should
be, because his time is expensive.
Mr. Bartel: And in the interest of full disclosure, I am not a doctor.
Chair Filseth: Although he’s not (not understood), though. Thanks Dr.
Bulow. Yes.
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Council Member Tanaka: I guess, I do agree that it’s probably not something
we can settle necessarily in this meeting, but this one number is almost
everything, right? This number determines a lot, and so…
Chair Filseth: It will determine, it will be material on the discussion of, you
know, how we amortize it.
Council Member Tanaka: Yeah, so I mean, to be honest I feel the Professor’s
explanation was quite compelling, so anyways, I guess I’m okay with moving
on, but I just think that’s something we do have to settle somehow.
Mr. Bartel: I’ll take 30 seconds on this. What I would do is have a conversation with the Professor about my simple example of you owe $1,000
a year from today, how much money do you need to cover that obligation. I
think that’s a reasonable question to ask the Professor, and if we were
having a debate, I would ask him that question, so…
Chair Filseth: Well, you took 30 seconds and all, 10 or something like that. I
think the issue of the relative risk of both sides is more complicated than can
easily be explained with how much do I need to cover the $1,000, and I
think that’s sort of the crux of the…
Mr. Bartel: Correct. Now I absolutely agree with that.
Chair Filseth: And also, your aversion to risk as well.
Mr. Bartel: I understand that. So, to one point, I will also make about those
assumptions is, CalPERS is reviewing their capital market assumptions, so it’s important to understand the actuaries really use the information
provided by their outside investment advisors in terms of what they think
the investments will earn, both over a short and a long time. They’re in the
process of doing an analysis on that. I have an expectation. I don’t know
whether I’m right about this or not, but I have an expectation that the
capital market assumptions from their outside investment advisors are going
to say that the long-term assumption of 7 percent is appropriate. I think it
will also say that the shorter-term assumption over the next decade, 7 is too
high and they expect investments to return to historical norms, and they are
expecting a higher return than the 7 percent. So, when we talk a little bit
later about discount rate and how do you do that, one of the things that we
will talk about is, what is one of their significant outside investment advisors,
Wilshire Associates, what are they saying the expected return will be over
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the next decade. So, we will talk about that, and why all discount rates are
not created equal. So, we’ll go over that a little bit. Slide nine. Of all of the
changes CalPERS has made, in my opinion, this is the single most important
one. They refer to it as risk mitigation strategy. Let me go back to your
saving for your own retirement, and it really does get to the issue of how
much risk can you tolerate. When you’re young, you can tolerate more risk
than when you’re old, and the maturity of the systems, the amount of
money that has been set aside in the system gives every indication that the
amount of risk, the investment risk that is in the system is higher than might be appropriate, so CalPERS staff agreed with that, went to the
CalPERS Board and by and large said, we think the equity exposure that’s in
the system is higher than it should be. We think that ought to be changed
and the policy that they came up with, we believe, and just so you know,
that this is not in writing, but we believe the logical can ultimately drop the
discount rate from 7 percent down to 6, not because they think they’re going
to earn 6 with the current investment mix, but because the current
investment mix will be changed to be made more conservative, less equity
exposure.
Chair Filseth: Okay, so given that, they expect it’s 7 percent now, but it’s
likely to get to 6 percent, okay over the next 20 years, so let us say for the
sake of, let’s say we followed that, let us say for the sake of argument that you thought actually they were going to get 6percent now, either because of
conservative investments of because nominal risk with interest rates are half
what they were in the 1960’s or something like that, if that were the case
and we were to base our plans on 7 percent, then we would pile a massive
amount of liability on top of what we’ve got now. Is that correct?
Mr. Bartel: Yeah, the unfunded liability would certainly be bigger, yes, that’s
right. I might not use the word massive because I don’t know what massive
means to you, but it would certainly be much, much higher.
Council Member Fine: Would we do ourselves a disservice to go at 6percent
today versus going at 7 percent, taking off 5 points over the next 20 years?
Mr. Bartel: I would love it if you could hold that question, because you will
hear me say I think it would be prudent to be conservative. The question is,
how conservative do you want to be? I have an opinion, but I would like to
talk to you a little bit about the numbers later on. (crosstalk) How
conservative do you want to be? And so, if you don’t mind, I would like to
answer that later.
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Council Member Tanaka: So, don’t these bullets kind of support what the
Professor was just saying in terms of his view of the discount rate?
Mr. Bartel: Well, I don’t think 4 and 6 are the same, so I would say no. And I
don’t think you should be, in my opinion, I think you are, you would make a
significant mistake if you thought of the numbers as we should contribute,
we should set money aside, we should budget at the settlement obligation,
and here’s why. Very simply, here’s why. I’m not hearing investment
advisors, any investment advisor say that over the next decade, CalPERS
will be happy if they get 4 percent. I’m not hearing them say that. And so, to measure the obligation, to set the rate at 4 would be, I think, higher in
terms of how much you should budget, higher in terms of an unfunded
liability than I think is appropriate.
Council Member Tanaka: Okay. Well, one thing that it sounds like everyone
agrees on is that it’s definitely not 7 percent.
Mr. Bartel: Let me, just so you’re not putting words in my mouth, I would
not say definitely. I will tell you I think it’s below 7 percent. You won’t hear
me say, because, you will hear me say, if I were the CalPERS chief actuary, I
would not be recommending 7. I would be recommending something below
7. I don’t think it’s remotely close to 4. There’s an argument as to whether it
should be 6 of 6½ of 6¾. I will agree that I would recommend less than 7,
but there’s a big difference between 4 and 6. Okay.
Chair Filseth: Thanks for putting up with all our questions.
Mr. Bartel: No, I don’t mind. I seriously don’t mind. In fact, in the interest, I
love it when people ask me questions. That means they’re engaged in their
thinking about what I’m saying. I absolutely do. I also like it, by the way,
when people disagree with me. (crosstalk) Here is the challenge with the risk
mitigation strategy. CalPERS Board has suspended it for two years. You’re
hearing me say that the single most important thing that they have on a go-
forward basis is this strategy, and they kind of put a hold on it. I hope that
they don’t dismiss it. I think that would be a major mistake. So, if you take
a look at slide ten…
Council Member Holman: Before you go there, why are they suspending it
for two years?
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Mr. Bartel: Well, what they said was, I can tell you what they said. I have an
opinion as to why they did it. I can only tell you what they said though.
What they did was to drop from 7½ down to 7 was really a negotiation
among the Board members. They did not all want to do that, so they sat,
negotiated a drop from 7½ down to 7, and somebody said, well, wait a
minute. If risk mitigation kicks in, if we get a good investment year, it looks
like we might have a good investment year, to not, as long as we’re
decreasing the discount rate, we’d like to not have some of that good
investment return be pulled off the table, and that’s really what risk mitigation is doing, and so I think they, kind of a back-room deal, that they
didn’t want to pile on. Their comment was, they don’t want to pile on the
public agencies by pulling some of the investment gains off the table. That’s
their logic.
Chair Filseth: Can I try? When politics collides with science, politics usually
wins, until it doesn’t, and then there’s a big, big mess.
Mr. Keene: Can I ask a follow-up question, or comment on that. So, one of
the things I think that we will be interested in, John, when we’re thinking
about how to position the City for the long term, is to what extent are we
going to be kind of erratic over time. Sort of helicoptering in saying, let’s set
aside some extra money versus very systematically adopting a perspective
in funding that. And so, along those lines, you don’t have to answer now, but I would imagine that if you think that a postponement by CalPERS of
that recommendation was folly, your advice to us as we’re thinking about
our strategy would be to ignore CalPERS’ approach and begin to make
commitments, funding commitments as if that strategy were in operation. f
Mr. Bartel: So, I’m pretty careful about my words. I would not say the
suspension is folly, because I can see the logic of saying, if we get a good
year, we want to give some people some relief. So, I’m a little sympathetic
to that argument. I have lots of meetings with lots of clients who look at
where the rates are going to go, and the words they’re using are not
particularly polite. And so, some of my clients would have thought that was
piling on. They think what’s happening with rates is piling on. I absolutely
believe that every one of my clients should recognize there is potential
volatility, both bad and good in terms of where the rates are going to go,
and the more risk you have in the plan assets, the more volatile those
investments are. And so, I am a fan of mitigating that risk sooner rather
than later. But, I’m also pretty sympathetic that you can’t do, you can’t
change everything overnight, and so I would tell you the same thing that I
really tell all of my clients, and that is, look at where, you can believe we’re
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being too conservative or not conservative enough, it kind of depends on
your point of view. But, think about that volatility and think about what, how
problematic it is if I’m wrong and think about saving more money, because
it’s problematic. It’s not going to be problematic if I’m wrong, if our numbers
are too high. It’s going to be problematic if our numbers are too low. So,
think about setting some money aside, if things turn south, you won’t get
that bill immediately, but you will get that bill and so being a little
conservative, that’s kind of my advice to everybody. I don’t know whether
that really answered your question.
Mr. Keene: I mean, I don’t really want to get off on this track, but we’re
talking about all of these things in the abstract, without thinking about what
the implications of any of the numbers are on all the other things we want to
do as a city, whether it’s, you know.
Mr. Bartel: One of the advantages and one of the disadvantages, it’s the
same thing that I have is, I’m myopic. I’m looking at your pension plan only.
I don’t have to do your budget, and so that’s an advantage for me, because
I can talk about the pension plan. It’s a disadvantage for you, because that’s
not your job. You can’t just think of the pension plan. But I think it’s
reasonable to think of where things are going to go and be conservative
about that. So, slide ten shows the, where we think the discount rate will go
over time, and what you really see is a solid green line there. What we did was we did a stochastic analysis. The green line represents what we think of
as the 50percent confidence line. Half of our projections for where the
discount rate is going to go are above that green line, half of them are
below. If investment return is better than expected, they will get to 6percent
sooner. If investment return is worse than expected, they will get to
6percent later. And so, this kind of represents that stream with the circles
representing the 5th and the 95th percentile, meaning 5 percent of our trials
were outside of the upper and lower end of that range. The squares
represent the 25th and 75th percentile, and you’ll see those 25th and 75th
percentiles a little bit later, when we project your contribution rates. So,
we’re projecting the 7 on average to get to 6 in a little over 20 years. Let’s
look at your demographics, so Slides 11 and 12 look at your miscellaneous
plan. Back in ’96 you had 781 active employees, 821 in 2016. A modest
increase, but 402 folks receiving a benefit in ’96 and 1,061 receiving a
benefit. These are your non-sworn safety members, so miscellaneous
members. Graphically, Slide 12 just really shows that. Yes.
Council Member Tanaka: So, did you get, I guess from Lalo or from the City,
all the data, all the employees, all the wages?
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Mr. Bartel: No, what we’re doing is pulling all of this historical information
out of the CalPERS valuation reports. So, this does not have, we did not
replicate the CalPERS valuation to come up with this. We’re pulling the
numbers out of the CalPERS reports.
Council Member Tanaka: I see.
Chair Filseth: CalPERS had the data.
Mr. Bartel: CalPERS had the data. We do not. That’s right. Now, you can get
that data, but I don’t think you can get the current information.
Council Member Tanaka: No, we could have if, I mean, both professors talked about getting this data to actually make the calculation, and we
talked about it at the last Finance Committee meeting, getting them that
data. So, I was just wondering if you got it already or not?
Mr. Bartel: No.
Mr. Keene: CalPERS has to get their data from you. (inaudible)
Mr. Bartel: Yeah. So, the data the CalPERS has is what I’ll refer to as
massaged data. They take the raw data and try to fix any errors. The June
30 ’16 information, you could get that from CalPERS. June 30 ’17, I don’t
think CalPERS has that data ready to go yet. The City might have it. The City
might not, though, have information on retirees. So, that’s the challenge
you’re going to have in getting the data.
Mr. Perez: That’s correct.
Council Member Fine: One question. This is kind of for Staff a bit more. One
of the challenges we’ve had here is kind of weaving a narrative about what
this means for our public and our community, and I’m just looking at the
graph and I’m wondering if at any point, like in or around 2009, was it
reported to our community that, hey, suddenly we’ve got more folks
receiving payments than actives? Is that kind of stuff reported to us?
Mr. Keene: Yes and no. I mean it’s like how we reported it, but we certainly
began – first of all, I mean, Lalo and I really did community-tour talking
about the City’s financials with neighborhood groups and others all together,
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and we began to talk about, I would say almost that we have a shadow
organization we’re carrying through time with us. That’s how we described
it.
Council Member Fine: I guess this is just the kind of graph that I think is
helpful to our community, so just a comment there.
Mr. Bartel: For me, anybody can look at this graph and see the demographic
information. The challenge with this graph, though, just so you know, is it
does not talk about liability for your retirees. Not all of your retirees are
career employees, and so you might have folks who only worked here for two or three years in that retiree count, and some who worked here for 35
years in that retiree count. And those two folks have very different liabilities.
So, this is counts only and when we talk about the liability for retirees, we’re
not talking about counts, we’re talking about actual liability for people,
active employees compared to retirees. And then slides 13 and 14 looks at
your safety plan. Your safety plan is remarkable in a couple of ways. Number
one, the number of active employees decreased a bit, from 205 to 174. Your
number of retirees went up appreciably from 241 to 417. Now, one of the
reasons why your safety plan is remarkable is because you had more
retirees back in ’96 than you did active employees. It’s not unheard of, but
we don’t have a lot of clients who have that, and when you look at that
same graph on slide 14, you know, the blue line just kind of keeps going up. Blue line, excuse me, the blue bars. That dark red bar is relatively flat over
that same period of time. So, for me, for the actuary, I like those earlier
graphs. I like those, but what I want to know is, how big are the benefits?
What’s the order of magnitude of what you owe to retirees and what you
owe to active employees, and what is really your unfunded liability? So, let’s
talk first, we use the acronym here, AAL. AAL is the actuarial accrued
liability. That’s, the best way to think of that is the value of benefits due to
service that’s already been rendered. Yeah, it’s what you owe today. I
wouldn’t put any caveat on that. It’s not, if you terminate the plan, it’s what
do you owe for service that’s already been rendered. It does not include
service that is expected to be rendered or services to be rendered in the
future. So, I think of this number as, it’s a deferred compensation number.
Chair Filseth: So, if you look at the giant stack of paper, you see a net
accrued liability and an entry age normal liability, and that one looks to me
like the entry age normal liability.
Mr. Bartel: It is.
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Chair Filseth: What’s the difference?
Mr. Bartel: It depends upon how the net accrued liability number is
calculated. The entry age normal number anticipates future pay increases.
The, what some people refer to as the prior service piece or the accrued
liability, would not take into account future pay increases. So, if you go to,
an example, somebody making $100,000 a year today, 20 years of prior
service, that person is expected to retire in another five years, just for sake
of argument, the entry age number presumes that that person is going to
get pay increases over the next five years and is factored into that number.
Council Member Fine: So, this includes pay increases for our today’s…
Mr. Bartel: Yes, that’s right. It would include anticipated cost of living
adjustments for retirees, so retirees are expected to get a 2 percent COLA,
the numbers you see there would anticipate future 2 percent COLA’s. The
traditional kind of depends upon which accrued liability number you’re
talking about. The typical private sector accounting number would include
cost-of-living increases. It would not include future pay increases. I’m being
a little simplistic, but that’s the way, that’s the primary difference between
the two. So, if you just kind of stop for a second, that active number, if you
had Joe Schmoe who had worked here for 20 years, and that person leaves
today, just literally walks away, how much do you owe that person ignoring,
you would not owe them future salary increases, unless they went to go work in another California public agency. So, somebody who terminates and
goes and works for a private sector company, you gain because their liability
would be lower than the number that’s here.
Council Member Fine: Would this be the same number to buy ourselves out
of CalPERS today?
Mr. Bartel: No. The buy yourself out of CalPERS number, yeah, buy yourself
out of CalPERS number would be different, and I don’t necessarily agree with
what CalPERS is doing, but I can explain to you why it’s different. If you
walk away from CalPERS, they’re going to take your assets, your $469
million, and they will immediately invest that money differently. I say
immediately, they will invest it like an insurance company would invest it.
Generally speaking, shorter duration, high quality investments. A little
longer duration than City investments, but it’s going to be invested in things
that they would not expect to earn that higher return. And the reason is that
if you walk away, and you said, don’t want to look over my shoulder, I don’t
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want to ever talk with you again, that by and large means they can’t come
after you for more money. So, what they will do is the same thing an
insurance company would do, if you went to buy an annuity with them, is
the insurance companies are not generally speaking high-risk corporations.
They’re low risk and that means they invest the money conservatively and
they give you a conservative number, because they don’t want to be wrong.
CalPERS, if CalPERS is wrong, they don’t have any place else to get the
money from.
Mr. Perez: Let me give you the numbers, just so you have an order of magnitude, for exiting the plan. It’s in the actuary report, so these are
numbers CalPERS provided. For miscellaneous it would be about $682
million.
Mr. Bartel: Unfunded liability, right?
Mr. Perez: Unfunded liability, yes. The unfunded liability contribution that we
would have to make on top of the assets we already have there. For safety,
$389 million, so about a $billion 70. Sorry, $682 is miscellaneous, $389
(crosstalk) right, it’s a $billion 70. So, let me (crosstalk). Yeah, that’s at
3percent, but let me give you what their actual pool is earning and how their
funded. So, this is terminated agencies only, so there’s a pool for them
(crosstalk). So, they have as of June 30, 2016 a 2.44 discount rate, 2.44.
And the funding status is 213 percent for that pool.
Council Member Tanaka: So, what would this look like, so we talked about
different discount rate scenarios. There’s like the 7.5, there’s 7, 6, 4
percent. How do these numbers look with these different discount rates?
Mr. Bartel: So, we don’t specifically have those numbers. We have the
contribution rates on those. We have, in your report there is information
about it. What I would like to do is take that same question, file it with your
question and hold it until we get to the discount rate. And the reason I want
to do that is because I’m going to say this again, not all discount rates are
created equal, and so if you tell me no, I want to talk about that now, I’m
happy to talk about it now. I’m just going to – my request is that we wait to
talk about it. Keep going? Okay. So, for your miscellaneous plan $469
roughly million dollars, unfunded liability $262. Of that $730,265,000 for
active employees, that’s the portion that anticipates future pay increases.
The retiree liability of that $730 million, $418 million is for people who are
retired or beneficiaries. These are people receiving benefits. You also have a
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category of members, people who used to work at the City, they are no
longer working at the City anymore, but they have not yet retired. Their
liability, a smaller portion, somewhere in the neighborhood of 6, 7 percent of
the total number, $47 million. Your safety plan, Slide 16, total liability $393
million, market value of assets $255 million, unfunded liability $143 million,
active liability $96 million. So, let me just kind of say this again. You’ve got
an unfunded liability for safety of $143 million. Your active liability is less
than that. What that really means for your safety plan, if you used assets to
take care of your retiree liability, which is what you might think of doing, you don’t have enough assets to cover the liability for your current retirees,
and you would have no money set aside for current active employees. So,
that’s a funk, that really is a direct impact of the volatility of the investments
in 2008, 2009, followed by the fact that you really didn’t pay that
investment loss off as quickly as arguably you should have.
Council Member Tanaka: So, in other words, you’re saying that, like for
safety, that if you take the $249 and divide it by 392, that essentially, we
have about 63 percent funded?
Mr. Bartel: Yeah, that’s about right. We have a slide that says that. That’s
exactly right, and we’re not expecting that percentage to jump up any time
soon.
Council Member Tanaka: Well, no, it would go the other way, right?
Mr. Bartel: For the next few years we think it’s going to go the other way.
We do think, as CalPERS’ contribution policy kicks in, we have an
expectation that it will gradually move up, but it will take a while, with some
graphs that show that, where we think it’s going to be.
Council Member Fine: Just in layman’s terms, is that the kind of metric that
we should be looking to push on, if we wanted to “solve this problem” for
our City. Should we be looking to increase our asset value against that?
Mr. Bartel: People differ on the answer to that question. I’m going to give
you my answer. My answer is, I think unfunded liability is important to pay
attention to. Historically I have thought it was more important than I think it
is today, and the reason is, historically your contribution would not have
paid your unfunded liability off. CalPERS is moving in the direction where I
believe you will pay your unfunded liability off. So, I think what you ought to
be thinking hard about is not the unfunded liability. It’s where your
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contribution rate is going to go and what is the volatility associated with
those. Because that’s where everything hits your budget. I’ve changed, since
CalPERS changed their contribution policy, I now feel I really think it’s more
important to look at where the contribution rates are going to go and what
does that do to your budget. With some, I’ll say this again, with some
modest level of conservatism in those projections.
Council Member Holman: You have told us this before, but how does
CalPERS return compare to, I’ll call it private market investment returns?
Mr. Bartel: Yeah. I’m going to give you my best recollection as to the answer of that, and I know we can go back and figure this, give you a better
answer, but because I’m not an investment guy, I don’t keep that stuff in
what little room I have in my brain. I think historically they have been, it
kind of depends on who you compare them to. If you compare them to other
public-sector retirement systems, my sense is they are very slightly on
average below the median. I don’t think they’re a lot below. There might be
some years where they were below and some above, but generally speaking,
I think of them as being slightly below median. I don’t know that I have a
great explanation for that. For example, June 30 ’17 investment return 11.2.
Other systems, I think, generally earned a little bit more than that 11.2.
Council Member Holman: And there are risk tolerances associated with this,
but what about just an asset management as opposed to a retiree or retirement fund management.
Mr. Bartel: My sense is, if you looked at all of this net of expenses, my sense
is you would get the same answer relative to CalPERS. If you took a, if you
looked at a mutual fund with a similar mix of investments, I have this
expectation that CalPERS would be a little bit above that. I don’t think they’d
be a lot above it thought, by any stretch of the imagination. And I’m saying
that just kind of off the top of my head. I never ever looked at that, so I
don’t know the answer to that for sure. Okay. So, the big deal for your
safety plan is, $286 million liability for current people in payment status.
Slides 17 and 18 look at that funded ratio for your miscellaneous plan. I
think this, for me this graph and the next graph inform a lot about what has
happened at CalPERS. When you look at your funded ratio in your
miscellaneous plan, credibly well-funded in the late 90’s. In the late 90’s
there was a strong push for benefit improvements to use some of those
excess assets. Three things arguably that could have happened in the late
90’s. Thing number one is, you use some of those excess assets to improve
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benefits. Thing number two is, you do nothing. Thing number three is you
make the investments more conservative because you’re seeing a retiree
population that is becoming larger and larger. In wisdom around the State,
option number one was chosen. I know there were people who talked to the
CalPERS Board about doing something other than option one. Unfortunately,
those voices were not particularly loud. But you’d look at those funded
ratios, the significant drop to 2003. Dot com bubble hit that plus benefit
improvements. You see kind of a leveling off. You get to the point in 2007,
modest increases, you’re right at about 100 percent funded, 99 percent in 2007, and then two years later, in 2009 you were 58 percent funded. The
thing that is crazy to me that I think pushes back on CalPERS contribution
policy is the fact that even though investment return has really been very
good since 2009, the funded ratio really is not any better, and we’re really
expecting it to be kind of flat. Slide 18 is the exact same graph, it just looks
a little bit differently. The red bars are your liability bars, the green bars are
your asset bars, and when you look at your unfunded liability, that’s the
difference between the red and green bars it really is bigger. Today we’re
expecting it to be bigger, we’re projecting it out to June 30 ’18, so the June
30 ’16 numbers are from the CalPERS report. The ’17 and ’18 numbers are
projections of ours. We’re not seeing really a reduction in the unfunded
liability. Again, that’s despite some pretty good investment returns during that period of time, all because of the contribution policy. Slides 19 and 20,
the exact same graphs, but for your safety plan. If it wasn’t for the Y access
on the left-hand side, it really looks very, very similar to the miscellaneous
plan. High-funded ratios in the late 90’s, significant drop in 2003, not as far,
to 80percent, and then you go to peak back up at 100 to 104 in 2007, and
then the drop down to 61 in 2009. Again, we’re projecting 63 at June 30 ’18.
Same graph, Slide 20, red bars the liability, green bars the asset bars.
Again, the difference between the asset and the liability bars, we’re not
expecting that to come down any time soon. The one comment that I will
give you is, one of the challenges with maturity in the CalPERS system, this
is particularly true for your safety plan, not so much for miscellaneous, is
historically the contributions going in have always exceeded the benefit
payments, so they had cash to go ahead and make those benefit payments.
When they have a particularly bad investment return year, they don’t have
enough cash to make the benefit payments, so they run the risk of having to
sell assets in a particularly bad investment year, so if you’re selling assets in
a plan, if you have to do that a couple years in a row, that can have an
impact on your, you’re typically selling investments that have done well
rather than poorly, and so it can be a problem on the system. So, there is a
strong argument that in addition to doing the right thing by changing the
contribution policy, there is a strong argument that they’re doing that to
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infuse cash to mitigate the difference between benefit payments and
contributions coming in.
Chair Filseth: And that chart, that chart is each year by itself, because we
did not have zero unfunded liability in 2007.
Mr. Bartel: Well, your safety plan had an excess of assets over liability of
$10 million, so I don’t know…
Chair Filseth: Not the numbers I got.
Mr. Bartel: So, we need to be careful whether we’re talking about fiscal year.
These are not City fiscal year numbers. These are CalPERS valuation year numbers. So, I don’t know what you’re looking at. I can tell you your
CalPERS report has that information. Let me also tell you, these are market
value of asset numbers, and back in 2007 what you were reporting is
probably different than market value numbers. They also would not be, 2007
would not be market, would not be, the 2007 numbers here are not City
2007 fiscal year numbers.
Chair Filseth: My numbers come from the City’s 2009-10 comprehensive
annual financial report, so if mine aren’t right then we’re going to jail.
Mr. Perez: We’ll loop back with you.
Mr. Bartel: You might be looking at actuarial versus market.
Mr. Perez: Yeah, that’s correct. That’s one of the issues with Stockton. There
were two numbers, the market and an actuarial number, and they were tremendously different. The market was much higher. And so, when
Stockton said we have an X dollar problem, it was really a Y dollar problem.
And so, that’s what we would have to look to see what we were reporting at
that point. And since then it’s been cleared up. They got rid of the market.
Mr. Bartel: That’s right. Really beginning in 2013 is when they stopped using
the actuarial value. So, ’21 and ’22 look at your City contribution, the history
of your City contribution rates. ’21 is miscellaneous. These do not include
member rates. They don’t include any pickup that you might have. These
are really the employer rates straight out of the report. ’22 is the safety
historical, I’m sorry.
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Mr. Perez: No, you’re fine. I just wanted to add a point here that while we
did improve the pension benefits at that point for safety, when we received
the actuary reports and basically said, no contribution required, we charged
ourselves the rate from a couple of years before that and accumulated about
$23 million during that time, and we set that aside to pay for retiree medical
liabilities that we were seeing building. So, in March of 2008 we opened,
remember the Section 115 Trust we did for pension? We did it for retiree
medical in March of 2008, and we, our initial deposit was $32.8 million. So,
yesterday it’s now $100 million that we accumulated in assets as a result of that. So, it was me. I can’t take credit for it. My predecessor was the one
that saw this and made this recommendation to the City Manager and the
City Council, so that was, I think, a wise move to not use those funds. And
then John, help me out here because my recollection is that now with
PEPRA, if you get into a fully-funded position, you will still be required to
make the normal contribution?
Mr. Bartel: Yeah, that’s absolutely right. So that normal cost, that value
again, I think it’s really good to think of the normal cost as sort of a current
year compensation. It’s a deferred compensation, and so the light green line
with the triangles represents that as a percentage of pay for safety. Again, it
doesn’t include the member 9percent of pay, but you see in several years
there, the CalPERS requested contribution was below that number. PEPRA will not allow, if that happens again, and I think it will someday, you will not
be able to contribute to CalPERS less than that light green line, the normal
cost rate. And less of a big deal for safety, a pretty big deal for
miscellaneous because of, you know, you had seven years where your
contribution was below the normal cost rate. So, Slide 23, there’s a fair
amount of information on Slide 23. I really kind of want to point out a couple
of things here. We are projecting anticipated investment return and we are
using what CalPERS outside investment advisors are saying investment
return will be, we’re using 6½ percent over the next decade assumed
investment return, and we are assuming a higher return beyond that ten-
year period, again because that’s what the investment advisors are saying.
We are taking into account volatility of assets, so you’ll see contribution with
some volatility. We’re also taking into account that you will be hiring folks
into classic employees into the 2 @ 60 miscellaneous and for 3 @ 55 for fire
and police. We are not factoring in any employer-paid member contributions.
I don’t believe you all have that anymore. In addition, we are assuming
about 30 percent of your 2013 new hires will be classic tier two for
miscellaneous and safety and about 70 percent will be new members and it
assumes the classic members will decrease over the next 10 years to 0,
excuse me, 20 years for miscellaneous, 10 years for safety. We also, for
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purposes of these projections, we understand you’re in the middle of
negotiations, but we’re assuming just for projection purposes, that your
miscellaneous employees will be at a 1 percent additional cost sharing by
December 1, and safety will be at 3 percent by June 30 or effective
immediately if you will. So, this is our projection of the rates without
employee cost-sharing, so your current ‘17/‘18 fiscal year, you’re at about
30 percent of pay. We think that’s going to cap out at a 50 percent
confidence level at about 43 percent. The 25 percent confidence level would
be about 47 percent and the 75 percent confidence level, 75 means if investment return is particularly good, 25 is particularly bad, and we expect
that 43 to come down modestly, but you still will, we have an expectation
that you’ll be paying substantially more than what you’re currently paying.
The long-term projection, again without cost-sharing, we expect you to kind
of get up to that 42 percent and then sort of fits and spurts, come down. So,
long term we are projecting a relatively good news, unless investment return
is particularly bad, that’s the hollow squares. Particularly bad, by and large
means long-term returns of low single digit, particularly good investment
returns are long-term returns of low double digit. So, your hollow squares
are the, sort of the bad news, the solid squares the good news. And then
when we break down that 50 percent confidence level number, your normal
cost rate, sort of that value of benefits being earned during the year, it’s going to sit, we think, right around 10 percent of pay. And the reason your
contribution rate is going up is the red line, that’s the payment on the
unfunded liability going from 20 percent of pay to 32 percent of pay, and
then gradually coming down, with the green line being the total number.
Slide 29 is the same as slide 28, except, excuse me, 27, except we’ve
inserted the assumption for 1percent employee cost sharing. Normal cost is
the same. Unfunded liability payment is the same, but the total payment 1
percent lower. Slide 30 shows the exact same information as 29, except we
are showing it as thousands of dollars. So, for example, in the ‘17/‘18 year,
we’re expecting you to pay about $23 million for miscellaneous. Of that, a
little less than $16 million goes to pay off the unfunded and $7.9 million
goes to the normal cost with cost sharing of about $619,000, and projected
that $22, $23 million is expected to grow to be about $40.5 million out in
‘28/‘29 fiscal year. Okay. And then, safety again without cost sharing, slide
31, you’re at slightly below 50 percent of pay. Total employer rate not
including cost sharing, increasing over the next decade or so to 77 percent
of pay with that volatility being between 90 and 65 percent of pay,
depending upon investment return volatility. Again, I didn’t say this on the
miscellaneous slide, I really think this slide and the miscellaneous slide are
kind of the good news, because what it really does is, it says long term the
contribution policy gets you to the point where you are paying your
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unfunded liability, will take a much longer period of time, and you will have
more contribution volatility with your safety plan, but I think in the long run,
you’re getting to the point where you really will have your unfunded liability
paid off. So, for me the issue, I think this is true for miscellaneous as well as
safety, is when you look at where these numbers are going to go,
particularly with cost sharing, the question is, from a budget standpoint, how
do you factor those in without having an impact on services to taxpayers.
And 35 is the contribution rate, net of cost sharing. Thirty-six is the dollar
rate net of cost sharing. So, cost sharing sitting right about $700,000 increasing to about $900,000 normal cost rate unfunded liability, so again,
the reason your contribution is going is because you will be paying that
unfunded liability off. So, that red line is really what’s driving your
contribution rate up. Slide 37 is where we are projecting your discount,
excuse me, your funded ratio to go. These, again, take into account the
same investment return projections. We’re not expecting your safety plan to
be 70 percent funded absent great investment return for several years.
There’s a potential that it could be mid-50’s depending upon the investment
return, but regardless, even with poor investment return, we’re expecting
your funded ratios to grow. Again, a little more volatility on your safety plan.
We’re expecting, we’re not expecting you to get to 70 percent for safety for
a decade. If CalPERS gets those expected roughly 6½ percent returns during that period of time, we think the odds are excellent it’s going to be a very
slow progress towards improving the funded ratio. Slide 39 really just looks
at your current normal cost rate for each of your benefit tiers; 39 is
miscellaneous. Tier 1, the total normal cost rate is 19.4 percent. That
number right there, if employees pay the additional 1, they’ll be paying 8
plus the 1, 9 percent. I sort of think of the normal cost rate at 50percent of
that number as sort of a target number. PEPRA kind of talks about that.
50percent of the total normal cost is 9.7. If you’re at 9, you’re within
shouting distance of that 9.7 for Tier 1, and at Tier 2 you’re going to be at 7
percent plus the 1, 8, and your total normal cost will be 15.1, 50 percent
target would be 7.6. PEPRA at 7¼ will be above the 50 percent target rate.
Chair Filseth: I thought on PEPRA we’re splitting the normal cost 50/50. Is
that not correct?
Mr. Perez: We are, and I guess the question you’re having, Chair, is because
you see 4.92 versus 6.25.
Mr. Bartel: Yeah, so what happens is, you are splitting it, but you only adjust
the rate when there’s a big enough chance in the rate to adjust it down. So,
we would not, so there was not a big enough, it has to change by more than
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50 basis points to bring it down, so it did not. So, let me say this again.
PEPRA, we’re factoring in here that PEPRA employees would pay 6¼ without
the 1 percent cost sharing. Without the 1 percent cost sharing, the 4.92
would be 5.92.
Chair Filseth: Okay. So, it’s 5.92 versus 6.25?
Mr. Bartel: That’s right.
Mr. Perez: And also keep in mind that the PEPRA rules cap the pensionable
limit for PEPRA. (crosstalk) The social security number.
Mr. Bartel: Less than 143 I think, for miscellaneous, but maybe 143 for safety, yeah. And then similarly for safety, Tier 1 folks would be paying the
9 plus the 3, 50 percent of the total normal cost would be 15.3. Tier two, the
3 at 55. The classic tier two folks would, again, be paying 12, 50percent of
the normal cost would be 13.3. PEPRA folks 10.75. If you compare that to
the, that’s roughly 50percent of the total rate, but we’re assuming that the
cost sharing would apply to PEPRA employees as well. Okay? So, now the
discount rate. So, let’s talk first about CalPERS 7 3/8 discount rate. The
discount rate is really made up of two returns; anticipated inflation, in
CalPERS that is 2¾, and a real rate of return above inflation. So, at CalPERS
that’s 4.625 percent. You add those two together. You get to the 7.375. So,
if you go to the Wilshire study, they came up with a projected return over
the next decade. What they said was, inflation roughly 2 percent and the real rate of return 4.2 percent. So, their inflation is lower. If you think about
inflation, that has an impact on salary increases, so lower expected benefits
plus cost of living adjustment. And the real rate of return is really the big
driver, so when we think about going from 7 3/8 down to 6.2, the big
difference, the thing that will drive the liability is not just the reduction to
6.2, it’s that reduction in the real rate of return from 4.6 down to 4.2. And
the other thing that I will say is, CalPERS is dropping that 7 3/8 down to 7.
We don’t know for sure they will keep the inflation at 2¾. My expectation is
they will. If they do, then the real rate of return will be very close to that 4.2
percent real rate of return. If we go to what people normally think of a long-
term assumption of 6, if we were to keep the inflation where it is, then the
real rate of return would not be 4.6, it would be 3.25. And so, if you look to
me, you would hear me say, I think 6, keeping inflation at 2¾, dropping the
real rate of return is more conservative than I would encourage you to be. It
would not be what I would recommend. I think there is a pretty strong
argument that the real rate of return of 4.2 is a good long-term assumption.
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If you wanted to be a little conservative, maybe you would pick something
lower, but I actually think using something like that 6.2 is a plenty
conservative enough assumption.
Chair Filseth: Why do we care what the split is between inflation and the real
rate of return? Does it affect COLA adjustments?
Mr. Bartel: It’s salary increases. It’s kind of everything. What happens is,
when you’re projecting out what the benefits are going to be, it’s not just
what the investments will earn, it’s that real rate of return above inflation
that has the impact on the liability piece. It doesn’t have an impact on the assets, because if the asset is going to grow at 6, it’s going to grow at 6.
The issue is, what will the liability do if the asset grows at 6 and inflation is
10, you get a different environment than if the assets grow at 6 and inflation
is zero. And so, zero might mean much, much lower, the lower inflation is,
the much lower pay increases will be.
Council Member Tanaka: So, you’re basically recommending 6.2, right?
Mr. Bartel: Well, you would hear me, I think that’s not exactly what I said. I
think what I said was, the 6.2 would be at the upper end of conservative. If
you said, we want to use 6.2, I don’t think I would disagree with you. But I
might pick something that was closer to the 7 3/8 or dropping down to 7.
But I don’t think you would get a very different number if you went directly
to 7. I don’t think it would be substantially different if you were at 6¾ or 7 versus the long term 6.2.
Michelle Flaherty, Deputy City Manager: John, could you spend just one
more moment on inflation and rate of return. I think that really bears a
moment of the Committee’s attention. Thank you.
Mr. Bartel: I don’t remember the years. I’ll start off with, if you go back
many years ago, I’m sure there are people sitting in this room who
remember the years of double digit inflation, right? So, if you had a
retirement system that was earning 12 or (crosstalk) the odds are I could
guess as to who remembers those. If you had a 10 percent inflation rate,
and your system was earning 13 percent, you’re earning 3 percent above
inflation. If inflation is 2 and you’re earning 13, you’re earning 11 over
inflation. So, I sort of think of earning inflation is treading water. Earning
above inflation is how much are you getting ahead of the impact of inflation.
And so, this example here, on 41, is meant to kind of say all discount rates
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are not the same. Salary increases are different if you are in a high
inflationary environment than if you’re in a low inflationary environment.
There is a strong argument that we have an expectation that the inflation
environment is going to be low in the foreseeable future. So, when you look
at that middle column, that’s really what the Wilshire associate said. What
they said was, we think investments are going to go up with inflation, but we
think above inflation it’s going to be a little bit above 4 percentage points.
So, if you look at the 7 3/8, that’s really, what CalPERS is saying is that
investments are going to go up with inflation, but you’re also going to get a real rate of return of about 4.6. So, Wilshire was saying, we think inflation is
going to be lower. We think the real rate of return above inflation is going to
be lower. And when actuaries plug those two into their valuations, the real
rate of return reduction has a bigger impact than the inflation. So, dropping
from 7 3/8 to 6.2 would be different, you would get a different number, a
different contribution requirement. If the real rate of return remained at 4.6
and the inflation were lower than 2, then it would be, if the real rate of
return dropped below, dropped to 4 and the inflation was at 2.
Council Member Tanaka: We get it.
Mr. Bartel: Okay. So, what we’ve done here on Slide 42 is to look at your
short-term contribution impact of going to 6.2 with that lower inflation. What
we’re really saying is, your current rate for miscellaneous and safety for ‘18/’19 fiscal year, I say your next fiscal year, about 32.6percent and 55.6.
If you go to 6.2 that would jump up to 35.4 and 60.3. We did not say this on
the slide. I’m sorry, we should have said this on the slide. We are keeping all
other assumptions the same. So, that projection of where we think
investment return is going to be, it’s the same in all these scenarios. We’re
keeping the five-year phase in the same under all scenarios. So, you don’t
see the contribution spike up right away, because it’s really being phased in
over, the unfunded liability piece is being phased in. And if you went
immediately to 6, keeping inflation where it was and dropping the real rate
of return, the increase is about double. So, you go from 32.6 to 38.4, a little
less than the 6percent increase, a little less than a 3percent increase if you
go to the 6.2. You might have an expectation that those would be close to
each other, but they’re not because of the inflation difference. And then,
what we did on slide 43 is to project out where the rates would go. So,
what’s going on here, there’s really a couple of things that are inherent in
these projections. So, the green line is the same green line, sorry, this is a
little bit more pea soup green, rather than the bright green from the other
ones, but they’re the same green. The blue line is that 6.2. What’s going on
there is, there’s a tendency for the rate to come down, but we have capped
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that 6½ percent expected return over the next decade, so we’re determining
the liabilities using the 6.2, but we’re using the same scenarios of
investment return to get to that blue line, if you will. So, really what you see
is a ramp up, a steeper ramp up, and then eventually you see the line
coming down a little bit, because we’re expecting you to earn a little bit
higher than the 6percent return. And, eventually you get more money in the
trust, so the contributions kind of merge to each other in a little more than a
decade.
Council Member Fine: And so, this is where you were speaking earlier about how we’re not able to look at the pension issue in isolation, because we’re
weighing it against other budget priorities.
Mr. Bartel: That’s right. And then, 44 is the dollar amounts. So, 43 was the
contribution rate for miscellaneous, 44 the dollar amounts. And then 45 and
46, the same information for safety, contribution rates and dollar amounts.
Okay to go on?
Chair Filseth: Please.
Mr. Bartel: Okay. What we also have is some information that the Finance
Committee has requested in the past, and that is, how do your numbers
compare with other agencies. So, we have, oh, somewhere in the
neighborhood of 15 other agencies with a variety of comparative
information. So, Slide 47 is, how does your unfunded actuarial accrued liability compare as a percentage of payroll. For your miscellaneous plan,
you all are the green lines. Safety, on Slide 48, again unfunded liability as a
percentage of payroll. Ratio of the actuarial accrued liability to payroll, so
the first one was the unfunded, the next one is the actuarial liability relative
to payroll. Again, you all are the green lines, normal cost rate. This is a
blended normal cost rate for you and for everybody else here. And for
safety, there’s really not much variance in the normal cost rate. Total
employer rate, again for miscellaneous and safety.
Chair Filseth: So, we’re in the mix is what you’re saying?
Mr. Bartel: Yeah, that’s right. You guys are still awake?
Chair Filseth: We are, absolutely.
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Mr. Bartel: Excellent.
Chair Filseth: Questions?
Council Member Tanaka: Yeah. I just wanted to see if, and I don’t know,
Jeremy, if you have any perspective on what has been presented so far or
any advice, given what you’ve seen.
Dr. Bulow: Well, you know, my approach is different, and I think simpler. I
would calculate the value of our liabilities in the way I said, which is, say you
know, what if people stop, the same way we do for defined contribution
plan. We would say, what if everybody stopped working today, what would, we would look at the spreadsheet, figure out what we owe them. Because,
we have the same kind of, we think we’re going to pay those liabilities the
same, we think they are equal quality, perhaps even better than what the
insurance company would provide to its annuitants. We should discount
them at that rate. We have assets in the plan that partially offset the
difference between the assets and the liabilities is kind of, is basically, you
know, what our debt is. In terms of thinking about future contributions or
how we want to manage things going forward, Palo Alto, but really you guys,
my inclination would be to say, these ten-year predications of the stock
market, I mean, you know, not terribly useful. We do have information from
CalPERS that tells us what they’re going to require the City to contribute
more or less, the next couple of years, and we can take that information, we can look at the debt that we’re in in terms of our pension plan and the City
Council can make a decision, whether it wants to put aside extra money in
those Section 115 plan to try to whittle down some of that deficit. And then,
rather than anticipating, oh, you know, we think the stock market is going
earn 6 percent or 7 percent or 2 percent or 4 percent or whatever, you
know, we’ll see the next year what it’s done and just like, you know, all of us
do on our own finances, and if it’s a good return, then our debt is going to
be down and we’re going to be happy and we may decide we want to
continue to whittle away at it by putting more money into the 115, or we
might say, this year we need to put in less because we’ve got some pressing
other issues. But that’s kind of the way I’d approach it. Figure out how much
of a debt we have, and then think about it each year, well, you know, can
we put something aside to try to reduce that so that in the long run we’ll be
in a position where we can pay everybody off.
Chai Filseth: Just from procedural perspective, you know, I think there’s a
staff report that’s going, and the staff report actually has some thoughts on
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that, right, I think? But, how do you want to do this. Do you want to finish
with John and then move on the staff and let John go, or should we move
directly to the staff presentation and do it all together?
Mr. Perez: Well, I think we should let Kiely do the next slides and the
presentation, and then recap what you requested and see where we’re at,
see what we still need to provide you. And then, decide the next steps from
there.
Chair Filseth: Everybody okay with that? Let’s do that. Oh, I should say that
you’ve talked strictly about pension, right, not OPEB, right? Do we use John with OPEB?
Mr. Perez: Yes. And so, status on that, it’s not on the agenda, but I’ll give
you a quick status, if you want us to come back and put it on the agenda,
we can. We’re compiling the data. We’re required every two years to run this
actuary report, unlike pension. So, once we get that data compiled and
cleaned up and massaged, then we send it to John. We’re trying to shoot for
March, because we want to use those numbers for the proposed ’19 budget.
Chair Filseth: Right, okay. Thank you.
Mr. Perez: You have that presentation At Places, by the way.
Kiely Nose, Budget Manager: Yes. So, this will be rather brief, but this is just
us trying to kind of recap from our last conversation where you left us, so
we can pick up the conversation, obviously, this month. So, in September you guys left us with about six “to do” items. The ones in bold are in
progress or we’ve actually reported back out to you guys on them. The first
one we are still working on internally, because it is quite the undertaking to
try to simplify the language associated with this, the City pensions and all
the calculations as an actuary. I’ll go through number two shortly. Number
three is something that we continue to discuss at this meeting, as well as
potentially, if you guys want to give further direction on that, right. We’ve
engaged with the SIHER Institute at Stanford, we’ve engaged with Bartel,
we’ve had some public comment today as well. So, it depends on if we want
to formalize anything in the future. Four and five I’ll get into shortly, again,
in the further slides. And six, six is that tabular kind of format that we
wanted to talk about by bargaining unit and by kind of compensation levels,
but what’s really important in that is for us to nail down, hopefully tonight, a
couple scenarios, so that we can actually model those for you. I’m not sure
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how, when we went to do a tabular format, we can give you what current
costs are, but do you want to assume a 6 percent discount rate, do you want
to assume a change in your amortization period? So, what are the
assumptions that we want behind that tabular format for you guys, and then
we can come forward to show you guys what is it actually, materialize in
terms of numbers for you.
Council Member Tanaka: Can we also talk about releasing some of the data
to some of the Stanford professors to allow them to do some of the analysis?
Ms. Nose: That’s definitely something the Committee can take under advisement and make a vote (crosstalk) on what you guys would like. So,
the list was just to continue to review and discuss how best to utilize the
experts in the area. There wasn’t necessarily specific direction on exactly
what we were going to do. It was more of an open-ended question that we
have a lot of resources, and how best can we use them to help us address
this issue.
Mr. Perez: And if you don’t mind, I really think you guys need to give us a
Motion and directive on stuff like this, because these are…
Chair Filseth: I remember there was some discussion of sort of exactly what
data and you know.
Mr. Perez: Yeah, so that will be very helpful to us.
Ms. Nose: Okay, so one of the items was to kind of look at, what would our total compensation look like if we added on or assumed a 6 percent discount
rate. So, these are really some high-level numbers, but the moral of the
story here is, if you went from that 7.375 to 6, it’s about an additional 5 or 6
percent of total compensation. So, you can kind of see the matrix of it for
both plans. We just aggregated an average salary for miscellaneous and
average salary for safety, and basically everything under the green bar is
what is in your budget today, in terms of the assumptions we used to
develop our (inaudible) just at the very top. Where you start seeing the red
text, sorry, greenish/white, and the red text and the red increments,
numbers, are what’s not assumed in our budget or our planning today. So,
that’s kind of the differentiating factor. Black, you already have in our
budget assumptions, red would be on top of what we’re currently carrying,
okay. So, to kind of articulate, and this is a very crude example, but what
we did is we said, okay, in FY’18 our adopted budget, we had about $210
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million worth of expenses. We drained about $3.4 million from the budget
stabilization reserve while maintaining the Council 18.5 percent. So, we just
did some ballpark estimates of, what would our annual contribution be if we
had a 6 percent discount rate. Now, when we talked to CalPERS, they gave
us a five-year phase in, so know that this is the first year of that five-year
phase in.
Chair Filseth: I wanted to ask, sorry, go ahead.
Ms. Nose: Sure. And it’s just how CalPERS calculates the numbers basically.
So, I took that number and just plopped the difference on top of the ’18 budget. So, we’re (not understood) a little bit here, because CalPERS is
doing a ’19 estimate based on these valuation reports, but, you know, if we
wanted a rough gauge of what we would have been trying to balance against
in last year’s budget, it would have been an additional $5.4 million in the
general fund.
Chair Filseth: So, I wanted to understand that. So, is that assuming, the
$5.4 million, is that assuming 6percent or is that assuming one-fifth of the
way to 6percent?
Ms. Nose: One-fifth of the way to 6 percent.
Chair Filseth: Got it. So, if it were really 6 percent, it would be north of the
$5.4 million?
Ms. Nose: Correct.
Mr. Perez: So, this is a good point to interject. If we wanted to have Mr.
Bartel run us that scenario, then that would be a directive that we could
have, too. But, put this in perspective here. Go back to our budget hearings.
Now we have five more million dollars to either cut, defer programs, pull
from reserves. So that gives you an area of magnitude to your point earlier,
you know, it’s without context. Well, here’s a little bit of context now.
Chair Filseth: It sort of was going to be one of my questions. Sorry, jumping
in here, but it is, if we were to actually use $48.3 million as the expense
instead of $39.7, so there’s that $5.4 million, what do we do with that $5.4
million? I mean, does it go on to the UAL, do we accrue it somewhere? What
do we do with it?
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Mr. Perez: We would have some options. We could send it to CalPERS. I
didn’t say that’s what I was recommending. I was just answering the
question. Second, we could send it to the PARS 115 trust. Those are really, I
think, the two main options that I can think of off the top of my head.
Because you don’t want to keep it in house, because the rate of return
you’re going to ear is going to be miserable. It’s going to be 1.8, assuming
PARS or PERS could do better than 1.8. And in terms of where it would be
applied, I’m not exactly sure, and I hate to put you on the spot, John, but do
you know if we have an option on designating the additional payment, whether to the unfunded?
Mr. Bartel: You can take any additional contribution to CalPERS and target
amortization basis. So, that’s one option you have. But, if you put it in the
115 Trust, it would not be a direct reduction against the net pension liability
you would have on your financial statement. Having said that, though, it
would still be an asset. You would still have it as, so the City’s net financial
position would be the same, but it would not show as a direct line against
that.
Mr. Perez: And John brings up a good point. So, how you’re going to see it
this year, because we already have some assets in there, is that we’re going
to make a note because GASB does not consider the Section 115 PARS trust
a pay down of the liability. But, we can note to say, well, the number is this. We actually have this other asset. Make it the number, not this. That’s a
notation, but not included in the financial numbers themselves.
Chair Filseth: But the Section 115 trust shows up in the statement of
position as an asset, does it not?
Mr. Perez: That’s correct. And, the thinking on the Section 115 is that we’re
trying to work on a target number, because you may ask us, well, what’s the
number that we should have there. We’re looking at past recessions that
we’ve had, and the impacts and the percentage of revenue lost, and maybe
looking at some of those numbers to come up with a target, because one
pathway could be a hybrid that you, let’s say that that number is $15
million, just making up a number here on the fly. Once we reach that 15 we
say, okay, now let’s start sending it to PERS, because we want our financials
to actually show a decrease, and let’s choose some of these base years they
have, a longer than 20-year amortization, and let’s pay those down. And so
then, that helps us reduce our interest payments for those particular items.
And then, you have the $15 million in the bank per se, hit the next recession
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where you’d lose $10 million in revenues, and instead of having to make
immediate cuts or immediate freezes of positions, you send $10 million from
PARS to PERS and you ratchet your budget and you have a year to do it,
versus having to do it all at once. So, that could be a potential path.
Chair Filseth: Questions. On this slide before we move to the next, because
the next one is a pretty big chunk.
Council Member Holman: I have a question for Lalo. So, this shows that we
would potentially look at pulling down another $5.4 million if we adjusted
our expectations to 6 percent, correct?
Mr. Perez: Yeah, and it’s one-fifth, right, because it’s phased in. So, the
number is higher if we do a true 6 percent.
Council Member Holman: So, I guess I’d like to hear from you what you
would, at this point in time, recommend, because we’re, what, a quarter of
the way into this year’s budget, and if we did draw down that much more,
then where are we in terms of our 18.5 percent BSR?
Mr. Perez: Because, you know, I took your, the Committee’s comments to
heart when you said, let’s work on a number, not on a solution. I don’t
necessarily have an answer for you quite yet.
Council Member Holman: Not all of us said that.
Mr. Perez: And, you know, we definitely have areas that we need to pursue.
There are things that you’ve done already that can continue to work. But there’s definitely impacts. I think one of the things I can, I believe safely
say, that we’ve lost opportunities, but we did not lose services in years past
as a result of the increases of pension. What do I mean by that? I mean that
we did not reduce the level of service, for the most part. There were some
that were done, but they were calculated reductions, street sweeping is an
example, right. What we did is we flipped it. We flipped the delivery of
service. We contracted out golf park maintenance, custodial services, street
sweeping, some of the swimming programs. So, all of those reductions in
expenses that you see were not necessarily correlated to a reduction of
service. Going forward, it may not be the same, and so we will need to look
at all the options. Because, you know, everything is going to have a
consequence, and so I think it needs to be done in a thoughtful, methodical
way for us to present you this information, and so I think that would be what
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we were envisioning. You start choosing a number and then we start
working with those numbers, and figure out what the impact is, and then
give you, okay, here’s some options and solutions and here’s the pros and
cons for each one of them, and here’s what we would have to do. Negotiate
with labor, you know, and so on.
Council Member Holman: Thank you for that. And when this does come back
for our next step and any kind of recommendation for, well, next step for
any kind of recommendation for the Council. One of the things that you and
Kiely both absolutely anticipate is, I want to know where we are in budget stabilization reserve impacts that we’ve had, and what’s anticipated, at least
for the next quarter, at least. Because there have been some…
Mr. Perez: And we’re pretty close to finishing our audit, so we’re going to
come to you on December 5th, thank you, to present you the numbers. I can
tell you that we’re going to end it with a surplus. We have given you a range
between $3 and $5 million, and that’s still in the works. I don’t want to jump
the gun, because I want to conclude the audit. So, it’s an unaudited number
that I’m giving you. So, we can put that in perspective, right. So, if you have
that $5 million, this is why I’m saying I can’t just give you an answer,
because we need to put everything in the picture. It’s a pie, so we can’t take
one slice only. We have a pretty big bill for infrastructure, as well. And so,
we need to, the directive from the Council, and this was a formal directive,
let’s take care of the infrastructure plan that we have that is continuing to
grow in costs. So, this $5 million potentially here, could go to infrastructure,
because we know we have a shortage, or it could go to pension, or it could
be split. So, that’s what I mean by, you know, we need to give you the
whole picture so you are able to make an informed decision.
Council Member Holman: One last piece of this, not to try to take too much
time here, but one last piece of this. So, I did bring up previously about, you
know, we all want to catch up on our inventory, I mean our infrastructure.
We all want to catch up on that. That said, we could not be doing it at a
more expensive point in time, and I mean, we don’t know what next year is
going to bring, but we could not be doing it at a more expensive point in
time. And, you know, since these construction cycles and all economies go in
cycles, I do have some kind of like, well maybe we shouldn’t be so
aggressive now, because there will be a downturn, and we won’t be in such
a highly competitive market for…
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Mr. Perez: Well, in some regards we may not have an option, and we have
to defer projects because our expense is just climbing (inaudible) exactly.
And, we may not even be able to…
Council Member Holman: I hope we’re making choices, not just forced into
corners where we’re…
Mr. Perez: And I understand your point and I think it’s something that the
Council can definitely, you know, decide upon, and that’s why I believe we
need to give you a bigger picture, because then you can strategize based on
what you’re seeing.
Council Member Holman: I’m sorry. Once last thing here is, before I forget
to mention it later, if we want these documents to be understood by the
public, including the full Council, we need to not have so many acronyms.
We need for these to be able to be plain English for people to understand,
because we’ve go John here saying, well, what I mean by this is blah, blah,
blah. So, we really, maybe most of the public understands what BSR means,
but maybe not. So, if we could have even just a glossary or something that
helps with this, but this should, if we’re talking about transparency and
people to understand this, we need to be talking in plain English, as much as
this stuff could be done in plain English.
Mr. Perez: You won’t hurt my feelings if you remind me, if I forget. But,
yeah, that is why we left it bold, because it’s a task for us to continue to work on.
Chair Filseth: Let me just add something on to the discussion, because you
touched it now, then I’ll turn it over to Council Members Tanaka and Fine. I
want this to be in context, because we’re looking at this and say, yeah, but
we’re going to have to cut spending by $5 million on trimming trees or
something like that, right. I picked that one on purpose. But, look, here is
sort of, I mean, you may say this is a naïve perspective. John, Jeremy are
very sophisticated guys, but let’s say for the sake of argument the real
answer is, over the foreseeable future, CalPERS is going to earn exactly
what Wilshire Associates had said, 6.2 percent. Let’s say that’s the real
number, okay. Then, if we use the schedule, 7.375 percent, 7.2 percent and
so forth, and proceed on our way, then we are spending 2049 and 2050
dollars on tree trimming today, right? I mean, because we’re spending
money that we don’t have, right? And we’re borrowing it on the credit card. I
mean, that is the status today. So, what we have right now are the issues of
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warping what we say we’re earning, right, with what we’re really earning
and what we’re spending, and we got all that stuff amalgamated on
together. A better world in which we did exactly the same thing we’re doing
today, trim the trees, fix the potholes, you know, it would still be a better
world, okay, if we recognized the we’re borrowing 2049, 2050 dollars to do
this, right? And that’s sort of, I think, inherent to the idea of, let’s get the
numbers first and then figure out how we’re going to fix the problem. So, I
think we have to be able to recognize what the real numbers are, without
constraining ourselves in an environment where we say, well, we can’t say that number because then we’ve got to cut the tree trimming, okay? We
can’t let ourselves be in the position, although undoubtedly we’ll get there at
some point. But, at least we’ve got to be, we’ve got to have the stuff right,
because then we go back and figure out, okay, what are we going to do
about this. Are we going to cut the trees or are we going to do something
else, are we going to close the pool one day a week or whatever, or we’re
going to raise the hotel tax rate, and we’re going to charge all those Palantir
kids, right, or whatever? So, that’s all I’m going to say. I hope we can
deconflagrate those things.
Mr. Perez: I think you make an excellent point, and we would,
understanding the pain, I’ll call it, then you will be able to give us better
policy decisions.
Chair Filseth: I mean, I shudder to say it, but you could take the $5 million
and stick it, park it in some new account or something like that, and say
yeah, this is a liability. Imagine, for the sake of argument, we said, we have
this new alligator liability, okay, and it goes on the statement in that
position, like the UAL. Because, if we don’t do that it just goes on the UAL
anyway, right?
Mr. Perez: And there is also, there’s more details to that that we need to
discuss. I think Council Member Fine was one that was asking the last time,
restrictive versus nonrestrictive reserves. So, we’ll have to make those kinds
of policy calls too.
Chair Filseth: Council Member Fine.
Council Member Fine: I just have a few and I’m sure I’ll have more. So, I do
agree with the Chair that I think we need to simplify this problem for the
public and the schedule actually doesn’t help with that. It’s just borrowing
into the future, and so we should be clear about that. And then also, in
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terms of keeping the policy choices out, because that’s when we get into the
political side of things, whether it’s pools, you know, tree trimming,
whatever you want to talk about. Yeah, any of them. What are the
parameters you are looking for tonight in a motion? Can you just like give us
a couple (crosstalk)
Mr. Perez: I’m looking at the team, don’t be shy team. (crosstalk) I think it
would be good to get some directive on costing of any sorts that you want
that we did not provide you or. You know, you don’t want to see the one-
fifth, you want to see the full number of something.
Chair Filseth: I’d much rather get our arms around to calculate, but we
really ought to have some sense of OPEB in there too.
Mr. Perez: Well, we can give you the last report that John Bartel prepared.
Chair Filseth: That may be the best we can do.
Mr. Perez: At this point. I see your point, to kind of look at the whole pie,
right, but understand that those numbers are going to change. (crosstalk)
So, I think the directive on the dollars. We believe that we can take a range
of dollars and insert those in scenarios with the long range, ten-year long-
range financial plan that we can bring you. So, it may not have those
solutions, but it is going to show you what the impact is long term. So, we
can commit to something like that. You may want to choose the numbers or
let the numbers be calculated and, therefore, dictate the number. Our hope is that once we have a number and you see the impact, then you will decide
the timeline. I’ve got to remind you that our clock runs out with this current
structure in December, unless the next mayor is not one of you, and you
decide to all four convince the next mayor that you’re it. So, keep that in
mind as you’re making your decisions for what you need and what you want
us to do, because as you saw today, it’s a pretty lengthy discussion, and
then there’s the multi-meetings that you’ve had to try to understand this.
So, if there is a window of opportunity, I ask you to keep that in mind.
Ms. Flaherty: This is a really small nitpick. You’ve so rightly asked us to use
laymen’s terms for the public and reminded us not to use acronyms, and,
because language matters, and I think we also probably need to be careful
about not labeling the right number or the real number, since we’re really
talking about estimates or targets, and this is all going to be subject to
change and it’s almost inevitably going to change over time. So, just
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remembering that as we try to manage the public’s expectations with how
we’re managing these estimates.
Council Member Fine: If they don’t like the numbers we choose, we’ll hear
from them.
Council Member Holman: Can I ask a simplistic question, but it’s not a
simple topic, is, we’re grappling with this, trying to understand this, it’s not
only the public that we need to bring along with what we’re grappling with,
but it’s also the staff. And, so, I’m not quite sure what the best means is to
do that, but we don’t want to be starting a war that’s unnecessary, because we haven’t communicated well and haven’t brought people along together,
because we are in this together, and I think it’s a communication path that
we need to have, we need to have a map for.
Mr. Perez: Yeah, because as you’ve been hearing, it’s a bigger than Palo Alto
issue, so it’s going to be all over the news. You’re starting to hear some
cities do their public speaking, the boards or committees stating that they’re
already projecting that they’re going to be in trouble. So, our employees are
going to ask, are we in trouble? So, you’re absolutely right. We’ve got to
work on that educational and information process.
Chair Filseth: I also think part of that, I mean, I think we’re doing the right
thing. By dealing with this proactively, we are making the future much more
secure, right. I, as an employee, would be a lot more worried if we weren’t doing anything, because…
Council Member Holman: And I think our labor groups…
Chair Filseth: I hope we can communicate that. I hope people will feel that
way.
Mr. Perez: And we have, and I think people are understanding that you’re
trying to address the problem. We’ve spoken about that at our leadership
meetings.
Council Member Holman: I won’t say what I was going to say.
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Chair Filseth: Let me see if I can summarize what you said, which is that
we’re going to have a motion to sort of direct staff on what number to use
for the calculation. Is that what you said?
Council Member Fine: Is it just the one number. Is that all you need? Or,
because I don’t think so.
Ms. Nose: I’m also going to look at Steve a little bit, because he’s probably
going to be the one who’s crunching these numbers.
Chair Filseth: Lucky Steve.
Ms. Nose: But, I think what would be helpful is either, if there are certain ranges. You guys can see obviously what one-fifth of getting to 6percent
could be, so that will give you a rough ballpark. So, what we can do is in the
long range, at least what we’ve internally kind of planned is, get a baseline,
let that baseline be what our CalPERS reports say, what all of our, you know,
normal base budget long-range financial forecast entails, and then do maybe
two or three alternates where we added a high-level look at either a certain
percentage of payroll, or we can start at $3 million and grow it by a certain
percentage, or what have you. In my head, ways that we could do this is
either, again, you guys do like flat dollar values that you would want to see
modeled and what it does to the bottom line in the ten-year forecast. Or,
other things that we talked about is looking at the reports and the slides that
Bartel had given us, where you saw the ranges of contributions where it was either the 25th or the 75th percentile. That could be a direction, or something
a motion that you guys make where, hey, I want you guys to run one at
25th, one at 50 and one at 75, and then you can kind of see that, and we can
model those percentages. Something either, but I would say the more
specific, the more happy, I think, you guys will be when you see the long-
range financial, and the less already, to Lalo’s point, when you guys are
going to be potentially separating by the end of December, the less kind of
scrambling we will be doing to try to get something done before the holiday
period.
Council Member Fine: So, just my comment there. I think, personally. the
contribution percentage is kind of the most understandable for me. (not
understood)
Ms. Flaherty: And I would just add, since we’re talking about using this
information for your policy-making, decision making, we’re also talking
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about the importance of it for communications purposes, to the public, to
our workforce, to the rest of the Council, who hasn’t had the benefit of all of
these Committee meetings. And so, keeping in mind the competing interests
of getting all the data to crunch to make an informed decision, and trying to
keep it manageably simple for communications purposes and finding where
the sweet spot in that is for you all would be helpful.
Ms. Nose: And actually, to Michelle’s point, that’s one of the reasons why we
haven’t bolded that first one is, there are so many variables that are out
there that we’re all discussing. Trying to develop a cohesive and easily-understood communication plan when we’re talking about tons of actuarial
assumptions is hard to get our arms around. So, if we narrow that scope, it
will make that story telling that much easier, both for the community as well
as Council and our staff.
Chair Filseth: I’m going to let Council Member Tanaka here talk in a second,
but I think to me, I have grown to believe something that Dr. Bulow said a
little while ago, which is, actually it isn’t that complicated, okay. And the
actuarial piece, you know, the actuarial piece seems to me maybe one of the
simpler pieces. I mean, it’s got a couple inputs and it’s got a couple outputs.
Maybe I’m oversimplifying this, but I believe the actuarial piece, and I think
we don’t need to understand its inner workings. We just need to understand
what the inputs are. Council Member Tanaka.
Council Member Tanaka: So, for me, I think the thing I would be really
interested in, I guess first I’ll just kind of, what you were just saying,
communications versus the analysis. I think we don’t necessarily want to
combine the two, because I think communications is a totally different ball of
wax than for us as a Committee can analysis this and figure out what we
want to do. So, I wouldn’t say that we’ve got to keep the analysis as simple
as possible because that’s the way the communication has to happen. I think
that would be a mistake. That’s not from what you were saying, I think what
she was saying.
Council Member Holman: Okay.
Council Member Tanaka: Sorry. So, I do think we should do a pretty
thorough analysis, because we owe it to our citizens to do that. So, I think
the second thing that I really think is important is, we have kind of a
somewhat convoluted CalPERS way of kind of viewing the world, and then
we have the one that Jeremy talked about, which is kind of like the Stafford
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estimate, and I would really want to see both, right. Maybe you think 4
percent is way too low, maybe it is, maybe it isn’t, but I think it’s important
for us to actually see a range of where we’re at. You know, we could decide
as a Committee what we want to recommend, but I think for us not to know
that would not be good. So, I think that’s very, very critical. And, I think,
you know, I agree with the idea of kind of removing the policy decisions. I
think really what we should do right now is kind of understand where we’re
at, how deep a hole are we in, and then once we understand that, we could,
I think Council could figure out what is the policy decision that can be had. But, I think one of the key things that we want to get out of this that will
help us with our policy decisions going forward is for future expenditures,
right. Whether it’s we’re hiring an employee, we’re giving a raise, we need
to know what the true, like multiplication factor is. I’ve been told it’s like 2x,
like so you pay someone $100K, they’re really getting $200K, right. I think
we really need to know that, because we need to know what the true impact
is to the City. Maybe 2X isn’t the number. Whatever the number really is, we
should really know what it is, so that every time we give a raise we know
what it really costs the City, right. Because it’s not just the money we pay
out today. It’s the money that we promise in pension obligations in the
future and we’ve got to be really clear what that is. Because if we don’t do
that, when we make policy decisions, we make the wrong decision, right? We think that maybe keeping it in house is way cheaper than outsourcing,
because we don’t factor in pension contributions or pension liabilities that we
have. So, I think that’s really important, so that Council has a tool to know,
like okay, what is something really costing us, whether it’s a raise, a hiring,
whatever, right, we know. I think that’s actually critical. So, but largely I
agree with that the Chair just said, so I don’t know what we want to do in
terms of a motion right now.
Chair Filseth: I want to ask a question based on something you just said. I
think that’s an important point, right. Is this the marginal cost of the next
person we hire?
Mr. Nose: What are you pointing to?
Chair Filseth: That. Does that include everything, because it includes a
contribution to the UAL amortization, and includes the normal cost at 6
percent? I mean, is that? (inaudible) Right, because you can say, I’m going
to hire the next, we owe many hundreds of millions of dollars unfunded
amortization, right, liability. But the next person, that won’t change, that
won’t go down if we hire another person, but if we hire another person, does
that go up if they’re paying their normal cost? If we consider the normal
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cost? I guess I’m wondering, is that the answer to Council Member Tanaka’s
question?
Ms. Nose: Let’s pause on that for one second while I actually go talk to Mr.
Bartel, over here, but Steve can help answer the questions about average
salaries.
Steve Guagliardo, Principal Management Analyst: Thanks for the question,
Chair Filseth. Steve Guagliardo, Office of Management and Budget. Nice to
see you all again, and for anyone interested, the last I checked, the Warriors
are winning. So, what this chart does show is kind of oversimplification. It is by plan, by retirement plan. So, it’s miscellaneous and safety all grouped
together. Obviously, there’s all sorts of positions across all sorts of
bargaining units within each of those plans. To a point I heard Council
Member Fine just make, this is the average compensation for those plan
types, so obviously, management is in the miscellaneous group, as is
someone who is in SEIU. So, to your point, this is the approximate
percentages of that. It does include overtime for those SEIU eligible
positions. Obviously, management is not eligible for overtime. But to your
point, UAL is a percentage of payroll. Right now, under the current models
and parameters it would be 13 percent. The normal cost, the employer
normal cost as of now would be about 6 percent.
Chair Filseth: But the UAL, the 13 percent here, that’s an allocation for the annual required amortization to the UAL, right?
Mr. Guagliardo: Correct, right.
Chair Filseth: Aha, so given that the annual required amortization, and I
think Mr. Bartel said this too, right, isn’t enough to actually pay down the
UAL?
Mr. Guagliardo: But I heard him say, and I again, presuming to speak for
him a little bit here, is with the current changes that CalPERS is undertaking,
we’re moving towards actually paying it down. Under the old model, I think
you would agree, I would agree with that assessment, that we were actually
just paying down the minimum payment and not actually getting to that
interest piece that we’re referring to. I know we’re mixing metaphors all
over the place here, which gets back to Michelle’s communication strategy,
but sticking with the credit card analogy, we’re actually now paying down
the principal a little bit, under the new tenents that CalPERS put out. I’ll also
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use this briefly to speak to Kiely’s deferment to me and a point you brought
up a little bit earlier, as far as requests of staff for this. I think you’re exactly
right. I think the actual model itself not that difficult. I think what we need
from you guys is clear direction on what you want the parameters for that
model defined as.
Chair Filseth: That’s what I ‘m hoping.
Mr. Guagliardo: And so then we can actually run it through, see the impacts,
and if you guys want to reach a dollar threshold in either the Section 115 or
some other mechanism, we can tell you want that mechanism would be. If you want to reach a percentage contribution over and above, we can model
that for you as well.
Chair Filseth: I don’t feel comfortable tonight, personally, maybe we do – I
don’t personally feel confident in my ability to take how much we would put
in the Section 115 tonight.
Mr. Perez: And I don’t think we’re ready for that tonight. I think you need
more data from us.
Chair Filseth: I think data, yeah, okay, thanks. We’re on the same page.
(inaudible) Let us come back to that Council Member Tanaka. So, I think,
what I just heard from Steve was, though, I think we should define, he’d like
the parameters, which are the inputs to the model, and then I think we
ought to also talk about what outputs we want. For example, I heard one from Council Member Fine, which is, I would like to see the impact on
contribution margin over the next ten years, okay?
Council Member Tanaka: I’d actually like to hear what Jeremy has to say.
Ms. Flaherty: While he’s walking up, I’d just, I don’t think Staff is asking the
Committee to have to design the whole model. I think we’re looking for your
must haves and can’t stands.
Chair Filseth: Yeah. Thank you for that. Keeps us under control.
Dr. Bulow: Just a point about how one might think about the marginal costs
in this entry age normal model. The way I think of the entry age normal
model is, they’ll say, well, let’s figure out the present value of the
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employee’s projected future wages. So, let’s say that came out to $100
using whatever discount rate they made up. And then they said, let’s figure
out the present value of the employee’s – they’ll say, well, let’s figure out
the value of his lifetime wages, let’s say that was $200, the present value of
his future wages, and that comes out to $100. And then they say, okay, now
let’s figure out the present value of what we’re going to have to pay him in
pensions, and let’s say that number came out to be $40. So, they’d say,
well, he’s going to earn $40 in his lifetime, he’s going to earn $200 in his
lifetime and he’s going to be paid $40 in pensions, so if we set aside 20 percent all the way along, we’d be okay. So, the normal cost is 20percent.
However, at this moment, he’s worked half his life in terms of earnings, so
he’s earned $100, so we should have $20 set aside, but we only have $10
set aside. So, $10 is the unfunded liability on that method. And then, you
know, you sort of have to make that up somehow, maybe by charging 30
percent as he earns the next $100. It’s an actuarial method. If you want to
learn the details of it, you could go back to a book written by, oddly enough,
Mr. Winklevoss, the father of the infamous Winklevoss twins. But, I’m not
sure I’d recommend it unless you wanted to go into a career as an actuary.
(crosstalk) Because, again, I think it sort of diverts you from the simple
economics.
Chair Filseth: Let me see if I can boil down Greg’s question to something constrained. If I understand what you’re asking for, we say, we’re going to
hire this person and it’s going to cost the City this much. But, in fact, we
worry that, and that’s net of benefits and sick time and all that kind of stuff,
and car allowance if we do that and all those kinds of stuff as we report
them. But, there’s this other piece that we’re signing up for that, it’s a don’t
ask, don’t tell piece, right? We’re signing up for it but we’re not going to
report it, which is the unfunded liability. So, we want to know what the full
cost, including that, which is – and I think, if I understand what you’re
saying, it’s kind of an interesting point, right, because you say, oh, the
present value of that, okay, if we don’t actually pay off the present value of
that this year, then it’s going to be bigger next year. So, there’s sort of that
complexity too, but is there some way of saying, what’s the full cost for that
person, and I think there’s two cases, right. One is, a new employee. Kiely
hires somebody and they go on the payroll and that’s it. And the other one
is, we’re in discussions with one of the bargaining groups, and we say, okay,
we’ve such and such an offer, right, proposal. What’s that going to cost the
City, because we get reports now, right, what’s it going to cost the City. But,
again, it covers that much. It doesn’t tell us the other piece of that, right.
So, I think if we had those two cases, I think we’d be a lot further ahead.
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Council Member Tanaka: (inaudible)
Dr. Bulow: There’s part of the cost that you’d have, even if everybody
walked away, right. And at some level there’s an issue of whether, in the
bargaining that’s even relevant. The only way, you know, if for example you
said, the City of Palo Alto has a constitutional obligation to pay those
benefits regardless, and because the tax base of the City is large enough,
people might not like it, but every homeowner is going to have to essentially
cough up an extra five-year’s real estate taxes to pay these bills, but it’s
going to happen, and the union has an absolute right to those claims. Then you say, well, the past pension benefits are kind of irrelevant. It’s a debt of
the City, just like a bond debt, but now what we have to think about for a
new employee, as well as an old employee, is well we say, well what if they
stay around one extra year. Now, that’s the way we do it if we have a 401k
plan. We say, if the person stays around an extra year, they get a salary of
$100,000 and we contribute $15,000 or whatever the number is, to their
401k, our cost is $15,000. Some actuary may say, oh, but you know, maybe
they’ll get a raise in the future and who knows how long they’ll work for us
and what their salary will be in the future, and we do fancy discounting.
You’d say, well, you know what. I think the right way to do the 401k
calculation is just, you work the year, we pay them $100,000, we put in
$15,000 into the plan. If you want to do the defined benefit plan analogously, what you do is you say, alright, the person has earned his
annuity if they quit today of $25,000. If they work an extra year, at the end
of that year they’ll have earned an annuity of $27,000. So, what we owe
them for this extra year of work is another $2,000 annuity, and let’s figure
out the value, the cost of that. And that’s really our pension cost for this
year. So, again, it gets back to the principle that both of us agree on, that
this is actually not that complicated, though it can be made to be infinitely
complicated. But, it really isn’t once we get down to just really thinking
about what the real economics are.
Chair Filseth: So, in other words, if I understand what you said, it’s
assuming, so if you were to assume that what’s accumulated is
accumulated, and it’s fixed, right? There’s a contract, we’re in it. Then, the
net cost to the City of the next employee is the cost of the incremental
$2,000 annuity?
Council Member Tanaka: Or just an extra year, right?
Chair Filseth: For an extra year.
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Dr. Bulow: What the person gets by working for a year versus not working.
And then the next year they’ll have another (crosstalk).
Chair Filseth: The cost to the City, I mean, we measure it right now in terms
of per year, right. We don’t say, well, if we hire this person it’s going to cost
the City, you know, $500,000 over their career. We say, it’s going to cost
this much next year. And so, then the normal cost of the annuity, the
normal cost of the pension benefit covers it all.
Dr. Bulow: Yeah, you’d say, we’re giving him an annuity of $2,000 a year
and the present value of that is such and such.
Chair Filseth: Which is the normal cost.
Dr. Bulow: It could be that, instead, if it was a 401k we would be giving him
money that he maybe would use to buy stock in something. Same thing.
Chair Filseth: Okay. That makes sense to me.
Council Member Tanaka: This is why I think (not understood). I mean
CalPERS discount this and whatever, but I think…
Chair Filseth: That’s something different though. That’s the 4percent thing.
Council Member Tanaka: That’s another story, but, (crosstalk).
Dr. Bulow: It’s a separate issue, but just figuring out – I think if I were you
guys, I’d want to figure out what the cash flow obligations I have over the
next 100 years are, and then how those are changed by the new year’s labor
contract, and then for another day, we can look at the issue of, okay, the annuities that we have promised have gone up by this much, or the cash
flows have changed by this much, because of the extra year of service. Let’s
try to think about what the present value of that is, so that we can think
about what it really costs us. And that’s it.
Chair Filseth: So, how do we ask for that? How do we ask Staff for that?
Dr. Bulow: (crosstalk) My guess is that Staff provides certain…
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Chair Filseth: The words of the Motion.
Dr. Bulow: Well, I wish Joe were here for this, because he has all the
experience with the Pension Tracker website. But, you know, my guess is
staff already – for CalPERS to do its calculations, it has to be provided with a
set of data, and that data should be adequate. So, it should just be the
same thing, but the only caveat is, you’ve already dealt with them a lot, and
there are various privacy issues that might have to be also addressed with
Stanford.
Chair Filseth: We’d have to hire an actuary every time we do…
Mr. Bartel: Do you mind if I ask a question?
Chair Filseth: Yes, please.
Mr. Bartel: So, direct here, if you’re using the same assumptions, would
your numbers match CalPERS or not? I’m just asking that question.
Dr. Bulow: So, CalPERS, if you looked at CalPERS (crosstalk). If you looked
at CalPERS termination calculations, which are an accrued benefit
calculation.
Mr. Bartel: Now wait, (crosstalk). I’m sorry, if you’re using the same
assumption, it doesn’t matter whether we’re talking about the termination
number or we’re talking about the entry age number (crosstalk)
Dr. Bulow: CalPERS has a bunch of accrued benefit, sorry, a bunch of
projected benefit, you bs in their calculations, and then you know, over time they’ve used various smoothing out, as you know, some of which they’ve,
fortunately, gotten rid of. But, they have a bunch of stuff that they do to
come up with their projected benefit calculations and payments. Ours would
not look like that. What ours would look, would be similar to, is what
CalPERS does when they calculate the termination liability. If Palo Alto says
to CalPERS, okay, we’re in debt. We’d like to just pay off what we owe and
move on to a defined (crosstalk) the best contribution plan in the future,
how much do we have to pay. The calculation that CalPERS would do would
be similar to what we would do, but I can’t say that it would necessarily be
identical, because CalPERS, you know, doesn’t, it’s not very sharing of their
data. Let’s put it that way.
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Chair Filseth: I think, from a practical perspective, what we ought to do is as
the CFO to go figure out how they’re going to do this, and what combination
of Stanford resources and Bartel resources and internal resources and so
forth, how they’re going to do this. Comment on that? I’m not sure we’re in
a position to decide it tonight.
Ms. Flaherty: And I don’t think we were asking the Committee for direction
on all the sausage making. We were looking for the boundaries, right, of
what you want to make sure is included in what we bring back to you.
Council Member Holman.
Council Member Holman: I’m channeling Greg Tanaka here. So, I’ve been
sitting here wondering for the last little while, it’s like, so everybody is
looking at this, maybe not tonight, but everybody is looking at this in a same
general time frame, because we’re all in the same pickle, so, what are other
cities using? This is my channeling of Greg Tanaka, what are other cities
doing in trying to address this? And I don’t want like a big old fedo matrix,
but just generalized speaking, what are other cities doing?
Chair Filseth: They’re not doing it. We’re blazing new ground. That’s the
answer.
Ms. Nose: I would also say that some closed systems have had to deal with
this problem, or are dealing with it, because they aren’t part of CalPERS, so
they have their own fiduciary boards that are looking at things that are independent on both representative employees as well as other financial
professionals. So, I wouldn’t say that we’re the only ones looking at it.
Chair Filseth: You’re right. People who are not part of CalPERS are doing it.
Ms. Nose: But also keep in mind, in certain areas like that have more
flexibility over their investment strategies and policies, whereas we don’t
necessarily have all of the same levers that all organizations have, being a
part of CalPERS, having that contract with them. So, but that’s not to say
that we can’t get some data on who else is looking at things, and I’m
wondering if John even knows of some of his clients that are asking him to
run certain scenarios.
Council Member Holman: Surely there’s some other CalPERS cities that are
doing something to try to like grapple with this.
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Mr. Perez: (crosstalk) They’re doing additional contributions to be clear,
Mountain View, Sunnyvale. Something as simple as CalPERS estimates that
our payroll is going to be X dollars, and they’re tracking and they’re seeing,
okay, we’re not making that number. We’re going to go ahead and make
that number whole, and send that additional gap number to make, to close
the gap. Or, if the number is X, add another X million dollars on top of that,
and send it either to CalPERS or PARS. PARS has now something to the
magnitude like 70 plus…
Mr. Bartel: I think it’s over 100.
Mr. Perez: Over 100 now agencies. So, it’s starting to become something
that people are doing, but they’re not going back necessarily calculating new
numbers. They’re saying, what can we afford to send extra and sending
that. That’s the simple answer.
Dr. Bulow: It’s not an unreasonable approach. It’s just that, you know,
you’re better informed if you have the data to decide how much extra you’re
going to, the amount that you’re going to throw in extra this year, you
know, may be influenced by figuring out just exactly what the whole is. And
then the other thing, of course is, in terms of understanding what’s going on
in labor negotiations, understanding what the cost of any given contract is
would be valuable. And that’s the particular thing, to answer Mr. Bartel’s
comment, that is particularly not available from even the CalPERS termination numbers. I mean, aside from the fact that they come to you so
late, 15 months after the close of the year. They don’t really give you the
kind of data to figure out, what did it cost us, the fact that we gave so and
so, we gave these employees a 2 percent raise. How much did it raise the
future cost of our pension? And that should be something that ought to be
don your computer dashboard, you know, as you are working through these
issues. This should be on the union’s computer dashboard as well, so that
everybody can be on the same page and understand what’s happening.
Council Member Holman: It’s the difference between having a strategy and
just taking a practical action. It’s like having a strategy, being armed with
the information versus like, well, it’s practical but we’ll just pay it down
more. So, it’s kind of that comparison, I would say.
Mr. Perez: Yeah, because we’re going to come back to you with some big
numbers, and the reality is that chances are we’re probably going to phase
in what we currently have informally, which is 10 percent of our annual
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contribution that’s added on top, and we’re sending it to PARS until we
figure out how we’re going to get to the number that we want. So, I’m not
as concerned as, calculating that number, because I think it’s nice to have
and good to know, but the reality is, we need to start funding it now, and
what can we afford today and what can we shoot for our target going
forward, and what is it going to impact, or what do we want to change. We
want to revisit our portfolio of services. You know, there are so many
questions and so many things that we need to look at as a result of getting
that number.
Chair Filseth: Well, we’re not going to revisit our portfolio of services for
fiscal 2018. I mean, that’s done, right?
Mr. Perez: Correct.
Chair Filseth: So, if we can get all this, if we can figure out what our
numbers are, you know, in the next few months, then we’ll be in a position
to sort of have that discussion for Fiscal 2019. I think that’s sort of what
we’re shooting for.
Mr. Perez: Yeah, and I think if we put something formal in play to start, I
think that’s, it’s not the ultimate goal, but I think it’s a start. I think Council
Member Tanaka said, when are we going to start, and I think we could do
that.
Ms. Nose: So, not to hijack things, we haven’t quite gotten through the whole PowerPoint. So, I’m wondering if you want to just refocus the
conversation to finish going through.
Chair Filseth: Why don’t we do that, actually. Because you’re going to throw
another monkey wrench into the…
Ms. Nose: A little bit, and just kind of reground ourselves on next steps after
this. So, kind of talking about what Lalo was saying in terms of the future as
well as solutions and goals, this is just a visual representation of one of the
potentials that we could choose as an organization to either execute or use
as a target, a goal, to reach in terms of funding levels. So, what this
schedule shows us is, in green what the current amortization schedule is of
our unfunded liability for CalPERS.
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Chair Filseth: Assuming 7.5 percent?
Ms. Nose: Yes. And so that’s over that 30-year period, right. So, those would
be your annual contributions. Now on top of this, you would have your
normal cost, right. And so, what CalPERS did for us in our reports, for both
the miscellaneous and safety plans is they said, okay, what if I amortized
those things over 15 years. What if I did it over 20. What does it look like?
So, ultimately, obviously you do see savings based on each of the plans, but
you also see some serious balloon payments compared to what potentially
someone had done a 30-year forecast.
Chair Filseth: That’s what happens when you take a 15-year mortgage.
Ms. Nose: Exactly. And so, these are things that we can look at. So, two
things, one, you probably have potentially heard conversation of what is
called the “fresh start”, which is essentially pulling the trigger on refinancing
your home, right? You actually sign the contract, you sign the paperwork.
There’s no going back. You have to pay that annual contribution no matter
what, otherwise you’re going to default on your home. The other thing that
we could do with these numbers is work towards funding targets. So,
instead of actually locking in a contract like that, you could use these
numbers to say, okay, had I done a 15-year amortization period, my
contribution would be $10 million more. Let’s put that into PARS. Let’s not
actually refinance the home from a contract standpoint, but let’s financially start socking that money away in our PARS account and then when the day
comes that we need to pay something off, we hit a downturn or whatnot,
again, that’s that flexibility. So, this is where we get back to what I would,
my office, because we’re the ones going to be doing this, would find really
helpful is, I hear you guys on wanting to know what the right number is, and
I would ask that potentially we start to take these things in parallel as we
approach the budget time frame. We can continue to work on what we think
reasonable assumptions are from an actuary standpoint are. So, do you
think you should have a normal cost rate based on 6percent, 4percent,
7percent or what have you, but also know that we’ve already started
building the FY’19 budget. We will be coming back to you in a report that will
come out in basically four weeks for a long-range financial, and so to be able
to start modeling things, we may just need to figure out some ranges, so
you guys can start seeing what it does, and then continue on a parallel track
to have that conversation so you guys can see. And I know it will make
divesting ourselves from the politics of it a little bit difficult, but I also don’t
want you guys to miss another budget cycle by not, by spinning on, you
know, what is the right number, so to speak.
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Chair Filseth: What if we asked you for two scenarios. One is the straight up
CalPERS scenario, and the other is the conservative end of fund
conservative, that 6.2 percent scenario? What if we asked you for that? Is
that?
Ms. Nose: Totally feasible, yup. That’s exactly what would be helpful. And
just because you ask us for that number, doesn’t mean that that’s the
number that you guys give policy direction on in terms of what would be in
the proposed budget. You may see, you know, let’s say that’s a $10 million
number, let’s say that’s a $30 million number. I actually have no idea what it is. I’m just throwing these out. But, that might not be palatable to bite off
in one year. So, once you see those numbers in the long-range financial and
say, okay, Kiely and your team, Steve frankly, what does it look like
CalPERS, what does it look like at 6.2 with maybe a five-year or an instant
phase-in period. We can show you those numbers. You can see what it is,
and then say, great, do your best to get there, at a minimum level of blank.
Chair Filseth: CalPERS is the default. I mean, we have to do that under any
circumstances. We can’t do less than CalPERS, right?
Ms. Nose: It is, and so you guys know our long-range forecast and when we
show you guys FY’19’s numbers, they already assumed CalPERS numbers.
So, there’s not a lot of difference from what you guys have seen previously
in FY’19 to what current CalPERS report says. So, that’s where you guys can start making those, this is the goal and maybe you give us the benchmark
of, this is the goal, see how far you can get, but don’t go any lower than
what our current contribution rate is, which is, we’ve got that 10 percent of
our annual. So, I mean, those could be the ranges that you guys help give
us. All the while, you can continue on the, I want a different rate in the
system.
Chair Filseth: What do you guys think?
Council Member Tanaka: I think that it’s not a bad approach. I still would
like to see the simpler Stanford, (not understood) because you don’t have to
use 2 percent, we could use 4 percent or 6 percent or whatever our favorite
number is. Because that’s a heck of a lot easier to explain than all the stuff
the CalPERS does. Actually, this is not a bad idea to actually have, because
then we kind of know, like what to put in our budget, right? So, that’s
actually, it seems to make sense.
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Ms. Nose: That’s Lalo’s idea.
Council Member Tanaka: Good idea. So, but I think, I mean, we could see
the difference and we don’t have to wed ourselves to any one of them, but it
gives us a kind of range of options. We could see what’s going to happen.
We have a way of modeling how it would show up in our budget. And,
whatever discount rate we happen to finally choose, we could finally use that
as what the true cost is when we give raises, when we hire someone, when
we decide to outsource versus in house or whatever, right.
Council Member Fine: I think, I’ve been writing down a few of the things I’m hearing, and this might work. I think we’re maybe interested in asking staff
for a full CalPERS report and the same report at, call it 6.2, maybe instant,
right, not phasing it in. And if we want to be soft, we can go to 6.3 or
whatever, right? Additionally, there’s some kind of issue where we would like
to release the data to Stanford in a way that’s sensitive to our employees,
and then the final thing is Council Member Tanaka’s point about what’s the
true cost of employee in those different models. Does that sound?
Chair Filseth: Terence first.
Terence Howzell, Principal Attorney: So, we’re clear, I understand that we do
need to be sensitive to our employees and the other considerations as it
relates to sharing data with Stanford. Another issue, and I don’t want to go
into any great detail about it, but there is a claim that Stanford has filed against the City. There are ongoing contract negotiations with Stanford
concerning fire services, and pension issues are implicated in both. So, there
are discussions that will have to be had by City Attorney’s Office and
Stanford concerning how best to deal (crosstalk)
Council Member Tanaka: I asked Jeremy about this before, and he
volunteered either his department or Joe Nation’s department volunteered to
sign a nondisclosure agreement, just to keep it within their department.
Dr. Bulow: I have no influence…
Mr. Howzell: You don’t talk to the firefighter’s union, or anything like that?
Okay.
Dr. Bulow: I don’t talk to the President of Stanford.
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Mr. Howzell: But again, the attorneys will need to kind of work through that.
That’s another part of this discussion.
Ms. Flaherty: And if I could just ask for some clarification, I know when the
Committee discussed this last month, the conversation got a little muddled,
and I was not, I did not leave with a clear understanding of what it is the
Committee is asking staff to share. There’s public information that goes in
the packet to you all that is accessible. If you look at the model, for
example, of a FOIA request and how Freedom of Information Act requests
are handled at multiple levels of government, there are certain standards in the law. If a citizen comes and says, I’d like to see something you already
have, we need to make that available. If a citizen comes and says, I’d like
you to calculate a bunch of new stuff for me that you don’t already have, we
say, well, we’ve got to prioritize our staff resources. So, if this is a request
for calculating information or producing new information – okay, that was a
point of clarification we were confused about.
Dr. Bulow: No, it’s more asking for the kind of raw data that is provided to
CalPERS with, as Adrian said, any kind of confidentiality issues taken care of,
which I suppose they have to be taken care of in dealing with CalPERS as
well. But if there are extra protections in dealing with us, because we’re not
a State agency, then, you know, that’s…
Council Member Fine: So, we could couch this in terms of… (crosstalk)
Ms. Nose: Just to get a clarification, if you guys don’t mind. When you say
it’s the data that we provide to CalPERS, so obviously we report to CalPERS
kind of our payroll on a biweekly, or whatever it is, basis, but we don’t
necessarily report to CalPERS any information about our retirees, and that
whole population that we went through, right. So, 70 some odd percentage
of safety is our retirees. CalPERS holds that information. So, I’m not quite
sure what information we’re requesting. Are we requesting for our active
work force and what we’re reporting to CalPERS from that standpoint, or are
we talking about the entire retiree population?
Council Member Tanaka: Why not get the historical data as well, right?
Chair Filseth: Why don’t we ask Stanford.
Dr. Bulow: I think Joe will do better than me. I mean, it’s just a note in
terms of the piece of this which is meant to help in future wage negotiations.
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The retirees are, of course, irrelevant to that part. But in terms of figuring
out the liability that the City has, how much pension debt that the City has,
it would be good to have data on the retirees, but for them I guess what
would be really required is, you know, whatever it takes to figure out what
people’s pensions will be going forward. Of course, we don’t need to be able
to figure out the names of anybody or anything like that. But, figure out, so
we would fill out our spreadsheet about how much is owed to CalPERS going
forward.
Ms. Nose: So, if I could ask, just given what our legal counsel has advised us on, if the Committee is that adamant that we want to actually share this
information publicly, what if you guys made a Motion tonight that said,
explore the legal feasibility associated with this, and then we can actually
have articulate conversations with our counsel, legal counsel, and if you
guys could just be specific in that information. So, for example, do you want
retiree data, since CalPERS holds that? Are you only looking for current
employee population?
Council Member Tanaka: (inaudible, no mic)
Ms. Nose: Well, and how many years are we talking about?
Mr. Howzell: I’m sorry. Could you just direct us to have the conversation? I
think this, what they want is evolving at the table and why don’t we have
that as a separate – he can get Joe Nation involved. He can help identify what it is. We can have this discussion and report back.
Council Member Holman: I have another aspect of this though.
Chair Filseth: (inaudible) I mean, I’m assuming there will be some, you
know, some samba between our legal and Stanford’s legal, because they’ll
probably want some kind of NDA that says, no, you’re not going to turn it
over to the negotiators, right, because there is a negotiation going on, and
there’s people arguing with each other about this stuff and threatening all
kinds of nasty things. So, it’s probably more complex than we just give them
a thumb drive. Sorry.
Council Member Holman: Yeah. So, I have another thought about this, which
I’ve had before, which is, on the one hand we have, let’s just set the legal
parameters of this aside, legal concerns of this aside that you guys are going
to work out. There’s another piece of this, though is, it’s not 100 percent
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clear to me what would be needed. Like if what Greg is saying is like, it’s
payroll. You know, our City’s salaries are published by position. If I was a
City employee and it has nothing to do with Stanford or you or anything
else, but if I was a City employee, well, I guess I am, a City employee and
it’s like, my payroll information is going to be turned over to an outside
entity, I’m not so sure I’m real keen on that.
Chair Filseth: Isn’t all this public information? (inaudible)
Mr. Perez: We have it on our web page. So, let us have the discussion and
see where we need to go.
Chair Filseth: I’m going to recap the language which is I think here, which is
explore the legal feasibility of releasing something or other data to Stanford,
current employees and retired employees. Releasing member data.
Ms. Flaherty: And existing data as opposed to things that we’re producing.
Council Member Fine: I think current and retiree.
Chair Filseth: Yeah. We’re not directing them to go do a whole bunch of IT
work to do custom data base searches or stuff like that. It’s existing stuff.
Okay.
Council Member Holman: So, this is something I didn’t know. If you get a
(not understood) in California, you can see like every employee and what
they make and what their benefits are. You really can.
Chair Filseth: We’ve got a member of the public here who’s got even another website.
Mr. Howzell: Well, if the City releases it on it’s open data base (inaudible)
Chair Filseth: You can read it in the Post, with names.
Council Member Holman: Well, by position usually.
Chair Filseth: No, they’ve got names.
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Mr. Howzell: (inaudible) we could provide a link to Stanford and maybe
shortcut the process.
Dr. Bulow: Is this link going to have, you know, all the data that is relevant
to figuring out, you know. For retired employee we would have to be able to
figure out what happens, what kind of, we have to be able to figure out what
the projected future benefits that they will receive are. So, that will include,
you know, their age and I don’t know if the formula is complicated by
marital status in any way, what they receive.
Chair Filseth: So, that’s part of the exploration?
Dr. Bulow: Yes, that’s part of the exploration. So, it might not be quite so
simple as a link. (crosstalk) marital status may not be something that folks,
they may understand that their payroll information may be useful, but their
marital status and number of dependents and all those types of things.
Ms. Nose: Correct.
Council Member Tanaka: But I think their names would be obfuscated, right?
Ms. Nose: So, again, (crosstalk) if the Committee so chooses, make a Motion
that says, Staff go explore this, and I think the clarification that Michelle
made on whether or not you want us to be creating data or if you want us to
already just pull from existing data would be helpful.
Chair Filseth: I’ve got existing data here.
Ms. Nose: Perfect. And then, and we will come back to you after we have some internal dialog, and work with Stanford, obviously, on the data points
they need.
Chair Filseth: So, so far then we have that piece. We have the, ask Finance
to generate two scenarios, one based on a CalPERS scenario, and an
alternative return scenario. We have to decide what that number is, but I’m
thinking 6.2 percent. That’s the Wilshire Associates number.
Council Member Tanaka: I’d also like to see like the 4 percent at the
termination. (not understood) The one that Jeremy proposed where we’re
basically taking (not understood)
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Chair Filseth: Okay, so what specific data are you looking for? Termination
cost?
Council Member Tanaka: (inaudible) So, there’s what CalPERS says, that’s
6.2, and then there’s the one that Jeremy recommended, which is find the
simplest.
Council Member Fine: You weren’t recommending CalPERS at 4 percent,
right?
Dr. Bulow: I don’t think, there’s little about CalPERS that I would
recommend. And, you know, I would note that they’ve earned their expected return over the last 20 years and nevertheless, managed to get you into this
kind of soup. So, something about what they’re doing is not quite right. But,
no, we were just talking about the idea that the ideal calculation would be
just to say, you know, to add up for each employee what their annuity would
be.
Chair Filseth: That’s what he’s doing with the data.
Mr. Bulow: Yeah, that’s what we’re trying to do with the data. It should be a
similar, it should be a broadly similar kind of calculation to what’s done by
CalPERS on the termination data, but the thing with their termination data,
you only get it 15 months late, and it’s not easy to figure out from that the
kind of thing we were talking about, like, what if we give the employees
another 2 percent, what happens to our pension costs?
Chair Filseth: It’s kind of like Stanford is going to do the third scenario then.
(crosstalk) Stanford is going to do the third one, right?
Mr. Perez: Assuming we can get them the data.
Chair Filseth: Yes. Assuming we can get them the data, and then Finance is
going to go look at the CalPERS scenario and the 6.2 scenario. Is that right?
Okay. And, the two scenarios are going to include…
Council Member Tanaka: (not understood, mic)
Chair Filseth: Assuming we can work out legal direction.
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Ms. Nose: I was going to say, are you guys trying to determine that maybe
a more conservative rate than the 6percent? Is that what you’re trying to…
Chair Filseth: You know, Stanford has the wherewithal and they have an
approach, right, which uses you know, the more conservative – I mean
basically the termination rate, the insurance company rate, right? So, they’ll
take a shot at that.
Dr. Bulow: Yeah, but once we applied this and kind of got the spreadsheet
for you, you can change the discount rate very easily. So, it’s more of a tool
in that sense, and the interest to somebody like me is, because, as you said, it’s not just Palo Alto, it’s everybody across the country who’s got this
problem. If we can develop an improved way of City Councils throughout the
country being able to analyze their own situation so that would be a
significant research contribution.
Chair Filseth: So, if we direct staff to go do the first two scenarios, staff can
go do it internally and they’ll start working with Mr. Bartel. Is that right?
Mr. Perez: We would work with Mr. Bartel, yes.
Chair Filseth: So, why don’t we do that. Why don’t we have staff work on the
first two with Mr. Bartel, and then with Stanford on the, Stanford can do the
third one and maybe, assuming we can work out the data. Because there
are some uncertainties in here and (not understood)
Mr. Perez: Yeah, because it took a long time to meet the form that the CalPERS wanted. It was probably a year’s process. But I think we’ve talked
enough about that. One of the things that would help us to, I think Council
Member Fine asked a clarifying point, do you want it phased in or all
upfront?
Chair Filseth: No. Pull off the band aid.
Council Member Fine: I agree with that, and I think Greg, to your point
about getting a 4 percent model, hopefully from Stanford, if the phase in is
getting us a $5 million deficit this year, the non-phase in, you know,
whatever, call it 20, 30, we need to know that.
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Dr. Bulow: Well, the phase in is one of those things it takes something that
is simple and straightforward and makes it incredibly complicated.
Chair Filseth: Yeah, I think the phase in is addressed, actually a different
problem. The phase in sort of, I mean, so much of this is designed that if
you have cash flow problems. Okay, now everybody has cash flow problems,
but if you have cash flow problems, I mean, I think one of the things that
was an education to me at Joe Nation’s conference, is the CalPERS guy,
Richard, said, you know, we get push back from the cities on this, right.
Because they’ve got cash flow problems, right. So, the phase in is sort of to address your cash flow problems, but the 6.2 scenario is to tell us what the
numbers “truly are”, right, and I don’t think we should confuse it. I mean, I
think, you said it more eloquently than I did, I don’t think we should confuse
it with phase ins, right. Tell us what it is.
Council Member Tanaka: I mean, policy wise we could always change it.
Chair Filseth: (crosstalk) That’s exactly right. That’s a policy, right. Okay, so,
what else can we give you?
Council Member Tanaka: I think we also want to know what the, we also
want to know like what the incremental costs are, right? Like we hire
someone, we give raises, you know.
Chair Filseth: Well, that’s going to come out of…
Council Member Tanaka: I know. So, once we, yeah, once we have this, right, we do these models, we would then be able to use these models to do
some prediction, right, as to, okay, if we gave everyone a 5percent raise, it’s
going to cost us this much, right. We will be able to actually know that.
Chair Filseth: So, should that be part of this Motion, or should that be sort of
part of the next phase.
Council Member Tanaka: Because that’s a practical use of it.
Mr. Perez: Let me ask John if we were going to ask him to do this, what do
you recommend?
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Mr. Bartel: So, we’ve calculated for clients before the impact of pay increase.
What we encourage people, the way we encourage people to think of it is
not just a 5 percent pay increase, but an increase above what the CalPERS
assumption is, because, let’s be clear. If you give a pay increase below the
assumption, your cost goes down. If you give an increase above that, your
cost goes up and we can kind of very easily kind of quantify that. Let me
give you just a quick comment, though. The bulk of your liability does not
rest with active employees, so I think you’re going to find that the difference
between a 4 and a 5 percent pay increase is, in terms of order of magnitude of liability and in terms of contribution…
Council Member Tanaka: Well, that’s true, but it’s trying not to dig the hole
deeper, right.
Mr. Bartel: Say it again please.
Council Member Tanaka: It’s trying not to dig the hole deeper. So, I think
we should consciously know when we spend money on personnel, what’s it
truly costing the City.
Mr. Bartel: So, I’m hear two different questions, though, because what I
heard was the cost of the pay increase versus the cost of a current
employee. Because I think those are two different question.
Council Member Tanaka: What I’m trying to do is, okay, once we have these
models it’s kind of like Lalo was saying, okay, great, so you have these numbers. So, now what, right? How do we make practical use of it? And to
make practical use of it, we have to be able to put in the form where, okay,
so if we make a decision of, do we outsource tree trimming or not, we know
what that true cost is. Or, if we outsource legal more, which is the right
decision? Or, we decide to give the unions a 10 percent pay raise, right. We
kind of know what it’s costing the City, like fully loaded.
Mr. Bartel: So, for me I think that’s a great question to ask. The challenge,
just so you know, with answering it, answering that question without
providing more detail, is if you go back to the question of, the answer to that
question is a function of what will the future investment return be.
(crosstalk). And if, so the answer at 6.2 is different than at 7 3/8, but what
I’m tell you is, we can answer the question at 6.2.
Council Member Tanaka: Yeah, but that’s the idea, right?
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Mr. Bartel: Yeah.
Council Member Tanaka: So, we have these three models, we pick a number
and we know what it is.
Mr. Bartel: Yeah, we can, that’s and easy, easy thing to do.
Chair Filseth: I think that’s where we want to be. As to your comment about,
you know, the vast majority is the existing retirees and so forth. That’s
undoubtedly right. But, you know, I think people might be surprised, okay.
Our general fund is $200 million a year, right? People might be surprised
how much we scrimp and save for a couple, scrimp and dig for a couple hundred thousand dollars here and there during the budgeting cycle. I
mean, you actually might say, oh, it’s noise compared to the size, but it
actually isn’t when we’re in there going, oh, I want $20,000 for this. So, it
may seem surprising, but actually differences like that, you know, we care
about.
Dr. Bulow: I will be a bigger number than you’d think. I mean, just to give
you an example, it’s easy for somebody to have, you know, okay.
Council Member Fine: Just a comment. I think it seems like these employee
true cost numbers will be easily explicit from the three models we’re asking
from, once we get the models, and so I don’t think we have to ask for it
right now. I think the next step after we get these three models is figure out
what are the operational products we want out of them, after we’ve refined them a bit, right. Because it’s not just going to be employee cost, it’s going
to be timeline and it’s going to be, you know…
Council Member Tanaka: (inaudible) will be, slide five I guess.
Council Member Fine: Employee true cost. So, I think those are going to be
easily made out of the three models we’re asking for. So, I don’t think we
have to ask for it right now. And next round, let’s figure out what are the
couple tables, sets, graphs we want to show to our Colleagues. That gets to
the kind of communication piece out of these three models. And, I think
you’re right, it is these two to start, but there’s probably more in there. So, I
think…
Chair Filseth: What other guidance?
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Ms. Nose: I was just going to say, I think you guys are on a good track, and
the only thing that I would say is something to start to percolate in your
minds is, as we come up with our three models so you guys can then kind of
pick some assumptions so we can do things like normal cost, know that
things like this amortization schedule is at 7½, so if we want to rerun these
schedules at whatever the new rate is, that would be something else that we
would probably ask our very patient consultant here, Mr. Bartel, to assist us
with. So, just keep those kinds of things in your minds as we’re doing our
calculations and when we come back to you, in terms of context pieces.
Mr. Perez: And if you don’t mind, John, I also want to be mindful that you’re
extremely busy right now, so you’ll have to understand that some of it is
going to be dependent on his and his staff’s availability to turn some of the
stuff around for us.
Mr. Bartel: I actually am not allowed to give you timing on any question
anymore. I have to go back and ask.
Ms. Nose: So, that’s the other thing I would say is, do keep in mind as my
team is doing all of this, we will also be developing your FY’19 budget.
Chair Filseth: Well, I know you do one in the daytime and one at night.
Ms. Nose: You haven’t gotten my AM evals yet. The rest of the team has.
But, do keep that in mind, so that’s also why I think we’re trying to bring
some structure to this, so that I can manage a little bit of our team, so that they don’t all quit on me. That happened two years ago.
Chair Filseth: So, we’re going to move that the Committee directs Staff to
prepare alternate finance, long-range financial models, one based on, two
alternate long-range financial models, one based on CalPERS data, one
based on a 6.2 scenario with no phase in; and to explore legal feasibility
with releasing existing member data to Stanford for the purposes of
generating a third scenario based on termination, based on 4 percent?
Council Member Tanaka: It doesn’t matter. Once we have this picture we
can plug in number, basically.
Chair Filseth: Okay, based on other percentages.
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Council Member Fine: That’s existing members and retirees, right?
Chair Filseth: Using existing members and retirees.
Mr. Perez: (not understood, crosstalk)
Chair Filseth: A parametric model sort of.
Council Member Fine: I’ll second that.
MOTION: Chair Filseth moved, seconded by Council Member Fine to
recommend the City Council
A. Direct Staff to prepare two long range financial models:
i. the CalPERS scenario and
ii. an alternate scenario based on 6.2percent with no phase in
B. Explore the legal feasibility of releasing existing current and retiree
member participant data to Stanford University and, if feasible, allow
Stanford to produce a third scenario based on that data.
Chair Filseth: Do you care to speak? Anybody else?
Council Member Tanaka: I think once we have this, then we can do, get the
tools, this amortization thing sounds like a good idea, the true employee
cost, and then communication plan, right?
Chair Filseth: Right.
Council Member Tanaka: So that will be, hopefully, at the next meeting.
Chair Filseth: Sounds good. All in favor? Motion passes unanimously.
MOTION PASSED: 4-0
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Chair Filseth: Thank you very much. Thank you all for staying here. Thank
you, Dr. Bulow. Thank you, John. Thank you, Wayne for staying with us.
Mr. Perez: I just want to give John an opportunity. Is there anything else we
missed from your standpoint that we should be considering? It’s a big
question, I know. I just want to make sure that we’re on the right path.
Mr. Bartel: So, I’d love to reserve the right to give staff comments on that. I
think the answer is, no. You all are doing, I think, more than anybody else
really is doing. Most do it exactly, Lalo, the way that you explained it, and
that is, you look at where the numbers are going to go, and you figure out what additional money you have, and that’s what you can do. But, I think no
additional comments, but I’d like to reserve the right to make a comment
tomorrow, when I’m less tired.
Chair Filseth: One quick question, as part of the, particularly the 6.2
scenario, love this chart, love what you guys did here, okay. You’re going to
update that for the rip-off-the-band aid scenario and put OPEB in if you can?
Ms. Nose: Sure, we can, and thank you Steve for doing that chart.
Chair Filseth: Love the chart, love the chart. Thank you. It’s exactly what,
I’ve lusted after this for a long time. I’ll tell you, you know, that 5 percent,
okay, $5 million, that’s an annuity, okay, $5 million a year. You can fund
$150 million of capital equipment over that. That’s like ten animal shelters.
It’s not that small.
Future Meetings and Agendas
Mr. Perez: Ready to review the next meetings, whenever you’re ready.
Chair Filseth: Yes. What are we going to do next time?
Mr. Perez: So, the next meeting we have scheduled is November 7th, and it’s
a one-item meeting. You may recall from the budget discussions, that we
had a to-do to come back to you with an HSRAP, so that’s what this is
about. We don’t have anything else at this meeting. I don’t believe that we’ll
be able to come back to you with data sets, any data set at that time and
I’m getting an affirmation there. So, then our next scheduled meeting would
be a special meeting with Council the 21st. If you may recall, because of
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Thanksgiving holiday, so the 28th we have the transportation impact fee and
we may have the downtown parking management study plan 1, because I
believe, well we need count…
Chair Filseth: PTC kicked it back, so that one’s…
Mr. Perez: Yeah, so that’s why I’m saying, because Planning staff had
originally planned on the 7th, but I don’t think we’re going to be able to do
that now. So, we’ll have to check internally, so that’s got a pen on it, just so
you know. And then the 5th, as you know, we have the CAFR and the long-
range financial forecast, and we’ll look for our window of opportunity to interject.
Chair Filseth: So, the 28th and the 5th are only a week apart, right. Do you
think there’s any way we could have a preview of some of the modeling stuff
by the 28th, or should we wait for the 5th?
Ms. Nose: I would prefer to wait for the 5th, if possible. If you guys really
wanted maybe a high-level base case, meaning the CalPERS reports, I can
see if that’s feasible and we can report back to you at the 7th meeting.
Chair Filseth: Why don’t we do the 5th?
Council Member Tanaka: I think the problem, though, if we wait for the 5th is
that because, I mean, so we, on this pension thing, just wrap it up. We have
three big things. We’ve got the communication plan, we’ve got, you know,
agree on which model we’re going to pick. We’ve got to also come up, give them time to develop whatever totals we want, right? So like, true employee
cost, amortization schedule. I mean, and I think, I forgot who was saying it,
but we turn into pumpkins at the end of the year, right?
Chair Filseth: Yeah, so let me comment on that for a little bit. I think you’re
right, although as I think about this, I think some of this stuff is just
inevitable, I mean, the communication plan, for example. We’re going to
need some time to chew on this and figure out what it is and so forth, and I
don’t think we should sort of rush out and try to do a lot of communication
stuff before the end of the year. I mean, we’re still going to be gone, we’re
still going to be asking questions at that time. So, the pumpkin factor. I
think this is very important stuff. I think it is incumbent on Council, this side
of the table, so it’s not your issue, right, I think it is incumbent on Council to
ensure that next year’s Finance Committee isn’t doing a cold restart. I think
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it would ill serve the residents of Palo Alto to do that, and so whatever
happens, whether it is, you know, if everybody is new, then we do a massive
training schedule and so forth. If Policy and Services and Finance, you know,
turn the hour glass upside down, then we do a ton of training, or if there is
some continuity and two people from this and two people from that, and so
forth. But, I think it’s our responsibility to make sure that we don’t, that
Council doesn’t become an obstacle to this problem. And I think we should
just take that as Council’s responsibility and commit to doing it, and we’ll
talk to the Mayor about it, and whoever is Mayor next year and so forth.
Council Member Holman: Maybe we suggest to the next Mayor a little bit of
a hybrid, so if the next Mayor decides that this body should be reconstituted,
that these four Council Members form a special committee that continue
with this work. (crosstalk) So, then there’s a continuity.
Chair Filseth: I don’t know, right.
Mr. Perez: You did something similar for the infrastructure plan.
Chair Filseth: Did we? Okay.
Council Member Tanaka: You don’t think we could get there with, I mean, I
feel like we’re close. You don’t think we could get there?
Chair Filseth: We need Lalo and Kiely to still be alive next year.
Council Member Holman: You didn’t ask permission.
Council Member Tanaka: Well, that’s the other factor to do it faster?
Chair Filseth: How long do we have you for actually?
Ms. Nose: Years.
Council Member Holman: Till the Giants win the World Series again.
Chair Filseth: Until the U.S. makes the World Cup again.
Mr. Perez: I’m part of the building now.
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Council Member Holman: Wait, wait, the women are in the World Cup.
Chair Filseth: That’s true, they are.
Mr. Perez: You know, I understand the timing and going back to the
comment I made earlier, I think what we will find is that we will be able to
make some additional contribution, and I think that we’ll be able to make it
within our means. I’m a little worried I’m getting ahead of myself, because
the infrastructure picture is looking ugly, so…
Chair Filseth: It is what it is.
Mr. Perez: Yeah. And so that makes me feel better to the point that if we continue making those contributions and we continue to have this process
moving, while it may not move at the speed we would desire, I think we’re
heading in the right direction and that we’re going to get to a point where
you will have formal policies that could really set us in a path that is towards
the discussions and goals you have been having.
Chair Filseth: Well, I think if we could get to transparency on these
scenarios, right, so we can say, yes, those are the numbers. No phase in,
right. This is what it is. I think if we could get there by the end of the year, I
think we’d have made really good progress. I think we’ll be where we need
to be.
Ms. Nose: And just to alleviate some of you guy’s concerns, we always carry
forward language from the long range into our proposed documents, so what we do in long range does set the stage for how we develop the next year’s
budget. So, that can easily be something that if you guys are worried about
memoralizing things, that we, at minimum, just reference in our proposed
documents that these are the assumptions that this budget was built on.
And so that would be very consistent with how the current documents are
set up, and very simple in terms of, you know, making sure there’s an extra
chart, maybe, that shows these different scenarios that the Finance
Committee considered in December of 2017 that helped inform. So, we all
do know those budget documents live on forever. So, that will at least help
with some of the that policy side of things.
Chair Filseth: So, with that we move to adjourn. Thank you very much.
Thank you, John.
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ADJOURNMENT: Meeting adjourned at 11:05 P.M.