HomeMy WebLinkAbout2020-09-21 City Council Agendas (4)
City of Palo Alto (ID # 11478)
City Council Staff Report
Report Type: Action Items Meeting Date: 9/21/2020
City of Palo Alto Page 1
Summary Title: Planned Home Zoning (PC Zoning) Affordability Requirements
Title: Discussion and Direction to Staff on Housing Affordability
Requirements for Projects Proposed Under the Planned Home Zoning
(Planned Community Zoning). This Action is Exempt from the California
Environmental Quality Act (CEQA) in Accordance with CEQA Guidelines
15061(b)(3).
From: City Manager
Lead Department: Planning and Development Services
Recommendation
Staff recommends that Council endorse an approach that offers a menu of options to home
builders to meet the 20% inclusionary requirement for “planned home zoning”1 projects and
affirm direction regarding the calculation for determining the number of housing units required
to offset net new jobs created by a planned home zoning project.
Executive Summary
On February 3, 2020, Council approved a motion (7-0) to allow residential and mixed-use
housing projects that meet certain criteria to propose a planned home zone (PHZ) change.2 At
the hearing, Council indicated PHZ projects needed to include 20% below market rate (BMR)
units across a range of area median income (AMI) levels and ensure more housing units are
produced than net new commercial jobs.
Council’s action generated interest from a wide variety of developers and landowners to
explore the potential for housing on sites across the City. Staff have met with interested parties
to communicate Council’s direction and obtain feedback on conceptual designs and anticipated
1 Referred to in this report as "Planned Home Zone" to emphasize the focus on housing as the benefit to the
community. Still, PAMC Section 18.38, which outlines the requirement and process for Planned Community (PC)
Zoning remains the underlying code supporting application of this policy.
2 Minutes from February 3, 2020 Council Meeting: https://tinyurl.com/Feb-3-2020-Council-Minutes
City of Palo Alto Page 2
barriers to development of various parcels. However, the ability to move forward is somewhat
constrained by a lack of clarity on the inclusionary requirements and jobs/housing factor to be
used for these projects. This memo presents some options to better define these requirements.
Background
On February 3, 2014 the City Council voted to place a “time-out” on Planned Community (PC)
zoned projects to allow an examination of potential alternatives and reforms.3 Since that date,
no re-zonings for PCs have been approved in Palo Alto.
Two years ago, the City Council adopted a housing work plan.4 Staff prepared the plan in
response to a City Council Colleagues’ Memorandum.5 The Colleagues’ Memorandum stated
the desire for zoning updates to encourage diverse housing near jobs, transit, and services. The
memo presented several specific concepts, many of which were also identified in the City’s
Housing Element (adopted November 2014) and the updated Comprehensive Plan (adopted
November 13, 2017).
Since that time, Council approved several zoning updates designed to encourage housing
production and took other measures to curb office development in favor of housing production.
These actions stimulated some housing development; however, the City continues to have a
high jobs-to-housing ratio. At the current rate, the City is not on target to meet its expressed
Comprehensive Plan goal of producing between 3,545 and 4,420 new housing units between
2015 and 2030. The lack of housing affordable at all income levels contributes to other impacts
experienced in Palo Alto. These impacts relate to traffic congestion, higher vehicle miles
traveled, greater greenhouse gas emissions, and diminished housing opportunities, among
other quality of life issues.
On February 3, 2020, staff presented an update on the Housing Work Plan. At this hearing staff
conveyed the conclusion that additional measures would likely be needed to generate near-
term housing production that meets the City’s expressed targets. In response, Council approved
a motion6 to allow for housing projects to be rezoned under the PHZ. Unlike the previous PC
zoning, the City would not seek community benefits from proposed projects. Instead, the
housing itself, especially the required BMR units, serves as the primary community benefit.
Discussion
3 Minutes from February 3, 2014 Council Meeting: https://tinyurl.com/Feb-3-2014-Council-Minutes
4 City of Palo Alto Housing Work Plan: https://tinyurl.com/Housing-Work-Plan-PA
5 Colleagues Memo Regarding Zoning Updates to Encourage Diverse Housing Near Jobs, Transit, and Services,
dated November 6, 2017: https://tinyurl.com/Colleagues-Memo-Housing
6 February 3, 2020 City Council Minutes:
https://www.cityofpaloalto.org/civicax/filebank/blobdload.aspx?t=69999.18&BlobID=75525
City of Palo Alto Page 3
The PHZ conversation occurred approximately six weeks prior to City Council’s declaration of a
local emergency due to the COVID-19 pandemic. The impacts of COVID-19 on many aspects of
our local community, the region, nation, and the world remain unknown. It is anticipated,
however, that this pandemic and the unfolding economic recession will impact real estate
supply as well as demand.
At the time of this report’s writing, it remains to be seen how demand for housing and supply of
new housing units will be impacted by COVID-19. On one hand, the region’s severe shortage of
housing developed over several decades, during which housing production did not keep pace
with housing demand. On the other hand, job loss, remote work, layoffs, and possible changes
to employee density in office buildings may lead to less demand for housing. The magnitude of
such departures may not be known immediately. That said, the regional population would need
to decrease significantly to impact the housing shortage. The need for more housing—and
more affordable housing—is unlikely to be significantly abated. The state and region plan to
issue revised regional housing needs allocations (RHNA) to regions and jurisdictions later this
year; Palo Alto’s RHNA numbers are expected to increase significantly with more recent
estimates ranging from 8,500 – 10,250.7
Despite the pandemic, staff continues to be approached by developers interested in pursuing
housing development. In fact, Council heard a pre-screening request on June 22 for a proposed
PHZ and staff anticipates that there will be additional requests for pre-screenings this fall for
other proposed PHZ projects. Thus, while the impacts of the pandemic will continue to unfold,
there is a need now to provide more certainty around the inclusionary requirement and affirm
the appropriate factor to use when assessing the net new jobs to housing unit requirement.
20% Inclusionary Housing Requirement
When discussing the 20% inclusionary requirement, individual Council members had a range of
suggestions on how this should be achieved. Some favored promoting the need for lower
income units, others favored a spread across all income levels (which is reflected in the final
motion) and offered suggestions on how that could be achieved. Still, others expressed an
interest in addressing the need for more workforce housing or units in the range between
above moderate and market rate housing.
One Council member suggested the benefits of PHZ be provided at the current 15% inclusionary
requirement8 in recognition that the City is not producing the number of housing units it is
7 The City Council received an update on Plan Bay Area 2050 and the regional housing needs assessment (RHNA)
on August 10, 2020: https://www.cityofpaloalto.org/civicax/filebank/blobdload.aspx?t=57836.5&BlobID=77913
8 The fifteen percent (15%) requirement applies to ownership housing, not rental. Rental housing projects are
assessed a $20.87 fee per square foot of residential floor area.
City of Palo Alto Page 4
trying to achieve even at this level. A recent report9 presented to the Planning and
Transportation Commission and shared with the City Council provides some insight into the
economic challenges of producing on-site BMR housing based on current codes. Moreover, the
City’s inclusionary requirement for ownership housing is not distributed across all income levels
and provides that 10% of the units be deed restricted at 100% of area median income (AMI) for
Santa Clara County and 5% restricted at 120% of AMI. Requiring more units to be deed
restricted at the lower income level means greater concessions from the zoning code to home
builders will be required.
The Council’s direction also reflects the perspective that, unlike prior planned community
zoning, the Council does not want to engage in a negotiation about the affordability
requirements or various concessions required for a project. Staff was directed to engage with
home builders on these topics and have the potential applicant present a concept plan to the
Council to receive non-binding comments on a conceptual plan. In light of this direction and in
recognition that each parcel’s site constraints and property owner expectations, motivations
and tolerance for risk vary, staff recommends the City Council support a menu approach to
address the inclusionary requirement.10 Four options are presented below – the Council may
decide to endorse all four options, select only its preferred options, or direct staff to consider
an alternative approach.
Option 1: 20% Deed Restricted; Balanced Across Affordable and Workforce Housing
This option equally distributes the 20% inclusionary requirement across four income levels. Five
percent of a project’s deed restricted units would be provided at each of the following income
levels: 50%, 80%, 120%, and 140% AMI. Units at or below 120% AMI qualify as below market
housing in accordance with the City’s municipal code; units between 120% and 150% are
defined as workforce housing. 11
9 June 10, 2020 PTC report regarding below market housing feasibility study:
https://www.cityofpaloalto.org/civicax/filebank/documents/77084
10 For PHZ applications – staff proposes that fractional units not be rounded for all Options. Compliance with
minimum requirements are met with using whole numbers, for instance, 19.9% would not meet the 20%
inclusionary standard.
11 For the purpose of PHZ applications, qualifying projects dedicating units toward workforce housing could not
exceed 140% AMI across all options.
City of Palo Alto Page 5
Table 1: 20% at BMR and Workforce Housing Income Levels
Income Level Area Median
Income
Example 100
Unit Project
Income-
Restricted
Units
Below
Market Rate
Units
Very-low Income 31-50% 5 5%
Low Income 51%-80% 5 5%
Moderate Income 81%-120% 5 5%
Workforce
Housing
Above Moderate
Income
121% - 140% 5 5%
Market Rate Above Moderate
Income
141% and above 80 80%
Total 100 100%
This option meets the Council’s goal to distribute the deed restricted units across all income
levels and dedicates five percent of the units toward workforce housing. It also requires more
lower income units than required by the City’s current inclusionary requirement, which requires
units affordable to households at 100% and 120% AMI.
Option 2: 20% Weighted Value BMR Units (Minimum 15% Actual BMR Units)
This option encourages more lower income units and assigns a value to these units. A home
builder must meet a weighted value of 20% inclusionary housing and no less than 15% actual
inclusionary housing units in the project.
Very low income units cost about the same to produce in mixed income housing project, but do
not generate the same return on investment and therefore, when provided, are more heavily
subsidized. Non-profit home builders often use federal tax credits, local housing funds and
other sources in order to build lower income housing units. The City’s local implementation of
the state density bonus law also aligns this relationship between deeply subsidized units and
the number of zoning waivers offered to developers when providing very low income units
onsite. This option is generally guided by that principle and gives more weight to very low and
low income units while less weight is given to moderate and workforce housing.
City of Palo Alto Page 6
Table 2: 20% Weighted Value
Income Level Area Median Income Weighted Value
Below Market Rate
Units
Very-low Income 31-50% 1.9
Low Income 51%-80% 1.2
Moderate Income 81%-120% .6
Workforce Housing Above Moderate
Income
121% - 140% .3
Market Rate Above Moderate
Income
141% and above 0
A home builder may choose to toggle the number of units provided onsite based on a number
of factors related to the density of the project, unit size, constraints of the site, length of
holding, whether the units are for sale or rental, expected returns on costs, and a multitude of
other considerations.
Below are several examples to illustrate this option. The first example is compared to Option 1;
the others show other possible means of compliance.
Example 1: Option 2 Using Option 1 Inputs
Income Level Area Median
Income
Weighted
Value
% of Actual
Units
Weighted %
Below
Market
Rate Units
Very-low Income 31-50% 1.9 5% 9.5%
Low Income 51%-80% 1.2 5% 6%
Moderate
Income
81%-120% .6 5% 3%
Workforce
Housing
Above Moderate
Income
121% - 140% .3 5%
1.5%
Total 20% 20%
City of Palo Alto Page 7
Example 2: Possible Compliance Inputs
Income Level Area Median
Income
Weighted
Value
% of Actual
Units
Weighted %
Below
Market
Rate Units
Very-low Income 31-50% 1.9 3% 5.7%
Low Income 51%-80% 1.2 12% 14.4%
Moderate
Income
81%-120% -- -- --
Workforce
Housing
Above Moderate
Income
121% - 140% .3 --
--
Total 15% 20.1%
Example 3: Possible Compliance Inputs
Income Level Area Median
Income
Weighted
Value
% of Actual
Units
Weighted %
Below
Market
Rate Units
Very-low Income 31-50% 1.9 10% 19%
Low Income 51%-80% 1.2 -- --
Moderate
Income
81%-120% .6 -- --
Workforce
Housing
Above Moderate
Income
121% - 140% .3 5%
1.5%
Total 15% 20.5%
Example 4: Possible Compliance Inputs
Income Level Area Median
Income
Weighted
Value
% of Actual
Units
Weighted %
Below
Market
Rate Units
Very-low Income 31-50% 1.9 -- --
Low Income 51%-80% 1.2 17% 20.4%
Moderate
Income
81%-120% .6 -- --
Workforce
Housing
Above Moderate
Income
121% - 140% .3 --
--
Total 17% 20.4%
City of Palo Alto Page 8
Example 5: Possible Compliance Inputs
Income Level Area Median
Income
Weighted
Value
% of Actual
Units
Weighted %
Below
Market
Rate Units
Very-low Income 31-50% 1.9 -- --
Low Income 51%-80% 1.2 -- --
Moderate
Income
81%-120% .6 34% 20.4
Workforce
Housing
Above Moderate
Income
121% - 140% .3 --
--
Total 34% 20.4%
This option provides maximum flexibility to determine how to comply with the inclusionary
requirement and, if elected, would tend to generate more low and very-low income units than
would otherwise be produced – or a greater number of income restricted units if a developer
chooses units in the moderate or workforce housing range.
Option 3: 10% Very-Low Income Inclusionary Housing and Plus Payment of Housing Impact Fees
Unlike the previous two options, staff proposes that this option would only apply to rental
projects – not ownership units. For sale units generally can support a higher inclusionary
standard, but the yield on cost for a rental product is narrower. Therefore, the more
inclusionary requirements imposed on rental housing, the more difficult it is to build.
Moreover, most market rate home builders would prefer to pay a fee or, if inclusionary units
are required, have the fewest number of restricted units. This option recognizes this interest
and imposes a reasonable 10% inclusionary requirement for very low income housings units
(50% AMI) and full payment of the housing impact fees. Using the weighting proposed in
Option 2, this option is approximately equivalent to a 25% inclusionary requirement.
Payment of the housing impact fee will help restore the City’s housing funds, which are typically
used by non-profit, low income housing projects. Non-profit housing typically also provides
supportive programs that low income households can use to find jobs, help with school work,
connect with social services and other programs; these services are not generally provided in
market rate housing projects.
For a hypothetical 100,000 square foot rental housing project with 100 units, this option would
result in 10 very low income units and payment of approximately two million dollars in housing
impact fees.
Option 4: Off Site Housing
At least one developer has approached staff with the interest in providing the inclusionary units
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offsite resulting in two projects, a 100% market rate development and, in conjunction, a 100%
affordable housing development in a nearby location. Under this scenario, the units in the
combined developments would still need to meet the necessary income level range, based on
Council’s direction regarding the options above. Off-site compliance would be subject to similar
requirements as those outlined in PAMC Sections 16.65.075 and 16.65.080 with respect to the
equivalency of the units to those provided in the market rate development (i.e. the size, type,
location of the units in the affordable housing development would need to be equivalent to
those provided in the market rate development). Also, the affordable units would need to be
available to the public before the market rate units are made available. Developers have
expressed that allowing off-site development of the inclusionary units could allow them to not
only finance the market rate development more easily, but also provide more BMR units than
required as part of a 100% affordable housing development.
Unless othewise directed by Council, this option would be available to PHZ applicants.
Jobs / Housing Ratio
One additional requirement for a PHZ project is the need to provide more net new housing
units than net new jobs created for a mixed use project. The purpose for including this
discussion is to ensure staff and Council are aligned on how this factor will be determined for
PHZ projects.
The Valley Transportation Authority Congestion Management Program provides information
estimating the number of jobs per thousand square feet for different land uses.
Profession Jobs/1,000 SF
Retail 1.75
Office 3.4
Hotel 2
Research and Development 2.5
To determine the number of housings units required for each job produced, staff would divide
the number of jobs created by the number of employed residents per household. Most recent
data on the number of employed residents per households comes from the American Census
Survey from 2018 and for Palo Alto is 32,287 employed residents and 26,212 households.
Accordingly, Palo Alto has an employed residents per household ratio of 1.23.
City of Palo Alto Page 10
The following illustrates for a hypothetical project how many net new housing units would be
required to off-set net new commercial jobs created:
Unless Council determines that different sources and ratios should be used, staff would use the
above calculation to assess the minimum number of housing units required.
Policy Implications
Council’s decision may modify or otherwise clarify Council’s policy related to the PHZ and
expectations for inclusionary requirements. This section summarizes how the options described
above would help to address goals and policies identified in the Comprensive Plan, Housing
Work Plan, and Council’s expressed priorities.
Meeting Housing Needs of Palo Altans
In February 2020, the City Council selected Housing, with a focus on affordable housing, as a
Council priority for the year. The Council heard from residents responding to an Open Town
Hall Survey that housing was a top priority for residents. Likewise, the National Citizen Survey
indicated that only 5% of Palo Altans rated the availability of quality affordable housing as
excellent or good. By authorizing PHZs, the City Council seeks to address the needs of Palo
Altans by encouraging property owners and home builders to construct housing projects.
Insisting on a significant and meaningful proportion of inclusinary housing units, the Council
seeks to ensure the new housing serves a wide range of Palo Altans. Under each of the
proposed options, the Council can promote these goals.
Option 1 would assist the City in meeting it’s RHNA allocation at all income levels, including
those at the deepest level of affordability as well as the workforce housing levels to address the
“missing middle.” Option 2 provides flexibility to a home builder and places greater value on
lower income units that would likley only be achieved through a non-profit housing
development. Option 3 similarly places greater value on the lowest income levels while also
collecting housing impact fees that could be used by a future non-profit organization to provide
low income housing and supportive services.
All of these options are economically feasible based on analysis of a hypothetical project
Land Use Total
Floor Area
Jobs/1KSF # of Jobs Created Employed
Resident/Household
# of Net New
Housing Units
Retail 5,000 SF 1.75 1.75(5,000/1,000)
= 8.75 jobs
1.23 7.11
Office 35,000 3.4 3.4(35,000/1,000)
= 119 jobs
1.23 96.74
Minimum Number of Net New Housing Units Required (rounded) 104 units
City of Palo Alto Page 11
downtown and along El Camino Real. The options are presented as a menu for a home builder
to choose, but the City Council may determine that one or more are not appropraite and direct
staff accordingly.
Comprehensive Plan & Housing Element
The City has issued building permits for 565 of the 1988 units identified under its RHNA
allocation. To meet this goal, the City would need to permit an additional 1,423 units in the
next two years. In addition, the City has an expressed Comprehensive Plan goal of producing
between 3,545 and 4,420 new housing units from 2015 through 2030. The City is not on target
to achieve this expressed Comprehensive Plan goal. An additional 343 units would need to be
permitted each year to remain on track to meet its middle range housing production target.
Further, the California Housing and Community Development Department (HCD) has released
its regional housing needs determination for the Bay Area concluding 441,176 more housing
units are required for the upcoming housing cycle ending in 2030. The Association of Bay Area
Governments is the authority charged with distributing those units throughout the region. Palo
Alto is expected to receive a four to five fold increase in its regional housing needs allocation
for the upcoming housing element cycle (2022-2030) which will place more pressure on the City
to plan for and produce more housing units in the near future.
The City’s ability to meet its above-moderate (market rate) regional housing needs allocation
influences whether projects in Palo Alto benefit from state-mandated streamlined permitting
processes. Senate Bill 35 adopted in 2017 requires ministerial approval for qualifying housing
and mixed use projects when the state determines a local jurisdiction has failed to meet its
market rate housing units. A ministerial process is one that is reviewed by staff within a
specified timeframe, such as 90 days, and does not include review by the City’s Architectural
Review Board, Planning and Transportation Commission, or City Council. At the end of the
current housing element cycle in 2022, and every four years thereafter, if the City does not
meet its market rate housing targets, under SB 35, housing and mixed use projects will require
ministerial review and will only need to comply with the objective standards in the municipal
code. Currently, qualifying housing projects that propose 50 percent of the units at low-income
housing levels qualify for streamlined review because the City has not met its targets in the past
for providing units at the low and very-low income levels. If the City does not meet its above-
moderate numbers by 2022 or in the new housing element cycle, streamlining will apply to
projects with 10 percent on-site affordability.12
12 State code requires 10% on-site affordability for qualifying projects, however, the City of Palo Alto has a local
objective standard of 15% that would also need to be met. No more than 15% would be required for any qualifying
project under current rules.
City of Palo Alto Page 12
Resource Impact
This report transmits options for Council’s consideration regarding inclusionary requirements
for housing projects proposing a planned home zoning change. Council’s direction would not
have a direct resource impact on the City. Council’s direction would provide clarity,
streamlining staff time in processing future applications.
Stakeholder Engagement
Staff has participated in conversations with approximately a dozen developers interested in
pursuing projects under a PHZ. Overall, Council’s consideration of PHZs has stirred interest;
however, developers have requested greater clarity on expectations before pursuing projects
further.
Environmental Review
This project is exempt from the California Environmental Quality Act (CEQA) under State CEQA
Guidelines Section which 15061(b)(3) because it can be seen with certainty that the proposed
action will not have the potential for causing a significant effect on the environment. The city
would evaluate any future proposed development in accordance with CEQA.